CrawlJobs Logo

Compliance Director - Corporate & Investment Banking

https://www.wellsfargo.com/ Logo

Wells Fargo

Location Icon

Location:
United States , Charlotte ▼

Category Icon
Category:
Finance

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

185000.00 - 300000.00 USD / Year
Save Job
Save Icon
Job offer has expired

Job Description:

Wells Fargo is seeking a Compliance Director. This role will report to the head of Corporate & Investment Banking (CIB) Markets Compliance and will manage a team providing compliance oversight to Credit Sales & Trading Activity, Senior Relationship Management, and Structured Products Group Trading. The role is accountable for leading the compliance officers providing oversight to those lines of business as well as reporting and escalating concerns to management.

Job Responsibility:

  • Be accountable for enhancement and overseeing execution of the compliance programs associated with Credit Sales & Trading Activity, Senior Relationship Management, and Structured Products Group Trading.
  • Direct and oversee key enterprise compliance program elements with respect to these lines of business, including compliance risk assessments, initiative management, metrics and reporting.
  • Manage and lead a team of CIB Compliance Officers responsible for executing these responsibilities.
  • Work with other business aligned compliance officer teams to provide reporting on the state of compliance in the CIB line of business to the CIB Compliance Executive, appropriate committees, and executive management.
  • Foster an environment that ensures strong communication and cooperation across the three lines of defense, including business line leadership, Legal, Audit, Compliance and other corporate stakeholders to facilitate transparency, balance, and credible challenge.
  • Sustain a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance issues across business groups, legal entities, geographies, and jurisdictions
  • and ensure that escalated compliance issues receive immediate senior management attention.
  • Create a culture of excellence by proactively attracting, retaining, and developing a team of talented and diverse compliance professionals to support the execution of the CIB compliance program.
  • Manage and lead team with a variety of coverage responsibilities
  • Challenge Front Line activities, actions, and new business initiatives
  • Direct and oversee complex regulatory environments including establishing standards
  • Manage applicable compliance programs for associated business groups
  • Provide compliance risk and regulatory subject matter expertise
  • Recommend opportunities for process improvement and risk control development
  • Identify reporting, escalation, timely remediation of issues and deficiencies or regulatory matters regarding compliance risk management
  • Make decisions and resolve issues to meet business objectives
  • Interpret policies, procedures, and compliance requirements
  • Interface and foster relationships with corporate, business leaders, Legal, Audit, regulators, and industry partners on risk related topics
  • Lead team to achieve objectives
  • Manage allocation of people and financial resources for Compliance
  • Develop and guide a culture of talent development to meet business objectives and strategy

Requirements:

  • 8+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • 4+ years of Management experience
  • 8+ years of experience in Compliance, Risk, Legal, Audit, or regulatory roles within Corporate & Investment Banking, with direct exposure to Credit Sales & Trading, Structured Products, or Markets businesses.
  • Demonstrated expertise enhancing and overseeing compliance programs, including risk assessments, program execution, issues management, new initiatives, and metrics/reporting.
  • Strong knowledge of U.S. securities laws and regulations, including those issued by SEC, CFTC, FINRA, NFA, Federal Reserve, and experience navigating global regulatory expectations related to institutional trading.
  • Proven ability to provide credible challenge to front‑line activities, business initiatives, complex trading strategies, and structured product offerings.
  • Extensive experience designing and executing enterprise compliance programs, including regulatory change management, risk identification and assessment processes, compliance issue management, new product/business review, complaint handling, compliance monitoring and reporting, compliance training.
  • Expert-level knowledge of compliance program operations including compliance risk assessment, compliance monitoring programs, compliance issues management, and compliance risk data architecture and technology platforms commensurate with large financial institution independent risk management programs.
  • Expert-level knowledge of regulatory regimes including, but not limited to the OCC, SEC, CFTC, FINRA, and Federal Reserve and associated compliance programs
  • deep experience in Broker-Dealer activities.
  • Deep understanding of the ever-evolving governance and regulatory environments as well as industry and compliance risk-related best practices.
  • Organizational courage and willingness to make tough, informed decisions and thoughtfully share independent perspectives.
  • Strong analytical, critical thinking and problem-solving skills, coupled with an ability to translate ambiguous ideas/issues into well-defined plans/solutions with a track-record for delivering results.
  • Effective communicator, both orally and in writing, able to ask well-crafted questions and present ideas in a clear and compelling manner, good listener who engenders creative thinking and teamwork.
  • An ability to develop and articulate sound proposals to key stakeholders, and an ability to influence and drive timely decision‑making.
  • Proven ability to cultivate relationships and collaborate with multiple stakeholders and constituencies, including business leaders, legal, audit and multiple U.S. and non-U.S. regulators.
  • Proven experience establishing a large-scale vision, developing the strategy to support the vision, gaining consensus across key functional leadership areas through effective communication and successful delivery against goals and objectives.
  • Experience driving and influencing large-scale organizational change.
  • Proven ability to build and lead high-performing teams and manage the establishment of major policies and relevant compliance programs across major business divisions within a large and complex organization.
What we offer:
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Scholarships for dependent children
  • Adoption reimbursement

Additional Information:

Job Posted:
March 12, 2026

Expiration:
March 12, 2026

Employment Type:
Fulltime
Work Type:
On-site work
Icon
Wells Fargo - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Compliance Director - Corporate & Investment Banking

Ccb Poland Head/ Managing Director

Managing CCB Division at Bank Handlowy S.A. in Warsaw, ensuring the achieving of...
Location
Location
Poland , Warsaw
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Strong execution skills
  • Strong communication skills including presentation to internal and external stakeholders, regulators, media, clients and other
  • Demonstrated knowledge of compliance issues and regulatory requirements (global and local)
  • Experience in managing dynamic and diverse teams
  • Familiar with Citi’s risk culture, risk and finance frameworks and their application at a legal entity and country level
  • Track record of identifying, managing and delivering change with all stakeholders to drive the business forward
  • Proven track record of developing and executing business growth strategies
  • Client-Facing and Relationship Management Skills
  • Proven leadership skills and intellectual capability to create momentum and an agenda across multiple products with a diverse population and competing priorities
  • Proven analytical and problem-solving skills with pragmatic approach to ensure limited resources are directed appropriately
Job Responsibility
Job Responsibility
  • Deliver on financial commitments, Revenues & Expenses, EBIT in Poland
  • Develop and monitor a client-driven franchise growth plan in Poland and communicate a clear Commercial Banking vision that is responsive to global/regional strategies and emerging market trends
  • Ensure that the overall business strategy is well defined and articulated to all key stakeholder such as CEO, Coverage Head, Regional CCB Head, product teams, operations and technology as well as second line and third line of defense partners
  • Communicate a clear vision of the Commercial Bank business strategy across Poland and engage employees in support of the strategy and growth
  • Grow market share across all key client Industry Verticals with high quality acquisition, activation and up-tiering
  • Build a strong network internally and externally and effectively compete with traditional global and local banks within our Target Market through superior client propositions and innovative solutions
  • Senior client coverage for existing and prospect companies
  • Drive cross-selling products like cash management, trade, FX, capital markets and wealth management
  • Define sales strategy for Commercial Bank in Poland, including target market, product and service offering, interaction models, training programs, and resources and infrastructure required
  • Execute on key growth initiatives for CCB and deliver under BHW 2.0 (post-Consumer exit) strategy
What we offer
What we offer
  • Global benefits offered to workforce
  • Competitive salary
  • Inclusion-focused work environment
  • Fulltime
Read More
Arrow Right

Director, Global Indian Team Lead, Private Bank

Join Relationship Management, to build and maintain relationships with customers...
Location
Location
Singapore , Singapore
Salary
Salary:
Not provided
barclays.co.uk Logo
Barclays
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Management of relationship management initiatives, including oversight of colleagues and their performance, implementation of departmental goals and objectives, oversight of department efficiency and effectiveness
  • Management of client relationships to identify the clients financial goals, challenges, and risk tolerance to support the analysis of data obtained from various sources, including the investment portfolio and cash flow, to identify trends, insights, areas for improvement and additional services to support client needs
  • Research and understanding of the client's industry trends, regulatory landscape, and competitive environment to inform strategic recommendations
  • Design of customised solutions that address the client's specific needs and objectives, incorporating a range of products and services from the bank's portfolio
  • Communication of the value proposition of proposed solutions, justification of recommendations, and negotiation of terms that are beneficial for both the client and the bank
  • Provision of guidance to clients to support their financial decisions, offering expert investment advice, risk management and wealth management strategies support, and updates on market trends to ensure a positive and continuous relationship
  • Assessment of financial, legal, and operational risks associated with client relationships, and implementation of measures to minimise potential losses
  • Documentation of all client interactions, transactions, and agreements to ensure transparency and auditability, and communicate findings effectively to support product development, service offerings, and the overall bank strategy
  • Monitoring of client satisfaction, revenue generated, and other relevant metrics to evaluate the effectiveness of relationship management efforts
  • To manage a business function, providing significant input to function wide strategic initiatives
Job Responsibility
Job Responsibility
  • Establish and nurture profitable partnerships with both corporate and individual clients
  • Be the bridge between the bank's offerings and clients' needs, ensuring mutual benefit and long-term success
What we offer
What we offer
  • Structured approach to hybrid working
  • Supportive and inclusive culture and environment
  • Commitment to providing a supportive and inclusive culture and environment
  • Office is carefully designed to optimise the well-being of our colleagues
  • Integrated live-work-play development, with shops, restaurants, gyms and an alfresco dining area
  • Fulltime
Read More
Arrow Right

Managing Director, Head of Corporate Banking Mexico

The Head of Corporate Banking Mexico is a senior management-level position respo...
Location
Location
Mexico , Ciudad De Mexico
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 15+ years of experience covering clients
  • Significant banking experience
  • Strong product knowledge across Markets, Services, Investment Banking and Lending with demonstrated analytical ability
  • Strong communication skills
  • In-depth understanding of compliance issues, and global and local regulatory requirements
  • Experience in working with and within a matrix organization and cross-functional teams
  • Senior Credit Officer preferred
  • In-depth industry knowledge
  • Proven existing customer relationships across Mexico and Latin America
  • Proven track record of senior relationships
Job Responsibility
Job Responsibility
  • Responsible for the overall management of the client relationship team which helps provide a wide range of treasury and corporate finance solutions to our clients, including cash management, trade, vendor finance, FX, general credit, loans, debt capital markets, share repurchase, and interest rate and equity derivatives
  • Partner with Investment Banking to drive and execute episodic transactions and with key stakeholders, including Risk and Institutional Credit Management (ICM)to allocate capital prudently and in adherence with risk policies
  • Work in partnership with Mexico product heads under the Cluster and Banking Head leadership, as well as Global product partners and Industry Heads
  • Establish and meet revenue goals and other goals related to budget, risk management, and credit allocation in partnership with ICM and Risk
  • Responsible for own client coverage and yearly performance targets
  • Responsible for driving client account planning, product agnostic cross sell, client access, and effective capital allocation
  • Understand regional trends in order to identify growth opportunities, anticipate obstacles and communicate a forward-looking vision that is responsive to changes in the environment
  • Ensure client relationships and proposed client solutions meet or exceed internal risk and return standards, including stringent ethical standards
  • Credit senior in team with in-depth knowledge of credit policies and responsible for Credit decisions /approving credits. Fully accountable for credit spectrum including documentation, Target Market identification, audit, due diligence, and early problem recognition
  • Manage Customer Profitability (Revenue, Expense, CoC, EBIT, and NI) and ROTCE
  • Fulltime
Read More
Arrow Right

Sr. Manager, Treasury

As the Sr Manager of Treasury, you will be the primary driver of Gong’s Treasury...
Location
Location
United States , Austin; Chicago; New York City; Salt Lake City
Salary
Salary:
124000.00 - 195000.00 USD / Year
gong.io Logo
Gong
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5-7+ years of experience in corporate treasury, with a proven track record in high-growth technology environments
  • Expertise in cash management and liquidity forecasting, with a strong command of financial modeling and the ability to operate independently with high data integrity
  • Strong analytical and financial modeling skills, with a proven ability to build complex, dynamic models in Excel to support liquidity, investment, and FX analysis
  • Solid understanding of investment products and the mechanics of managing a corporate portfolio and its direct impact on Free Cash Flow
  • Knowledge in FX risk management, including the execution of hedges and an understanding of currency impact on consolidated financial statements
  • Experience managing corporate insurance renewals and reviewing complex contract provisions is highly desirable
  • Self-starter mindset with the ability to multitask and prioritize competing priorities in an ambiguous, fast-paced environment
  • Strong bias for action and execution, with the detail-orientation required to manage complex global banking and insurance workstreams
  • Excellent communication and stakeholder management skills, capable of presenting complex treasury topics to senior leaders and cross-functional partners with ease
  • Bachelors Degree in Finance, Economics, or Accounting
Job Responsibility
Job Responsibility
  • Act as the primary lead for daily treasury operations, including cash positioning, liquidity management, and global bank account administration across all entities
  • Define and own the liquidity framework, maintaining rolling 13-week cash flow forecasts and partnering with FP&A to align quarterly Free Cash Flow projections with corporate goals
  • Partner with the Sr. Director to manage the company’s investment portfolio, assisting in the monitoring of manager performance and ensuring all activity remains aligned with the corporate Investment Policy and liquidity requirements
  • Drive capital efficiency by ensuring adequate funding across global bank accounts and identifying opportunities to invest excess daily cash
  • Lead the design and implementation of FX risk management, including the evaluation and execution of hedging programs to manage P&L volatility
  • Champion treasury technology and automation, identifying and implementing tools to replace manual workflows and improve reporting scalability
  • Establish and maintain a rigorous control environment, ensuring all banking portals, user permissions, and reporting follow SOX-compliant protocols
  • Manage the corporate insurance and risk management program, leading the annual renewal process, data verification, and benchmarking to protect Gong as it scales
  • Partner cross-functionally with Legal and Sales to review insurance provisions in commercial contracts and ensure compliance with customer and vendor requirements
  • Serve as the primary day-to-day contact with the bank, managing information requests while assisting the Sr. Director in broader relationship strategy
What we offer
What we offer
  • We offer Gongsters a variety of medical, dental, and vision plans, designed to fit you and your family’s needs
  • Wellbeing Fund - flexible wellness stipend to support a healthy lifestyle
  • Mental Health benefits with covered therapy and coaching
  • 401(k) program to help you invest in your future
  • Education & learning stipend for personal growth and development
  • Flexible vacation time to promote a healthy work-life blend
  • Paid parental leave to support you and your family
  • Company-wide recharge days each quarter
  • Work from home stipend to help you succeed in a remote environment
  • Fulltime
Read More
Arrow Right

Director of Inventory Finance Client Management - National Dealers Accounts

Wells Fargo is seeking a Director of Inventory Finance Client Management - Natio...
Location
Location
United States , Charlotte; Atlanta; Chicago; Irving; Minneapolis
Salary
Salary:
159000.00 - 279000.00 USD / Year
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
April 29, 2026
Flip Icon
Requirements
Requirements
  • 7+ years of secured or specialized lending relationship management or portfolio management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Experience in commercial lending, asset‑based lending, or secured credit supporting large corporate or enterprise‑level clients
  • Demonstrated success managing complex client relationships with organizations exceeding $1B+ in annual revenue, ideally in capital‑intensive industries (e.g., manufacturing, transportation, distribution)
  • Strong financial analysis capabilities, including evaluating cash flow, collateral, leverage, and liquidity structures for large commercial borrowers
  • Proven ability to originate, structure, and negotiate complex credit facilities involving multiple entities, collateral classes, or cross‑functional stakeholders
  • Experience partnering with credit, risk, underwriting, and portfolio management teams within a large financial institution to deliver integrated credit solutions
  • Ability to quickly learn and adapt to new industry verticals, products, or financing models, demonstrating intellectual curiosity and strategic thinking
  • Track record of independently managing a high‑value portfolio with a strong focus on risk assessment, early issue identification, and proactive problem‑solving
  • Exceptional executive‑level communication skills with the ability to present to senior leadership and influence outcomes in high‑visibility situations
  • Experience supporting clients in industries with inventory‑heavy, supply‑chain‑driven, or asset‑intensive business models, even if not in dealer or floorplan finance
Job Responsibility
Job Responsibility
  • Act as an advisor to senior leadership to develop or influence long-term goals for highly complex business and technical needs across Commercial Banking or Corporate & Investment Banking
  • May be assigned a contractual territory and responsible for managing partner relationships to ensure deal opportunities are directed to the business, in alignment with agreement terms
  • Build and maintain effective relationships with existing clients within their products or functional area, including sharing relevant information with coverage team partners. Knowledge of syndications both lead & participant
  • Independently review and analyze client portfolios, including highly complex scenarios, for key issues related to cash flow, liquidity, leverage, working capital, debt coverage, collateral or enterprise value analysis, and repayment sources, including for use in periodic reviews as well as interim underwriting memoranda
  • Partner with coverage teams within the context of individual deals and client relationships, to anticipate and understand clients’ businesses, strategic objectives, operational priorities, and financial positions to identify opportunities for modifications, renewals, and refinancings
  • Lead modifications, renewals, and refinancings of varying complexity levels, including assessing a client’s financial position and risk level and acting as an advisor to leadership for highly complex situations for both prospective and existing clients
  • Lead the strategy and resolution of highly complex and unique challenges by synthesizing industry and economic trends, including complicated legal and regulatory issues, in addition to regular portfolio reviews to manage risk and lead problem loan resolutions, where applicable
  • Prepare for periodic exams by internal and external auditors
  • Strategically engage with all levels across the enterprise and serve as an expert advisor to leadership to resolve client issues and achieve business objectives while leveraging a sound understanding of relevant policies, procedures, and compliance requirements
  • Partner with product management functional partners and other senior leaders to provide vision, direction, and expertise to leadership on evolving market needs to enable the innovation, design, and delivery of credit solutions more effectively, including large-scale, cross-functional, or companywide strategies
What we offer
What we offer
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Fulltime
Read More
Arrow Right

Assistant Director of Finance

As Assistant Director of Finance for Four Seasons Hotel Hanoi at Hoan Kiem Lake,...
Location
Location
Vietnam , Hà Nội
Salary
Salary:
Not provided
fourseasons.com Logo
Four Seasons
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • University degree in Accounting or Finance preferred
  • 3–5 years of experience in a similar position within Four Seasons or another organization
  • Global perspective with excellent written and verbal communication skills
  • Strong leadership and coaching abilities
  • Attention to detail and commitment to continuous innovation
  • Professional conduct always
  • In-depth knowledge of accounting principles, USALI, and financial reporting standards
  • Proven leadership skills in a hotel/resort environment
  • Highest level of integrity and transparency
  • Strong interpersonal and relationship-building skills to work with cross-functional teams and influence stakeholders
Job Responsibility
Job Responsibility
  • Thoroughly understand and apply the Accounting & Finance Manual and standards
  • Oversee month-end processes, including financial statements, accruals, journal entries, and reconciliations for all balance sheet accounts
  • Prepare daily cash position reports and manage investment of excess funds per corporate guidelines
  • Assist in budgeting and forecasting processes
  • Ensure accurate calculation and payment of rent and revenue/profit-related fees per agreements
  • Approve all journal entries with proper documentation
  • ensure non-standard entries are countersigned by the Director of Finance
  • Maintain strict controls over cheques and electronic payments, ensuring segregation of duties and compliance with signatory requirements
  • Ensure accurate exchange rates in financial reporting per Management Agreement
  • Oversee tax compliance and timely filing of local, state, and federal returns
What we offer
What we offer
  • Competitive salary and comprehensive benefits package
  • Professional growth opportunities with world-class training and development programmes
  • Medical and life insurance
  • Complimentary stays at Four Seasons Hotels and Resorts worldwide
  • Complimentary dry cleaning for business attire
  • Complimentary employee meals
  • Fulltime
Read More
Arrow Right

Analyst – International Corporate Banking

Join us as an Analyst, in the Insurance & Funds team which is part Financial Ins...
Location
Location
Germany , Frankfurt am Main
Salary
Salary:
Not provided
barclays.co.uk Logo
Barclays
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Execute structured engagement plans alongside Relationship Directors to identify client financial objectives, risk appetite, and operational challenges
  • Use data-driven analysis of portfolios and cash flows to uncover trends, optimize performance, and identify cross-selling opportunities
  • Maintain up-to-date knowledge of client sectors, regulatory changes, and competitive dynamics to inform operational strategies and compliance requirements
  • Provide actionable insights on investment strategies and market developments to support informed client decisions and operational continuity
  • End to End KYC Client Maintenance – Support the German IFC Team with KYC process and day to day business
  • Fluent in both English and German Language
Job Responsibility
Job Responsibility
  • Management of client relationships to identify the clients financial goals, challenges, and risk tolerance to support the analysis of data obtained from various sources, including the investment portfolio and cash flow, to identify trends, insights, areas for improvement and additional services to support client needs
  • Research and understanding of the client's industry trends, regulatory landscape, and competitive environment to inform strategic recommendations
  • Design of customised solutions that address the client's specific needs and objectives, incorporating a range of products and services from the bank's portfolio
  • Communication of the value proposition of proposed solutions, justification of recommendations, and negotiation of terms that are beneficial for both the client and the bank
  • Provision of guidance to clients to support their financial decisions, offering expert investment advice, risk management and wealth management strategies support, and updates on market trends to ensure a positive and continuous relationship
  • Assessment of financial, legal, and operational risks associated with client relationships, and implementation of measures to minimise potential losses
  • Documentation of all client interactions, transactions, and agreements to ensure transparency and auditability, and communicate findings effectively to support product development, service offerings, and the overall bank strategy
  • Monitoring of client satisfaction, revenue generated, and other relevant metrics to evaluate the effectiveness of relationship management efforts
What we offer
What we offer
  • Hybrid working
  • Modern workspaces, collaborative areas, and state-of-the-art meeting rooms
  • Facilities include wellness rooms, on-site cafeterias, fitness centers, and tech-equipped workstations
Read More
Arrow Right

Director, BE Regulatory Relations

To provide strategic advice and guidance on all aspects of regulatory engagement...
Location
Location
France , Paris
Salary
Salary:
Not provided
barclays.co.uk Logo
Barclays
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Broad experience working for/with financial services business and of the European financial services regulatory environment
  • Experience of dealing with regulators, possibly gained through working in a regulator or financial services areas of a professional services firm
  • Excellent communication skills - spoken and written and an ability to explain complex regulatory issues and topics at a non-technical level
  • High levels of initiative, an ability to anticipate and solve problems and work effectively within a matrix environment
  • An ability to monitor and evaluate regulatory relationships, ensuring timely advice, escalation, and execution where remedial action is required
  • Strong coordination and organisation skills and ability to multi-task and turnaround requests quickly under pressure
  • Excellent team player who reflects the Barclays Mindset
  • Technical understanding of financial regulation, with a focus on investment and commercial banking
  • Experience acting in an advisory capacity to senior leadership
  • Experience in internal and external stakeholder engagement, including building bridges where none previously existed and pushing back on boundaries when required
Job Responsibility
Job Responsibility
  • Central co-ordination point for all regulatory requests/ reviews/ examinations/ responses/ notifications and collaboration with relevant Accountable Executives to ensure timely and high quality delivery
  • Advising /briefing internal stakeholders for regulatory engagement, recording of all regulatory engagement and forwarding actions arising to relevant internal stakeholders
  • Provision of insightful and timely MI on regulatory engagement and priorities to internal stakeholders
  • Identification of emerging themes and issues and escalation to the appropriate stakeholders for resolution
  • Role model of Firm ambitions of Consistently Excellent are evidenced in all regulatory engagement
  • Information sharing across regions to ensure that the Firm is optimising global regulatory profile
  • Monitoring and evaluation of regulatory relationships, ensuring timely advice, escalation and execution where remedial action is required
  • Fulltime
Read More
Arrow Right
Jobs by Category
Art and Entertainment Jobs Banking Jobs Call Center Jobs Construction Jobs Consulting Jobs Customer Service Jobs Education Jobs Energy Jobs Finance Jobs Gastronomy Jobs Health and Beauty Jobs Hospitality and Tourism Jobs Human Resources Jobs Insurance Jobs IT - Administration Jobs IT - Software Development Jobs Legal Jobs Logistics Jobs Manufacturing Jobs Marketing, Digital Marketing, SEO, SEM Jobs Media Jobs Nursing Jobs Office Administration Jobs Pharmacy Jobs Physical Work Jobs Public Relations Jobs Public Sector Jobs Purchasing Jobs Quality Control Jobs Real Estate Jobs Research and Development Jobs Sales Jobs
Job Positions Jobs by Country
United States Jobs United Kingdom Jobs India Jobs Canada Jobs Australia Jobs Germany Jobs Ireland Jobs Poland Jobs
Company
Blog About Us Contact
Follow Us
Facebook
X (Twitter)
LinkedIn
Instagram
CrawlJobs Group
ITFlashcards AllDevBlogs
© 2026 CrawlJobs Ltd. All Rights Reserved
Terms & Conditions Privacy Policy