CrawlJobs Logo

Compliance Consultant – Advertising Compliance

sammonsfinancialgroup.com Logo

Sammons Financial Group

Location Icon

Location:
United States , West Des Moines ▼

Category Icon
Category:
Legal

Job Type Icon

Contract Type:
Employment contract

Salary Icon

Salary:

49628.00 - 93052.00 USD / Year
Save Job
Save Icon
Apply Position

Job Description:

We are seeking candidates with experience in advertising review and/or advertising filing, ensuring compliance with applicable regulatory requirements. We are seeking a detail-oriented professional to support our Advertising Review and Advertising Filing functions, ensuring that all fixed life insurance and annuity marketing materials and communications meet regulatory standards and internal policies. In this role, you will review, track, and approve advertising content across multiple channels, working closely with marketing, legal, and business teams to ensure timely and accurate marketing. You may also prepare, submit, and respond to state advertising filings. The ideal candidate brings strong analytical skills, a keen eye for detail, and a solid understanding of compliance frameworks within a regulated environment. This is an opportunity to play a critical role in protecting the organization’s reputation while enabling effective and compliant communication.

Job Responsibility:

  • Receive, review, and research applicable state and federal regulations to ensure all regulatory requirements are incorporated into company policies and practices for both Life and Annuity
  • Partner with and provide subject matter expertise to Sr. Compliance Consultants, Team Advisor or Manager with the receipt, review, research, investigation of and response/preparation to regulatory agencies and client initiated complaints of small to medium scope as assigned by manager
  • Assist compliance senior management in all aspects of the compliance function related to developing and implementing policies, procedures and controls
  • conducting reviews of compliance processes and operations
  • ensuring implementation of any required corrective actions
  • managing projects
  • developing and implementing systems to automate processes and procedures to enhance efficiencies
  • Develop and maintain good relationships with both internal and external customers by handling tasks in a timely and professional manner
  • Research and address/resolve Red Flag issues
  • Communicate and train appropriate employees regarding new laws and regulations for both Life and Annuity
  • Document, Update and Monitor Legislative Briefing Database
  • Serve as subject matter expert for field compliance manual and/or advertising guidelines
  • Ensure all compliance-related procedures are appropriately documented and categorized in a compliance manual format
  • Accountable for maintenance of files as well as participating in the in the review, collection of data, data testing and response to Market Conduct Exams and 38(a)-1
  • Use SLS concepts and/or other practices to assist manager with incorporating the shared values and division vision and mission statement into the department
  • If your focus within the department is exam related: Assist in the review, collection of data, data testing and response to Market Conduct Exams and 38(a)-1 assessments
  • If your focus within the department is consumer affairs related: Communicate verbally with clients and agents in relation to a written complaint or other inquiry
  • Draft clear and concise written responses to complaints or other inquiries
  • If your focus within the department is advertising review related: Log and track all review status and actions in Advertising Compliance Database
  • In conjunction with corporate guidelines, personal product knowledge and professional judgment, review submitted ads and marketing pieces for compliance purposes and respond within established corporate timeframes to approve or suggest changes and negotiate revisions for compliance and ultimately approve the final version after any recommended changes have been implemented
  • Collaborate with and provide subject matter expertise to other areas including Product Development, Actuarial, Marketing Communications, Marketing Strategy Team and Finance to verify specific aspects of ad
  • Responsible for the preparation and submittal of advertising forms to the appropriate states’ Departments of Insurance, as required
  • Commitment to embrace Sammons Financial Group Companies shared values
  • Participate in other initiatives and/or projects as necessary

Requirements:

  • Bachelor's Degree business or related field preferred or equivalent business experience
  • 3-4 years' relevant compliance, internal audit or other equivalent experience
  • Working knowledge of life and annuity products, with specific knowledge of insurance company operations
  • Ability to make sound and proper decisions by applying personal knowledge of guidelines, product information and personal professional judgement in review of assigned materials
  • Excellent interpersonal and customer service skills
  • Strong analytical solving skills, including the ability to accumulate, organize, and assimilate large amounts of information
  • Excellent attention to detail and accuracy
  • including proofreading skills
  • Ability to manage multiple tasks simultaneously and manage competing priorities
  • Ability to work independently and be a team player by demonstrating flexibility, understanding of other positions, providing constructive and relevant input to discussions
  • Organizational skills
  • Demonstrate professionalism and an aptitude for problem resolution
  • Advanced computer skills, including Microsoft Word and Excel and Adobe Acrobat
  • Excellent written and verbal communication skills
  • Excellent interpersonal and customer service skills
  • Minimal overnight travel
  • anticipate up to 5%
  • Criminal background check required
What we offer:
  • Comprehensive health coverage for you and your family, including Medical, Dental, Vision, HSA & FSA options, and term life insurance
  • Competitive compensation with a performance-based incentive program tied to clear goals and individual and/or company success
  • Invest in your future with our 100% company-funded Employee Stock Ownership Plan (ESOP), plus automatic enrollment in our 401(k)
  • Work–life balance that means something
  • Friday afternoons off year-round, generous paid time off, and paid holidays
  • Commit to your growth with paid development time, tuition reimbursement, and professional development opportunities across industry, individual, and leadership programs
  • Make an impact beyond the workplace through volunteer time off, and our company nonprofit matching gift program, supporting the causes that matter most to you
  • An ownership culture that inspires
  • join a connected, values-driven workplace where employees take accountability, support one another, and are empowered to do their best work—together shaping our future shared success

Additional Information:

Job Posted:
May 14, 2026

Employment Type:
Fulltime
Work Type:
On-site work
Icon
Sammons Financial Group - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Compliance Consultant – Advertising Compliance

Marketing Consultant

As the premier radio group serving the Sun Valley and Twin Falls area, we strive...
Location
Location
United States , Sun Valley/Twin Falls
Salary
Salary:
Not provided
richbroadcasting.com Logo
Rich Broadcasting
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • High school diploma
  • A minimum of 2 years’ experience in sales, advertising, and/or marketing
  • Familiarity with industry, negotiating practices, and marketing principles
  • Excellent written and verbal communication skills
  • Proficient in Microsoft Office applications
  • Word, Excel, and PowerPoint
  • Strong customer service and interpersonal skills
  • Able to work independently as well as part of a team
  • Flexible with hours and weekends
  • Strong ethical business practices
Job Responsibility
Job Responsibility
  • Protect the Wood River Media brand, create innovative sales packages, and propel the success of each station in the Market
  • Meet or exceed monthly, quarterly, and annual revenue goals for on-air, events, online advertising, and digital marketing
  • Cultivate new business efforts to grow spot and non-spot revenue by providing greater solutions for advertisers
  • Understand client marketing needs and objectives
  • Ensure on-time payment on all accounts
  • Represent Wood River Media in the highest regard within the community and business environment
  • Attend internal and external meetings
  • Maintain positive and cooperative rapport across departments, sales team, and management
  • Project an appropriate professional appearance and demeanor
  • Work in compliance with Company policies and procedures
  • Fulltime
Read More
Arrow Right

Partner Manager, Government Politics Advocacy & Compliance

Meta is seeking an experienced Partner Manager who will serve as a critical part...
Location
Location
Australia , Sydney
Salary
Salary:
Not provided
meta.com Logo
Meta
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years experience partnering and managing marketing-focused relationships
  • 5+ years experience working on digital media platforms, advertising metrics and industry trends
  • Experience introducing new products, processes and systems to clients
  • Experience working with advertising agencies or consultants, policy makers, governments, politicians, non-profits or advocacy organizations
  • Willingness to travel as needed
  • Understanding of the overall GPA vertical and geo-political climate
  • In-depth knowledge about the GPA trends, partners, sensitivities, Meta's unique relationship with each partner, and the associated risks
  • Experience developing thought leadership in the GPA space
  • Demonstrated experience managing ongoing partner priorities without guidance, using your judgement and problem-solving skills
  • Experience navigating internal resources and building trusted relationships with cross-functional stakeholders
Job Responsibility
Job Responsibility
  • Establishes relationship and manages existing relationships across the GPAC marketing and advertising ecosystem, builds trust and credibility of Facebook and its suite of product
  • Understand key decision makers and influencers, as well as the client’s organizational objectives, establish and maintain actionable relationship maps
  • Demonstrate value of Facebook products as a key driver for impact, inform partners of vertical specific processes and provide FB best practices specific to GPAC objectives
  • Navigate a complex ecosystem of partners, with new challenges and opportunities arising every day, and thoughtfully facilitate escalations internally
  • Develop and implement creative solutions that align Facebook approach to GPAC with partner needs
  • Manage sophisticated relationships with wide-ranging group of internal cross-functional teams (social impact, policy, sales operations, creative, marketing science, policy teams) and ensures the group is delivering on expectations
  • Project manages complex work streams
  • Attend/present at events to represent FB Advertising solutions
  • Serves as external product consultant and leads agency/client/industry trainings to educate on paid and organic products (market permitting)
  • Supervise internal account operations and partner with concierge service operations team to drive best-in-class solutions at scale for the GPAC vertical
Read More
Arrow Right

Partner Manager, Government, Politics, Advocacy and Compliance

Meta is seeking an experienced Partner Manager who will serve as a critical part...
Location
Location
United States , Washington, DC
Salary
Salary:
132000.00 - 191000.00 USD / Year
meta.com Logo
Meta
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 8+ years experience partnering and managing marketing-focused or equivalent relationships, or 6+ years with an MBA or Master's degree
  • 6+ years experience working on digital media platforms, advertising metrics and industry trends
  • Experience introducing new products, processes and systems to clients
  • Experience working with advertising agencies or consultants, policy makers, governments, politicians, non-profits or advocacy organizations
  • Understanding of the overall GPAC vertical and geo-political climate
  • In-depth knowledge about the GPAC trends, partners, sensitivities, Meta's unique relationship with each partner, and the associated risks
  • Experience developing thought leadership in the GPAC space
  • Demonstrated experience managing ongoing partner priorities without guidance, using your judgement and problem-solving skills
  • Experience navigating internal resources and building trusted relationships with cross-functional stakeholders
  • Willingness to travel as needed
Job Responsibility
Job Responsibility
  • Establishes relationship and manages existing relationships across the GPAC marketing and advertising ecosystem, builds trust and credibility of Meta and its suite of product
  • Understand key decision makers and influencers, as well as the client’s organizational objectives, establish and maintain actionable relationship maps
  • Demonstrate value of Meta products as a key driver for impact, inform partners of vertical specific processes and provide Meta best practices specific to GPAC objectives
  • Navigate a complex ecosystem of partners, with new challenges and opportunities arising every day, and thoughtfully facilitate escalations internally
  • Develop and implement creative solutions that align Meta's approach to GPAC with partner needs
  • Manage sophisticated relationships with wide-ranging group of internal cross-functional teams (social impact, policy, sales operations, creative, marketing science, policy teams) and ensures the group is delivering on expectations
  • Project manages complex work streams
  • Attend/present at events to represent Meta Advertising solutions
  • Serves as external product consultant and leads agency/client/industry trainings to educate on paid and organic products (market permitting)
  • Supervise internal account operations and partner with concierge service operations team to drive best-in-class solutions at scale for the GPAC vertical
What we offer
What we offer
  • bonus
  • equity
  • benefits
Read More
Arrow Right

Senior Marketing Coordinator

Patel, Greene and Associates (PGA) is seeking a Senior Marketing Coordinator. Th...
Location
Location
United States , Orlando; Tampa (Carrollwood); Tampa (Temple Terrace)
Salary
Salary:
Not provided
patelgreene.com Logo
Patel, Greene, & Associates
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor's degree in marketing, communications, business or a related field
  • Post-graduation experience of 5+ years in marketing for engineering or related industry firms
  • Strong proficiency in Word, PowerPoint, Excel, and Outlook
  • Strong proficiency in Adobe InDesign, and potentially additionally Adobe products
  • Strong attention to detail and organizational skills
  • Strong verbal and written communications skills and the ability to interact with a variety of personality types
  • Demonstrates strong ability to work in a fast-paced environment, adhering to firm deadlines, while delivering quality work
  • Strong knowledge of CRM database and ability to manage records
Job Responsibility
Job Responsibility
  • Lead coordination and production of proposals including formatting, printing, and production
  • Facilitate presentation and interview rehearsals
  • Ensure relevant pursuit, contact, project, firm, and employee data up to date in the company’s CRM
  • Develop boilerplate materials (proposal content, firm bios, etc.)
  • Maintain project cutsheet information and ensure data is incorporated into the Project Mapping Tool
  • Evaluate technical content to make sure it satisfies all RFP requirements and company standards through compliance reviews
  • Monitor FDOT planned advertisements, current advertisements, and selection website for updates
  • Monitor FDOT Consultant Acquisition Plan website for updates
  • Monitor municipal capital improvement plans for potential target projects, as requested
  • Review previous shortlist interview and presentation recordings for insight and competitive review
  • Fulltime
Read More
Arrow Right

Partner Manager, Government, Politics, Advocacy and Compliance

Meta is seeking an experienced Partner Manager who will serve as a critical part...
Location
Location
United States , Washington, DC
Salary
Salary:
105000.00 - 155000.00 USD / Year
meta.com Logo
Meta
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years experience partnering and managing marketing-focused or equivalent relationships, or 3+ years with an MBA or Master's degree
  • 3+ years experience working on digital media platforms, advertising metrics and industry trends
  • Experience introducing new products, processes and systems to clients
  • Experience working with advertising agencies or consultants, policy makers, governments, politicians, non-profits or advocacy organizations
  • Understanding of the overall GPAC vertical and geo-political climate
  • In-depth knowledge about the GPAC trends, partners, sensitivities, Meta's unique relationship with each partner, and the associated risks
  • Experience developing thought leadership in the GPAC space
  • Demonstrated experience managing ongoing partner priorities without guidance, using your judgement and problem-solving skills
  • Experience navigating internal resources and building trusted relationships with cross-functional stakeholders
  • Willingness to travel as needed
Job Responsibility
Job Responsibility
  • Establishes relationship and manages existing relationships across the GPAC marketing and advertising ecosystem, builds trust and credibility of Meta and its suite of product
  • Understand key decision makers and influencers, as well as the client’s organizational objectives, establish and maintain actionable relationship maps
  • Demonstrate value of Meta products as a key driver for impact, inform partners of vertical specific processes and provide Meta best practices specific to GPAC objectives
  • Navigate a complex ecosystem of partners, with new challenges and opportunities arising every day, and thoughtfully facilitate escalations internally
  • Develop and implement creative solutions that align Meta's approach to GPAC with partner needs
  • Manage sophisticated relationships with wide-ranging group of internal cross-functional teams (social impact, policy, sales operations, creative, marketing science, policy teams) and ensures the group is delivering on expectations
  • Project manages complex work streams
  • Attend/present at events to represent Meta Advertising solutions
  • Serves as external product consultant and leads agency/client/industry trainings to educate on paid and organic products (market permitting)
  • Supervise internal account operations and partner with concierge service operations team to drive best-in-class solutions at scale for the GPAC vertical
What we offer
What we offer
  • bonus
  • equity
  • benefits
Read More
Arrow Right

Compliance/Supervision Consultant

At the core of this role, you will be supporting our advisors and clients in rev...
Location
Location
United States
Salary
Salary:
Not provided
tier4group.com Logo
Tier4 Group
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Bachelor's degree 2-3 years of financial industry experience
  • Series 7/24 or 9/10 registrations. (9/10 preferred)
  • Experience with Microsoft word/excel, adobe, & SharePoint
  • Advertising compliance experience preferred
  • Active Listening
  • compassionate and empathetic support
  • Service Oriented
Job Responsibility
Job Responsibility
  • Supporting advisors and clients in reviewing different investment transactions (new accounts, subsequent transactions, monitoring trades) to make sure we are in compliance with regulations and company policies
  • Providing consultative support to our policies, procedures, and helping advisors with their business
What we offer
What we offer
  • Competitive Rates
  • Benefits
Read More
Arrow Right

Client Solutions Manager – Strategic Growth & Performance

We are seeking a results-driven, client-focused Client Solutions Manager (CSM) t...
Location
Location
Philippines , Manila
Salary
Salary:
Not provided
meta.com Logo
Meta
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years of experience in digital advertising sales, business development, enterprise sales, or solution consulting, with a proven track record of exceeding KPIs & targets
  • Technical aptitude in ad tech, ideal to be knowledgeable in enterprise selling, B2B solutions
  • Expertise in performance marketing, attribution models, ROAS optimization, and full-funnel measurement
  • Effective and innovative problem solving and decision-making skills
  • Experience working effectively with Cross functional partner teams and all levels of management (internally and externally)
  • Familiar with manage multiple projects while maintaining strict attention to details
  • Demonstrated experience to communicate, collaborate and work effectively on a team
  • Effective communication skills, translating complex technical concepts into commercial value for C-level executives
  • Can adapt and thrive in fast-paced, ever-changing environments
Job Responsibility
Job Responsibility
  • Champion the Performance Pivot
  • Unlock Strategic Company and Market Priorities through Marketing & Advertising Strategy and Solution Consultancy
  • In partnership with Industry Head, analyze client situations and devise integrated marketing and advertising strategies optimally incorporate Meta solutions to maximize client value
  • Use data, insights and market intelligence to identify opportunities and guide strategy and implementation of Meta solutions
  • Transform traditional advertisers into commerce-driven partners by leading the adoption of innovative digital strategies and measurement approaches
  • Guide clients to focus on business outcomes using AI, advanced measurement tools and analytics
  • Execute enterprise solutions and strategies
  • Support clients in piloting AI for service and automation
  • Troubleshoot technical blockers, including global signal integration and compliance, lead internal account operations (e.g. troubleshooting and fixing issues, monitoring and alerting ads policy violations, setting up account and financial details, etc.)
  • Drive Technical Sales & Revenue Growth
  • Fulltime
Read More
Arrow Right

Client Solutions Manager – Strategic Growth & Performance

We are seeking a results-driven, client-focused Client Solutions Manager (CSM) t...
Location
Location
Philippines , Manila
Salary
Salary:
Not provided
meta.com Logo
Meta
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 8+ years of experience in digital advertising sales, business development, enterprise sales, or solution consulting, with a proven track record of exceeding KPIs & targets
  • Technical aptitude in ad tech, ideal to be knowledgeable in enterprise selling, B2B solutions
  • Expertise in performance marketing, attribution models, ROAS optimization, and full-funnel measurement
  • Effective and innovative problem solving and decision-making skills
  • Experience working effectively with Cross functional partner teams and all levels of management (internally and externally)
  • Familiar with manage multiple projects while maintaining strict attention to details
  • Demonstrated experience to communicate, collaborate and work effectively on a team
  • Ability to translate complex technical concepts into commercial value for C-level executives
  • Ability to adapt and thrive in fast-paced, ever-changing environments
Job Responsibility
Job Responsibility
  • Champion the Performance Pivot
  • Unlock Strategic Company and Market Priorities through Solution Consultancy (Marketing, Advertising Strategy, Enterprise Solutions)
  • In partnership with Industry Head, analyze client situations and devise integrated solution strategies optimally incorporate Meta solutions to maximize client value
  • Use data, insights and market intelligence to identify opportunities and guide strategy and implementation of Meta solutions
  • Transform traditional advertisers into commerce-driven partners by leading the adoption of innovative digital strategies and measurement approaches
  • Guide clients to focus on business outcomes using AI, advanced measurement tools and analytics
  • Execute enterprise solutions and strategies
  • Support clients in piloting AI for service and automation
  • Troubleshoot technical blockers, including global signal integration and compliance, oversee internal account operations (e.g. troubleshooting and fixing issues, monitoring and alerting ads policy violations, setting up account and financial details, etc.)
  • Drive Technical Sales & Revenue Growth
  • Fulltime
Read More
Arrow Right