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Compliance Auditor

https://www.roberthalf.com Logo

Robert Half

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Location:
United States , Waltham, MA

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Category:
Finance

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Contract Type:
Not provided

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Salary:

Not provided
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Job Description:

We are currently sourcing for an Auditor to support a regional bank in the greater Boston area. Under the supervision of the Audit Manager, you would be responsible for performing audits of bank departments, subsidiaries and affiliates according to generally accepted auditing standards.

Job Responsibility:

  • Perform segments of financial, operational, compliance and follow-up audits of all bank operations, including retail banking, deposit operations, lending, pension trust, information systems and accounting, as well as any Bank subsidiaries or affiliates
  • Analyze and document process flows (i.e. flow charts, narratives and matrixes), to assist in the identification of control deficiencies as well to assist in the development of test plans
  • Perform analysis of controls, identifying areas of exposure, and recommend changes in procedures/processing to reduce risk, with limited supervision
  • Assist in developing and maintaining audit engagement planning, audit objectives and programs for activities under review
  • Prepare audit work papers and documentation detailing work performed in a clear and concise format
  • Report results of audit work performed to Internal Audit Management and prepare audit reports comment sheets as necessary
  • Verify compliance to key controls by inquiry, observation, or examination of documents
  • Manage the completion of assigned audit tasks within budgeted time frames allocated
  • Establish and maintain effective working relationships with all employees and customers
  • Perform additional duties as required

Requirements:

  • Bachelors degree in a business related field, preferably Accounting, Finance, Information Systems, or Audit
  • Minimum of 3+ years of related experience in an audit firm and/or organization
  • bank experience a plus
  • Knowledge of and/or experience with general IT controls preferred
  • Basic understanding of bank operations
  • Strong working knowledge of Windows – Word, Excel, etc. and the ability to learn new digital platforms
  • Strong statistical analysis skills
  • Excellent verbal and written communication and interpersonal skills
  • Ability to organize and prioritize work assignments and projects
  • Ability to travel freely among all banking locations
  • Willingness to pursue certification in the field of Auditing (CIA)

Nice to have:

  • Compliance Audit
  • Compliance Functions
  • Certified Internal Auditor
  • Audit
  • Audit - Financial
  • Audit Compliance
  • Audit Reports
What we offer:
  • Medical, vision, dental, and life and disability insurance
  • Eligibility to enroll in company 401(k) plan

Additional Information:

Job Posted:
March 24, 2025

Employment Type:
Fulltime
Work Type:
On-site work
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