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Compliance Analyst Iv

https://www.randstad.com Logo

Randstad

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Location:
Canada , Waterloo

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Category:

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Contract Type:
Not provided

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Salary:

Not provided

Job Description:

As a Compliance Analyst IV, you will join a specialized three-person team dedicated to a high-impact new project. This role is ideal for a proactive individual capable of navigating the intersection of law, finance, and corporate policy. You will be responsible for ensuring that business operations remain in strict adherence to both local and global regulatory requirements. This is a hybrid role based in Waterloo, Ontario, requiring on-site presence on Mondays (Anchor Day) to foster team collaboration.

Job Responsibility:

  • Conduct comprehensive compliance testing, audits, and investigations to identify potential gaps
  • Review new and existing legislation
  • track and communicate emerging risks to management with recommended actions
  • Assist in resolving client escalations through thorough research and evidence compilation
  • Update and maintain Standard Operating Procedures (SOPs), regulatory artifacts, and internal policies
  • Prepare and present high-level reports and presentations for key stakeholders, ensuring clarity and data accuracy
  • Act as a liaison between Business, Compliance, and Control Function partners to ensure cohesive governance

Requirements:

  • University Degree in a related field (Business, Law, Finance, or similar)
  • 3–4 years of professional experience, ideally within a financial institution or a regulatory/compliance environment
  • Proven ability in Regulatory Interpretation (interpreting complex legal text)
  • Advanced proficiency in Microsoft Office Suite (Excel, Word, and PowerPoint)
  • Strong background in Risk Assessment and Business Writing
  • Exceptional communication skills and the ability to work effectively both independently and within a team

Nice to have:

  • Experience with Data Analytics
  • Change Management
  • Presenting to senior leadership
What we offer:
  • High Conversion Potential: Strong possibility of contract extension or conversion to a permanent role based on performance
  • Cross-Functional Exposure: Gain rare visibility into multiple diverse business units within a major financial institution
  • Professional Growth: An excellent opportunity to sharpen your expertise in regulatory interpretation and risk management
  • Supportive Environment: Work within a small, agile team that values independent initiative and collaborative problem-solving

Additional Information:

Job Posted:
April 28, 2026

Expiration:
June 13, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
Job Link Share:

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