Compliance Director Job at Robert Half (Houston)

Compliance Director

Directs and monitors key components of the Compliance program across Advocate He...

Location

United States

Salary:

68.20 - 102.30 USD / Hour

Advocate Health Care

Expiration Date

Until further notice

Requirements

Health Care Compliance (CHC), Health Care Privacy Compliance (CHPC), Health Care Privacy and Security (CHPS), Health Care Research Compliance (CHRC) or comparable certification
Bachelor's degree in health care administration, medical coding, health information management, clinical practice, clinical research, or related field
Typically requires 7 years of experience in a health care compliance/regulatory role within a complex environment
Demonstrated ability to lead diverse work teams in a complex matrix management structure
Advanced knowledge of federal and multiple state health care regulations related to applicable areas of responsibility and the ability to analyze regulations to determine appropriate action in applying them to operational procedures and practices
Demonstrated ability to manage sensitive and/or complex interactions with physicians, leaders, internal and outside legal counsel and regulatory agencies
Knowledge of risk analysis and risk management principles
Excellent organizational and prioritization skills, including expertise in leading multiple large projects simultaneously
Skills in developing sound proposals and in implementing a comprehensive program
Excellent written and verbal communication skills, including the ability to effectively communicate with all levels of team members and leadership and to address difficult and controversial issues

Job Responsibility

Directs and monitors the compliance program across Advocate Health within applicable areas of responsibility, ensuring the program aligns with industry standards and promotes compliance with federal and state laws, regulations, rules, and applicable guidelines
Directs and conducts compliance investigations and resolution of identified compliance concerns, regulatory violations, and policy violations within applicable areas of responsibility. Analyzes root causes and trends and facilitates process improvement to prevent recurrence
Reduces organizational risk by directing and conducting risk assessments within applicable areas of responsibility as part of the enterprise-wide compliance risk assessment process and by defining and overseeing audits and other compliance work plan activities to mitigate identified risks
Directs, creates and delivers education and awareness activities, including compliance education, guidance documents and other reference tools, designed to prevent and correct issues related to regulatory compliance and ethical conduct
Serves as internal expert and advisor in compliance matters related to regulations within applicable areas of responsibility. Communicates new developments that affect specific departments and/or the entire organization
Partners with operational leaders and other key partners to develop, maintain and direct implementation of policies and procedures related to compliance and ethical conduct within areas of responsibility
Responsible for understanding and adhering to the organization's Code of Ethical Conduct and for ensuring that personal actions, and the actions of employees supervised, comply with the policies, regulations and laws applicable to the organization's business

What we offer

Paid Time Off programs
Health and welfare benefits such as medical, dental, vision, life, and Short- and Long-Term Disability
Flexible Spending Accounts for eligible health care and dependent care expenses
Family benefits such as adoption assistance and paid parental leave
Defined contribution retirement plans with employer match and other financial wellness programs
Educational Assistance Program
Premium pay such as shift, on call, and more based on a teammate's job
Incentive pay for select positions
Opportunity for annual increases based on performance

Fulltime

Compliance Director

Reporting to the Associate Vice-President of Compliance for Global Functions, th...

Location

India , Hyderabad

Salary:

Not provided

Amgen

Expiration Date

Until further notice

Requirements

Master’s degree and 14 to 16 years of Information Systems experience OR Bachelor’s degree and 16 to 18 years of Information Systems experience
Minimum of 12 or more years working in a corporate advisory or procedural support role with significant experience in operational controls for Global Capabilities Centers
Strong communications skills including English fluency
Experience in building compliance controls, processes, policies, and requirements with particular emphasis on anti-corruption, conflict of interest, compliance investigations, and corporate monitoring

Job Responsibility

Support Amgen’s compliance leadership team in providing strategic advice pertaining to global compliance program framework
Help develop global compliance capabilities out of Amgen India office (e.g., policy improvement, training governance, monitoring activities, investigation procedures)
Help develop and measure implementation strategies to develop and integrate the Amgen compliance program at Amgen India including
the Amgen compliance monitoring and auditing plans, develop and support robust compliance training program, provide support as needed for compliance investigations, interpret and apply Amgen compliance policies
Support Amgen India mid and senior level leaders execute corporate compliance priorities
Develop and maintain working knowledge of Amgen’s Global Compliance Policies and Standard Operating Procedures
Develop and maintain working knowledge and understanding all applicable laws and codes regulating Amgen activities with government officials and the healthcare community (e.g., Prevention of Corruption Act, OPPI, UCPMP)
Access various Amgen source systems (e.g., SAP, Concur, C3) to gather information required to make assessments impacting our training and monitoring activities
Co-chair compliance steering committee with Amgen India Managing Director focused on building compliance program controls and risk mitigation plans in response to: key compliance program metrics (e.g., investigations, monitoring, training), emerging business activities material to Amgen India, developments in external environment that have impact on compliance program
Draft and deploy local compliance policies and procedures to address functional tactics / activities being carried out with members of the healthcare community and/or government officials that are incremental to our global compliance requirements (due to nuances in local regulations / codes)

Director / Senior Director, Global Logistics, Warehousing and Trade Compliance

The Senior Director, Global Logistics, Warehousing and Trade Compliance is respo...

Location

United States , Cambridge, MA / Durham, NC

Salary:

210000.00 - 320000.00 USD / Year

Beam Therapeutics

Expiration Date

Until further notice

Requirements

Bachelor’s degree in Business, Supply Chain, Engineering, Life Sciences, or related field
MBA or Master’s degree preferred
18+ years of progressive experience in global logistics, warehousing, supply chain, and/or trade compliance within biotech, pharmaceutical, or other highly regulated environments
Proven senior leadership experience managing complex global networks of internal operations and external partners (CMOs, CDMOs, 3PLs)
Working knowledge of global trade compliance regulations, including U.S. Customs and relevant international authorities
experience with permits, licenses, duties, VAT, sanctions, and duty savings strategies
Demonstrated expertise in pharmaceutical cold chain logistics (ambient, refrigerated, frozen, ultra-low temperature) across R&D, clinical, and commercial programs
Strong strategic and operational leadership skills, with the ability to influence cross-functional and matrixed stakeholders globally
Excellent analytical, communication, and decision-making skills in high-complexity environments
Financial acumen including budgeting, cost control, and KPI management

Job Responsibility

Global Logistics: Provides operational and strategic leadership for all R&D, Clinical, and Commercial shipments
Serves as subject matter expert for ambient, low‑temperature, and ultra‑low‑temperature cold chain systems, including shipping systems qualification and lane validation, in support of CMC development and commercialization
Supports Commercial Patient Operations for Risto-cel Patient shipments
Warehousing: Leads internal warehouse operations and the global 3PL network supporting storage, inventory management, kitting, and production support for critical raw materials, drug substance, and drug product
Ensures inventory accuracy, material availability, and scalable warehouse capabilities aligned with clinical and commercial demand
Trade Compliance: Acts as the enterprise risk leader for global trade compliance, ensuring compliance with international, federal, and state import/export laws and regulations
Leads the development and governance of compliant, efficient trade processes across North America, Europe, and Asia‑Pacific regions, and serves as the primary interface with customs brokers, government agencies, and external auditors
Champions a culture of compliance while enabling business agility and uninterrupted supply
Supports Market Access team for any commercial trade or channel distribution aspects
Strategy & Leadership: Develop and execute global logistics, warehousing, and trade compliance strategy to support R&D, clinical trials, and commercial operations

Fulltime

Director - Compliance Audit

Barclays Audit: In Audit, you'll play a crucial role in providing independent, r...

Location

United Kingdom , London

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

To support the development of audits aligned to the bank’s standards and objectives by working collaboratively with colleagues, providing accurate information and recommendations, and complying with policies and procedures
Audit development and delivery support, including financial statements, accounting practices, operational processes, IT systems and risk management
Identification of operational risks to support the delivery of the Barclays Internal Audit (BIA) Audit Plan through risk assessments
Assessment of internal control effectiveness and their capability to identify and mitigate risk aligned to regulatory requirements
Communication of key findings and recommendations to stakeholders, including the Audit Owner, senior managers and directors
Identification of regulatory news and industry trends/developments to provide timely insight and recommendations for best practice
To manage a business function, providing significant input to function wide strategic initiatives
Contribute to and influence policy and procedures for the function and plan, manage and consult on multiple complex and critical strategic projects, which may be business wide
They manage the direction of a large team or sub-function, leading other people managers and embedding a performance culture aligned to the values of the business
Or for an individual contributor, they lead organisation wide projects and act as deep technical expert and thought leader, identifying new ways of working and collaborating cross functionally

Job Responsibility

Function as Key Risk Owner for Compliance Risk across BIA
specifically, Wholesale Conduct and Regulatory Compliance risks
Responsible for maintaining the BIA Risk Assessment Rules for Compliance and provide subject-matter input to the BIA audit teams on the scope of audits covering Wholesale Conduct and Regulatory Compliance risks
Support the BIA Portfolio Manager for Compliance in the ongoing review and structure of the BIA Compliance Audit Universe and input to BIA’s Board reporting on Compliance
Maintain stakeholder relationships across the Compliance function to inform BIA’s assessment of the Compliance function
Function as Audit Owner on audits of processes operated by the Compliance function, including regular coverage of markets surveillance

What we offer

Cycle or run to work? We’ve got everything you need – from cycle hire and parking areas to new showering and changing facilities
CoSpace is our drop-in co-working space, where networks are built, problems are solved collectively and our community is strengthened
Our Wellness Suite includes a well-equipped gym and exercise studios, and provides personal training sessions and massage therapy
Our new trading floors enhance communication, integrate sustainability, and support health and wellbeing through innovative design and British-sourced furniture
Be you. Be valued. Belong
We celebrate the unique perspectives and experiences each individual brings, believing our differences make us stronger and drive success
We’re committed to providing a supportive and inclusive culture and environment for you to work in
This environment recognises and supports your personal needs, alongside the professional needs of our business
If you'd like to explore flexible working arrangements, please discuss this with the hiring manager
We have a structured approach to hybrid working, where colleagues work at an onsite location on fixed, ‘anchor’, days, as set by the business area

Fulltime

Privacy Compliance Director

The Privacy Compliance Director owns and governs the global Privacy Compliance p...

Location

United States Of America , Newton

Salary:

122000.00 - 140000.00 USD / Year

Bright Horizons

Expiration Date

Until further notice

Requirements

10 years experience in supporting Privacy Compliance and Risk Management team, managing a large portfolio of asset, vendor, and PIA assessments for a large multi-national corporation with limited oversight
7 years experience using and/or configuring Governance, Risk & Compliance tools such as OneTrust and TrustArc to perform assessments and risk management
Bachelor's Degree in Law, Information Security, Accounting, Information Systems degree. 5+ years of additional experience would be considered in lieu of degree.

Job Responsibility

Owns and drives privacy accountability and compliance across the company by administering effective processes and leadership oversight.
Defines and evolves the enterprise privacy compliance strategy, enterprise-wide standards for global assessment methodologies, risk scoring, and reporting.
Manages, and performs, vendors and asset assessments across all locations.
Collaborates with internal stakeholders, external consultants, and vendors to clarify assessment responses, evaluate risks, and agree treatment plans.
Creates and manages risks for the Privacy and Information Security teams.
Develops and maintains process and procedure documentation for areas of responsibility.
Provides guidance to business partners on the implementation and adherence to privacy by design related concepts, policies and procedures.
Sets direction and oversees the use of Privacy Management Tools (OneTrust, Teams, ADO, SharePoint).
Utilizes the privacy management tools to ensure optimization of documentation of and reporting on the global privacy compliance program.
Guides team with requirements documentation, conduct, coordinate and execute system test plans.

What we offer

Medical, dental, and vision insurance
Paid vacation, sick, holiday, and parental bonding leave
401(k) retirement plan
Long-term and short-term disability insurance
Life insurance
Money-saving discounts and financial planning tools
Tuition assistance and education coaching
Caregiving support and resources for the children and adults in your family

Fulltime

Associate Director, Compliance Systems & Analytics

The Associate Director, Compliance Systems and Analytics, is primarily responsib...

Location

United States , San Mateo

Salary:

167000.00 - 195000.00 USD / Year

Dompé

Expiration Date

Until further notice

Requirements

Bachelor's or Master's degree in a related field (e.g., Data Science, Computer Science, Life Sciences)
8+ years of experience in U.S. healthcare compliance, with expertise in data operations, governance, and strategy
Extensive experience with laws, regulations, and industry guidance that affect the biotech, pharmaceutical, and rare disease space, including but not limited to OIG, PhRMA Code, healthcare standard operating procedures, ABAC laws, and transparency reporting
Demonstrated understanding of U.S. healthcare compliance data assets and data ecosystems
Strong analytical and technical skills
proficiency in common analytics and CRM tools such as Excel, BI tools (Looker, Tableau)
Hands-on experience with modern data science / AI analytics tools such as Python (pandas/conda/matplotlib), R (tidyverse, plotly) or SAS and their related ecosystems
Proven success in building cross-functional partnerships and translating data into thoughtful, documented, risk-based decisions
Ability to effectively communicate complex data insights through compelling narratives to drive informed decision-making and foster a data-driven
Strong leadership, excellent communication, and stakeholder management skills

Job Responsibility

Embody Dompé’s commitment to ethics and integrity and values-based decision-making, and foster this mindset in clients, partners, and team members
Under the direction of the U.S. Compliance Officer, and will partner closely with the Legal, Information Communications Technology (ICT), Commercial Data Strategy and Operations, and Medical / R&D Teams
Design, implement, and manage a structured approach to analyze healthcare compliance-relevant data from various sources (e.g., investigations metrics, monitoring findings, transfers of value to healthcare professionals) to support a data-driven approach to U.S. healthcare compliance and risk management
Advise and create analytical requirements for dashboard creation, potential data requirements, and related business rules in order to bring necessary level of rigor
Ensure best practices for data reliability, ingestion, analysis, and output across various data streams
Develop strategy and support in enhancing key compliance systems, including but not limited to systems to review and approve key business activities (e.g., onboarding third parties, engaging healthcare professionals, reviewing external funding)
Assist in developing materials for Ethics & Compliance Committee meetings and other executive reporting, including external benchmarking, internal compliance metrics (e.g., dashboards), and compliance program vision
presents at such meetings where required
Evaluate and manage relationships with key systems, technology, and data vendors to maintain existing compliance systems and propose other cost-effective solutions
Identify and analyze regulatory landscape and external, industry trends regarding the use of technology and digital tools, including Artificial Intelligence (AI)

What we offer

Comprehensive medical benefits: we value access to healthcare for our patients as well as our employees
Generous vacation / holiday time off: we care about our employees and encourage a balanced lifestyle
Competitive 401(K) matching

Fulltime

Director, Compliance Governance

Our client, a leading financial institution, is seeking a seasoned Director, Com...

Location

Canada , Toronto

Salary:

150000.00 - 175000.00 USD / Year

Randstad

Expiration Date

June 19, 2026

Requirements

Strong knowledge of AML/ATF and Regulatory Compliance frameworks within the Canadian banking sector
Minimum of 5 years' experience in a senior AML advisory or compliance leadership role within a Canadian financial institution
Proven experience engaging with regulatory bodies such as OSFI, FINTRAC, and FCAC
Demonstrated experience managing compliance-driven projects or initiatives
Strong leadership experience with the ability to manage and mentor teams of managers and/or analysts
Legal training (LLB) or legal practice experience in Canada is preferred
Professional designation such as CPA/CA or experience in Internal Audit is considered a strong asset

Job Responsibility

Lead the design, implementation, and continuous enhancement of the bank's AML/ATF and Regulatory Compliance programs
Ensure all organizational activities adhere to applicable laws, regulations, and internal compliance standards
Oversee the governance function within the Compliance team, ensuring strong controls and accountability
Act as the primary liaison with regulatory bodies, managing communications and responses to Requests for Information (RFIs)
Ensure internal compliance policies and procedures remain aligned with regulatory expectations and industry best practices
Provide leadership and direction to the Governance team, including managers and analysts
Oversee centralized compliance services such as Compliance Monitoring & Testing and Compliance Training programs
Drive compliance-related projects and initiatives, ensuring timely and effective delivery

Fulltime

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Director - Compliance Coordination and Regulatory Affairs

The Regulatory and Assurance team is an independent team within CACIB Americas C...

Location

United States Of America , NEW YORK

Salary:

190000.00 - 240000.00 USD / Year

Crédit Agricole

Expiration Date

Until further notice

Requirements

Minimum 10+ years of Compliance experience in financial services
5+ years managing regulatory examinations and relationships with U.S. prudential regulators (Federal Reserve, NYDFS, OCC)
Experience in international context
Strong Regulatory Compliance background
Bachelor Degree / BSc Degree or equivalent

Job Responsibility

Serve as Compliance primary point of contact for U.S. regulatory agencies during examinations, inquiries, and ongoing supervisory activities
Coordinate and manage end-to-end regulatory examinations, including preparation, document production, regulatory meetings, and remediation efforts
Develop and maintain examination response protocols and methodology
Track and manage regulatory requests to ensure timely, accurate, and complete responses
Review and challenge regulatory deliverables
Support regulatory inquiries and examinations in the Americas and across business lines as needed
Partner with Internal Audit to coordinate compliance-related audit reviews
Manage audit response processes, including deliverables validation and review
Lead and contribute to high-priority compliance projects and department-wide initiatives
Collaborate with cross-functional teams to implement compliance program enhancements

Fulltime

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Compliance Director

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