Compliance and Privacy Officer Job at Morson Talent (Chester)

Compliance Testing and Monitoring Officer

Summary: This role positions you as a critical line of defense in a major bankin...

Location

United States Of America , NEW YORK

Salary:

145000.00 - 160000.00 USD / Year

Crédit Agricole

Expiration Date

Until further notice

Requirements

At least 7 years' experience in the financial services industry with a focus on compliance
5 years of Audit or Compliance Testing experience required, with a focus on capital market
Good knowledge of risks and controls, including analyzing risks, identifying and documenting controls, and assessing control design and operating effectiveness
Strong knowledge of areas such as capital markets, debt capital markets, investment banking, and corporate banking coverage as well as broker-dealer / swap dealer regulatory framework such as SEC, FINRA, NFA, CFTC
General knowledge of one or more of other banking products/services and regulations preferred: Banking regulations, Business Conducts (Anti-Bribery & Corruption, Whistleblowing, Conflicts of Interest, Conduct Risks, Fraud risks etc.), Financial Crime (AML, Sanctions/OFAC), Other regulations (privacy, tax compliance, cybersecurity etc.)
Ability to manage multiple projects using technology and analytic techniques (advanced in excel) to work effectively and efficiently in a fast-paced environment
Strong attention to details and analytical skills
Ability to work with minimum supervisions and prioritize multiple tasks to focus on meeting the expected timelines
Good communication skills to be able to present clearly and concisely to all levels of stakeholders
Ability to engage with stakeholders and build rapport and partnership with stakeholders

Job Responsibility

Strategic Testing Leadership: Orchestrate high-impact compliance reviews across diverse banking operations, serving as the architect of the Annual Compliance Testing Plan. You'll design and execute sophisticated testing strategies that safeguard organizational integrity while enabling business growth
Craft Compelling Compliance Narratives: Transform complex regulatory findings into crystal-clear documentation that tells the story. Your work papers won't just meet third-party standards—they'll set the benchmark for clarity, thoroughness, and professional excellence that auditors and regulators applaud
Detective Work That Drives Change: Uncover hidden risks and decode the 'why' behind compliance gaps. You're not just identifying issues—you're the investigative force that traces problems to their source and architects innovative solutions that strengthen the entire organization
Command the Boardroom: Present your findings to the people who matter most: Department Heads, the Chief Compliance Officer, and the Executive Committee. Your insights shape strategy, influence policy, and drive decision-making at the highest organizational levels
Author Reports That Move Mountains: Draft executive-level reports that don't just inform—they inspire action. Your communications bridge the gap between technical compliance and business strategy, making complex regulatory matters accessible and actionable for senior leadership
Own the Accountability Engine: Be the driving force ensuring nothing falls through the cracks. Track issues from discovery to resolution, holding action owners accountable and maintaining the momentum that turns findings into fixed processes
Validate Victory: Close the loop with authority. Verify remediation effectiveness, document successful closures, and provide the validation memos that give leadership confidence in the organization's compliance posture
Monitor What Matters: Execute strategic monitoring activities that keep the organization ahead of regulatory curves. Your proactive surveillance identifies emerging risks before they become problems, positioning the bank as a compliance leader rather than a follower
Empowered: Every testing review you conduct, every report you author, and every issue you resolve strengthens the organization's reputation, protects its assets, and advances your career as a trusted compliance authority
Be the Intelligence Hub: Serve as the vital communication nexus between frontline execution and executive leadership. Your proactive status updates don't just report progress—they provide strategic visibility that enables leadership to make informed decisions, allocate resources effectively, and maintain organizational agility in a dynamic regulatory environment

Fulltime

Risk and Compliance Analyst

A client of is looking for a Risk and Compliance Analyst for a contract role. Th...

Location

United States , Norristown

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor’s degree required
3+ years of experience in compliance, risk management, corporate governance, data privacy, or a related field
Experience in a corporate or regulated industry environment preferred
Strong understanding of compliance programs including codes of conduct, policy management, disclosures, and training
Working knowledge of U.S. data privacy regulations such as CCPA/CPRA preferred
Certifications such as CCEP or IAPP (CIPP, CIPM, CIPT) preferred
Strong analytical and research skills with experience interpreting compliance data and reporting insights
Excellent written and verbal communication skills with the ability to develop policies and training materials
High level of discretion and ability to handle sensitive and confidential information
Strong organizational and project management skills with the ability to manage multiple priorities

Job Responsibility

Manage the Code of Conduct lifecycle including updates, publishing, training coordination, and communication efforts
Maintain and oversee corporate policy inventory, partnering with stakeholders to draft, review, and update policies
Administer compliance disclosure processes including conflict of interest and gifts & entertainment reporting, ensuring proper documentation and escalation when needed
Develop and deliver compliance training programs and awareness materials for domestic and international audiences
Support data privacy initiatives in partnership with internal stakeholders, including regulatory compliance efforts related to applicable U.S. privacy laws
Perform compliance data analysis to identify trends, support investigations, and generate insights for leadership
Assist with risk assessments, third-party due diligence reviews, and compliance-related audits
Collaborate cross-functionally with Legal, HR, IT, and business teams on policy implementation and process improvements
Support employee engagement initiatives that reinforce a culture of ethics, integrity, and accountability
Provide support on special projects and additional compliance initiatives as assigned

What we offer

medical
vision
dental
life and disability insurance
401(k) plan

Fulltime

New

Cyber Security Governance, Risk and Compliance Specialist

We are seeking 7 to 10yrs a highly skilled professional to support Office IT Sec...

Location

India , Pune

Salary:

Not provided

Vodafone

Expiration Date

Until further notice

Requirements

7 to 10 years experience
Experienced in IT audit (internal or external) and compliance frameworks
Knowledgeable in ISO 27001 implementation or auditing practices
Familiar with SOX testing and IT General Controls (ITGC)
Professionally certified (e.g. CISA, CISSP, ISO 27001 Lead Auditor/Implementer, or cloud security certifications)
Skilled in IT risk assessment and risk management practices
Understanding of data privacy and data security frameworks (e.g. encryption, GDPR, PKI)
Awareness of cyber security domains such as vulnerability management, patching, and endpoint protection
Strong analytical and problem-solving capabilities with sound methodological thinking
Effective stakeholder engagement and communication skills

Job Responsibility

Collaborate with global Office IT teams to identify and close security and compliance gaps
Enforce security controls aligned with standards such as ISO 27001, GDPR, and other regulatory requirements
Implement, manage, and monitor controls across platforms, applications, and data environments
Conduct proactive compliance monitoring and reporting on a defined cadence
Collect and manage objective evidence for compliance frameworks such as CHARM
Maintain structured repositories and version control for audit artefacts and control documentation
Perform periodic audits of operations teams and drive remediation of findings
Conduct risk assessments and support mitigation planning across IT services and infrastructure
Assess data security risks during solution design and build stages
Promote security awareness and compliance culture across Office IT

What we offer

Exposure to global IT security and compliance frameworks
Opportunity to work with cross-functional and international stakeholders
Experience in audit, governance, and risk management environments
Participation in large-scale compliance transformation initiatives
Continuous learning within a rapidly evolving cyber security landscape

Fulltime

Risk And Compliance Analyst

A client of is looking for a Risk and Compliance Analyst for a contract role. Th...

Location

United States , Norristown

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor’s degree required
3+ years of experience in compliance, risk management, corporate governance, data privacy, or a related field
Experience in a corporate or regulated industry environment preferred
Strong understanding of compliance programs including codes of conduct, policy management, disclosures, and training
Working knowledge of U.S. data privacy regulations such as CCPA/CPRA preferred
Certifications such as CCEP or IAPP (CIPP, CIPM, CIPT) preferred
Strong analytical and research skills with experience interpreting compliance data and reporting insights
Excellent written and verbal communication skills with the ability to develop policies and training materials
High level of discretion and ability to handle sensitive and confidential information
Strong organizational and project management skills with the ability to manage multiple priorities

Job Responsibility

Manage the Code of Conduct lifecycle including updates, publishing, training coordination, and communication efforts
Maintain and oversee corporate policy inventory, partnering with stakeholders to draft, review, and update policies
Administer compliance disclosure processes including conflict of interest and gifts & entertainment reporting, ensuring proper documentation and escalation when needed
Develop and deliver compliance training programs and awareness materials for domestic and international audiences
Support data privacy initiatives in partnership with internal stakeholders, including regulatory compliance efforts related to applicable U.S. privacy laws
Perform compliance data analysis to identify trends, support investigations, and generate insights for leadership
Assist with risk assessments, third-party due diligence reviews, and compliance-related audits
Collaborate cross-functionally with Legal, HR, IT, and business teams on policy implementation and process improvements
Support employee engagement initiatives that reinforce a culture of ethics, integrity, and accountability
Provide support on special projects and additional compliance initiatives as assigned

What we offer

Medical coverage
Vision coverage
Dental coverage
Life insurance
Disability insurance
401(k) plan

Fulltime

Head of Risk & Compliance and Authorised Manager

Location

Luxembourg , Luxembourg

Salary:

Not provided

Shopify

Expiration Date

Until further notice

Requirements

Significant senior compliance leadership experience within an EU-regulated financial institution (payments/e-money strongly preferred), including oversight of Luxembourg-regulated programmes
Deep working knowledge of CSSF regulatory expectations for payments/e-money firms, including local AML/CTF and other risk management functions
Track record of directly engaging with the CSSF during both the EMI/PI licensing and post-authorisation stages
Experience working collaboratively to build and scale risk and compliance programmes for new, high-growth products, across distributed teams
Demonstrated ability to work effectively with a management board and to provide clear, risk-based reporting and timely escalation
Prior CSSF "fit and proper" approval or demonstrated ability to meet such expectations for an Authorised Manager (including background screening)
Residency in Luxembourg with the ability to commute to the office for in-person meetings, as needed (e.g., with regulators, financial partners)
Advanced English language skills

Job Responsibility

Lead our effort to obtain an EMI licence in Luxembourg, including representing Shopify's positions clearly, constructively, and with evidence-based regulatory judgment
Act as a primary interface with the Commission de Surveillance du Secteur Financier (CSSF) throughout the application process and post-authorisation
Design and hold management-level accountability for our AML/CTF and risk management programmes, ensuring alignment with CSSF regulations
Serve as one of two local Authorised Managers, with substantive decision-making authority and collective responsibility for sound and prudent management of the entity
Provide second line of defence oversight of our regulatory obligations, including PSD2/EMD2, consumer protection, business conduct, fraud risk, safeguarding, outsourcing risk, business continuity, ICT and privacy
Lead the local Risk & Compliance function, including setting priorities, supervising and supporting the MLRO and other local function holders, managing the risk register, coordinating group support, and ensuring appropriate resourcing as the entity scales
Drive cross-functional collaboration with Product, Engineering, Operations and other teams across Shopify to ensure our entity's risk is appropriately managed
Coordinate management responses to internal audit reviews and drive closure of audit and CSSF findings
Produce the annual Compliance Report for the Board and CSSF, as well as other management reporting
Monitor and interpret CSSF and other regulatory developments

Senior Privacy Officer

Senior Privacy Officer position at Endeavour Group (Dan Murphy's, BWS, ALH Hotel...

Location

Australia , Richmond

Salary:

Not provided

Dan Murphy's

Expiration Date

Until further notice

Requirements

4-5+ years of legal experience, preferably in privacy/technology/commercial law or in a privacy regulatory/compliance role
Legal qualifications and solid legal experience
In-depth knowledge of Australian data privacy laws and regulations and experience in their practical application in a business context
Proven ability to conduct complex privacy impact assessments, provide privacy advice and manage privacy incidents, complaints, data access requests and notifiable data breaches
Experience in designing and delivering privacy training and education sessions
Strong communication, analytical, and organisational skills
Ability to work autonomously, in a fast-paced environment, manage a host of matters and deliver timely and commercial, risk-based, advice
Experience in stakeholder management and cross-functional collaboration
Familiarity with privacy frameworks and data governance principles
A keen interest in privacy, data, AI, and emerging technologies

Job Responsibility

Work closely with stakeholders across the business to provide expert privacy advice and guidance and conduct complex privacy impact assessments
Develop and maintain privacy policies, standards, and guidelines
Assist in the management of privacy incidents, data breaches, regulatory notifications and complaints
Collaborate with cross-functional teams, including Legal, Cyber, Compliance, Risk, and Data Governance, as well as various Business Units and functions, to deliver privacy advice, impact assessments and strengthen the company's privacy culture
Contribute to the development and delivery of privacy training programs, talks and events
Participate in strategic initiatives related to data privacy, including the responsible use of data and AI

What we offer

An exclusive discount card for our ALH Hotels pubs & accommodation, BWS, Dan Murphy’s and other Endeavour Group brands
Through our partnership with Woolworths, you'll also enjoy discounts at Woolies supermarkets and BIG W
Access to a range of free services to help you live well and support your physical, mental and financial wellbeing
Dedicated learning and development options

Fulltime

Product Risk and Compliance- Expansion Senior Manager

We are seeking a highly experienced and hands-on Senior Product Compliance and R...

Location

United States , Austin

Salary:

134000.00 - 198000.00 USD / Year

Assessfirst

Expiration Date

Until further notice

Requirements

You have a minimum 5-7 years of experience in regulatory compliance, with a particular focus on implementing and enhancing controls
You have experience collaborating with product and engineering teams to develop regulatory compliance controls that consider the customer's journey
You have a strong ability to analyze and interpret complex regulatory frameworks and explain them clearly to stakeholders
You are a problem-solver who uses regulations and data to drive business decisions
You have experience working across cross border payments, with specific experience in the US and Canadian markets
You have strong data analytics skills and have used them to develop/inform Key Risk Indicators to articulate the health of the consumer compliance program
You are willing to travel to Wise offices located across different countries
You are legally authorized to work in the US

Job Responsibility

Collaborate with product managers and engineers to develop new products and features for NorthAmerica, and ensure an effective risk assessment considering all regulatory compliance risks are adequately reviewed and assessed prior to launch
Expertise/strong working knowledge with either state money transmission licensing requirements related to Permissible Investments, Regulatory Reporting
Or Consumer Compliance Regulations (e.g. Regulation E, UDAAP, California Consumer Protection Act), Privacy (GLBA), and applicable state privacy and consumer protection regulations
Fully implement and manage a bank partner engagement program, developing key metrics to communicate the health and effectiveness of Consumer Compliance Program
Support the closure of regulatory compliance issues by building new controls or enhancing existing ones
Proactively identify ways to improve controls, reduce unnecessary customer friction, and enable continued growth
Execute Quarterly regulatory compliance risk assessment, and present the results of such assessments to relevant regional and global Risk Committee
Develop and enhance Key Risk Indicators (KRI's) to provide senior management with a snapshot of the health of the Regulatory Compliance Program

Fulltime

Legal Counsel & Compliance Officer

To strengthen their Legal & Compliance team, they are looking for a Legal Counse...

Location

Switzerland , Zürich

Salary:

Not provided

The Emerald Group Ltd, Search and Selection

Expiration Date

Until further notice

Requirements

Swiss University degree in law (MLaw or BLaw), additional training in compliance and/or data protection is an advantage
Native in German and fluent in English
Relevant professional experience of at least 3 years in compliance, regulatory or legal roles with practical exposure to data protection, preferably in the financial industry, ideally in (re)insurance
Sound understanding of regulatory requirements and related compliance risks in the Swiss financial sector
Knowledge and strong interest in Swiss data protection and privacy law, ideally also in cyber, digitalisation and AI regulation

Job Responsibility

Manage existing and implement new compliance procedures and policies relating to Swiss legal/regulatory and Company Group requirements
Assume ownership for compliance topics and provide clear and pragmatic guidance to the business
Support their Data Protection Expert in all matters related to privacy regulations (FADP, GDPR) and contribute to the further development of data governance
Ensure digital tools and AI systems meet compliance requirements to reduce legal and regulatory risk

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Compliance and Privacy Officer

Job Description

Job Responsibility

Requirements

Nice to have

What we offer

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