Compliance Analyst

• Work closely and collaboratively with the Manager of Testing and Monitoring and the local Chief Compliance Officers in the oversight and implementation of the compliance testing and monitoring program
• Ensure that effective and adequate policies, processes, and procedures are in place to meet Company’s Compliance, Risk, Internal Control and Control Objectives
• Defining, implementing, and updating an exhaustive Compliance Testing and Monitoring Plan
• Perform compliance testing assignments as defined in the testing plan to assess, through in-depth process reviews, compliance with regulatory obligations, controls’ suitability of design and/or control effectiveness and addressing potential findings to related stakeholders and ensuring adequate follow-up
• Maintain issues and remediation-related information and documentation in a central repository
• Track and validate the implementation of remediation plans submitted by issue owners to verify that issues identified during testing and monitoring are remediated
• Ensuring that methodologies adopted for both business risk assessments and customer risk assessments are up to date, relevant, and aligned with the overall risk appetite of the business
• Actively engaging with Bitstamp by Robinhood’s governing bodies, officers, and staff, sharing best practices, and clarifying potential compliance concerns
• Collaborate with other governance team members on an ad hoc internal & external control testing program to ensure key regulatory requirements are monitored, issues identified are appropriately remediated, and results are communicated with key stakeholders

• Master’s Degree
• Minimum of 3-5 years of experience in financial services compliance roles or audit roles
• Strong interest or experience in the crypto industry
• Working knowledge of laws, regulations, risk management practices for financial services
• Strong project management and organizational skills
• Excellent analytical and problem-solving skills
• Strong communication and interpersonal skills
• Autonomous, pro-active and hands-on with the ability to prioritise and manage own work effectively
• Used to working in a diverse, international, fast-moving business and fast evolving regulatory environment
• Strong written and verbal communication skills
• Excellent knowledge of English language (written and verbal)

Relevant Compliance certifications or recognized professional certifications in Compliance (such as CAMS)