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Compliance Analyst – Advanced

https://www.roberthalf.com Logo

Robert Half

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Location:
United States , Tampa

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Category:
Finance

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Contract Type:
Not provided

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Salary:

41.00 USD / Hour
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Job Description:

Contract role for a Compliance Analyst – Advanced to perform control testing, risk identification, and stakeholder management within CIB market operations.

Job Responsibility:

  • Perform end‑to‑end compliance and operational risk control testing across various lines of business within CIB market operations
  • Review procedures, assess controls, and determine whether risks are properly mitigated
  • Conduct SOX testing, operational controls testing (reconciliations, fund transfers, payment controls), and validate adherence to SLAs
  • Analyze call box controls, queues, dashboards, and operational monitoring frameworks
  • Design, update, and execute test scripts
  • prepare supporting artifacts
  • Manage large volumes of controls and tasks within the established framework
  • Dig into details, assess gaps, and challenge assumptions
  • Translate information gathered during calls into clear documentation
  • Identify risk themes, control deficiencies, or process weaknesses across front office, middle office, and back office workflows
  • Apply strong judgment to determine effectiveness of operational processes (e.g., trade lifecycle: booking → confirmation → settlement)
  • Draft clear, concise, and professional documentation, summaries, and testing results
  • Lead calls with stakeholders
  • gather information and ensure follow‑through on action items
  • Influence busy or difficult stakeholders and manage competing priorities in a fast‑moving environment
  • Maintain strong executive presence during meetings and cross‑functional discussions
  • Work with large data sets (sometimes 1M+ lines) to identify trends, attributes, or discrepancies
  • Use Excel for analysis

Requirements:

  • 6+ years relevant experience (Compliance, Audit, SOX Testing, Risk & Controls)
  • Strong writing and analytical skills — non‑negotiable
  • Ability to identify risks, analyze procedures, and execute control testing
  • High‑level comprehension and business judgment
  • Strong Excel skills
  • Alteryx strongly preferred
  • Ability to manage multiple deadlines and mini‑projects
  • Professional demeanor and executive presence
  • Ability to handle difficult stakeholders and influence outcomes
  • Strong follow‑through and ownership of tasks
  • Works best independently with minimal direction
  • 2+ years of business‑focused control testing (not technology/UAT)
  • SOX testing experience — required
  • Experience in audit, legal/compliance reviews, or risk/control functions
  • Understanding of front, middle, and back office operations in a bank
  • FINRA Series 7 or knowledge of trade lifecycle (booking → confirm → settlement) is a big plus
  • Experience working in market operations or sales & trading environments

Nice to have:

  • Alteryx experience
  • FINRA Series 7 or knowledge of trade lifecycle
  • Experience working in market operations or sales & trading environments
What we offer:
  • medical, vision, dental, and life and disability insurance
  • eligible to enroll in our company 401(k) plan

Additional Information:

Job Posted:
February 20, 2026

Employment Type:
Fulltime
Work Type:
On-site work
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