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As a Compliance Analyst IV, you will join a specialized three-person team dedicated to a high-impact new project. This role is ideal for a proactive individual capable of navigating the intersection of law, finance, and corporate policy. You will be responsible for ensuring that business operations remain in strict adherence to both local and global regulatory requirements. This is a hybrid role based in Waterloo, Ontario, requiring on-site presence on Mondays (Anchor Day) to foster team collaboration.
Job Responsibility:
Conduct comprehensive compliance testing, audits, and investigations to identify potential gaps
Review new and existing legislation
track and communicate emerging risks to management with recommended actions
Assist in resolving client escalations through thorough research and evidence compilation
Update and maintain Standard Operating Procedures (SOPs), regulatory artifacts, and internal policies
Prepare and present high-level reports and presentations for key stakeholders, ensuring clarity and data accuracy
Act as a liaison between Business, Compliance, and Control Function partners to ensure cohesive governance
Requirements:
University Degree in a related field (Business, Law, Finance, or similar)
3–4 years of professional experience, ideally within a financial institution or a regulatory/compliance environment
Proven ability in Regulatory Interpretation (interpreting complex legal text)
Advanced proficiency in Microsoft Office Suite (Excel, Word, and PowerPoint)
Strong background in Risk Assessment and Business Writing
Exceptional communication skills and the ability to work effectively both independently and within a team
Nice to have:
Experience with Data Analytics
Change Management
Presenting to senior leadership
What we offer:
High Conversion Potential: Strong possibility of contract extension or conversion to a permanent role based on performance
Cross-Functional Exposure: Gain rare visibility into multiple diverse business units within a major financial institution
Professional Growth: An excellent opportunity to sharpen your expertise in regulatory interpretation and risk management
Supportive Environment: Work within a small, agile team that values independent initiative and collaborative problem-solving