Compliance Director - Regulatory Inventory Management, Wells Fargo

Wells Fargo

Location:
United States, Charlotte

Category:
Finance

Contract Type:
Not provided

Salary:

Not provided

Save Job

Job offer has expired

Job Description:

We are seeking a dynamic and strategic Regulatory Inventory Director to lead the governance and execution of the firm’s regulatory inventory of Major Compliance Requirements (MCRs). This role blends compliance leadership with Agile product ownership, technology delivery, and operational oversight. The ideal candidate will demonstrate executive presence, a servant leadership style, and the ability to represent the firm in regulatory exams and industry engagements.

Job Responsibility:

Manage and maintain the regulatory inventory of Major Compliance Requirements (MCRs) across jurisdictions, legal entities, and business lines
Oversee regulatory change implementation for the centralized global inventory and ensure impact the team completes analyses to support the library of major requirements
Implement integration of regulatory updates to applicable banking laws, rules, regulations, and enforceable guidance to ensure compliance and mitigate risk
Act as a primary point of contact for regulatory inquiries related to the inventory and associated compliance programs
Prepare and present materials for regulatory exams, audits, and supervisory interactions with confidence and clarity
Define vision, prioritize backlogs, and collaborate with technology teams to deliver scalable, user-centric solutions
Own the full lifecycle of a compliance technology application, ensuring performance, data integrity, and operational readiness
Oversee execution of control activities related to system access, data quality, and change management
Recommend and implement process improvements and risk mitigation strategies
Ensure alignment with enterprise risk management frameworks and regulatory expectations Identify and escalate compliance risks, deficiencies, and regulatory matters
ensure timely remediation and resolution
Lead a high-performing team by fostering collaboration, empowerment, and accountability
Develop and guide a culture of talent development and continuous improvement
Identify and escalate issues, deficiencies, and regulatory matters
ensure timely remediation and resolution
Recommend and implement process improvements and risk control enhancements
Oversee execution of regulatory change management controls, processes, and issues
Collaborate with senior leaders across Legal, Audit, Risk, and Business Units to align compliance strategy and execution
Communicate complex regulatory and compliance topics with clarity and confidence to executive audiences
Build and maintain strong relationships with regulators, industry partners, and internal stakeholders
Ensure alignment with enterprise risk management frameworks and regulatory expectations

Requirements:

8+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
4+ years of management or leadership experience
Proven experience managing regulatory inventories
Demonstrated success in managing regulatory exams and audit deliverables and engagements
Strong understanding of regulatory requirements (e.g., SEC, FINRA, CFTC, global equivalents)
Demonstrated success in leading teams and managing complex projects
Excellent communication, stakeholder management, and analytical skills
Experience with compliance technology platforms and data governance
Proven experience in Agile product ownership, technology delivery, and application lifecycle management
Strong understanding of U.S. banking regulations, regulatory change management, and compliance operations
Demonstrated executive presence and ability to lead through influence and collaboration
Experience with regulatory inventory systems and governance frameworks
Familiarity with global regulatory environments and multi-jurisdictional compliance or equivalent experience
Strong project management and stakeholder engagement skills

Nice to have:

Proven experience managing regulatory inventories
Demonstrated success in managing regulatory exams and audit deliverables and engagements
Strong understanding of regulatory requirements (e.g., SEC, FINRA, CFTC, global equivalents)
Demonstrated success in leading teams and managing complex projects
Excellent communication, stakeholder management, and analytical skills
Experience with compliance technology platforms and data governance
Proven experience in Agile product ownership, technology delivery, and application lifecycle management
Strong understanding of U.S. banking regulations, regulatory change management, and compliance operations
Demonstrated executive presence and ability to lead through influence and collaboration
Experience with regulatory inventory systems and governance frameworks
Familiarity with global regulatory environments and multi-jurisdictional compliance or equivalent experience
Strong project management and stakeholder engagement skills

Additional Information:

Job Posted:
August 01, 2025

Expiration:
August 04, 2025

Employment Type:

Fulltime

Work Type:

On-site work

View All Jobs In This Company

Job Link Share:

Compliance Director - Regulatory Inventory Management