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Compliance Associate

China, Shanghai Shi · Job Posted February 18, 2026
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Job Description

The Compliance Department is a collaborative team that proactively supports Guidepoint's global business. The team identifies and addresses areas of risk and advises internal stakeholders on new business initiatives and variations on existing products and conducts compliance training of internal employees. These efforts have created a premier compliance platform and we invite motivated professionals to join us and grow in this thriving environment. Guidepoint is seeking a seasoned Compliance Associate to join its Global Compliance Department. This skilled professional will assist in all aspects of Guidepoint's compliance program which includes providing guidance to our business colleagues when dealing with complex compliance issues.

Job Responsibility

  • Provide initial and ongoing training for client interfacing employees
  • Respond to daily questions from our sales and service teams
  • Conduct a compliance portal overview to prospective and existing clients
  • Implement client related protocols into our proprietary database
  • Assist our technology team in implementing compliance related controls

Requirements

  • Bachelor's Degree required demonstrating a strong level of achievement
  • Minimum of 2+ years of regulatory compliance experience in financial services (not KYC/AML)
  • Proactive and self-motivated
  • Experience using compliance search tools
  • Knowledge of financial industry regulations and due diligence preferred
  • Exceptional analytical skills

Nice to have

Knowledge of financial industry regulations and due diligence preferred

What we offer

  • Flexible work arrangements
  • Shanghai CBD location
  • Entrepreneurial environment, autonomy and fast decisions
  • Ambitious and driven people
  • Competitive salary depending on experience

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