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Compliance Coordinator

https://www.lawesrecruitment.co.uk Logo

Lawes Consulting Group

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Location:
United Kingdom, Home-based role with regular travel across the Stoke/Staffordshire region

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Category:
Insurance

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Contract Type:
Not provided

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Salary:

40000.00 GBP / Year

Job Description:

Our client is seeking a Compliance Coordinator to manage the oversight of their UK Retail Appointed Representatives and Introducer Appointed Representatives, ensuring full compliance with FCA regulations.

Job Responsibility:

  • Monitor ARs and IARs for regulatory compliance
  • Maintain oversight frameworks and ensure documentation is up to date
  • Produce reports for management and regulatory forums
  • Support accurate and timely FCA reporting
  • Collaborate with internal teams and incorporate stakeholder feedback
  • Conduct regular compliance checks
  • Address issues with ARs/IARs and provide guidance
  • Prepare and present reports
  • Update policies and frameworks
  • Travel within the assigned region as needed

Requirements:

  • Knowledge of FCA rules on ARs/IARs
  • Experience in compliance or quality assurance
  • Educated to GCSE Level
  • CII/Dip CII preferred
  • Insurance exposure is an advantage
  • Strong knowledge of FCA compliance
  • Confident communicator and relationship builder
  • Detail-focused with good reporting skills
  • Proficient in Microsoft Office
  • Self-motivated and organised

Nice to have:

  • CII/Dip CII preferred
  • Insurance exposure is an advantage

Additional Information:

Job Posted:
July 31, 2025

Employment Type:
Fulltime
Work Type:
Remote work
Job Link Share:

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