Compliance Advisory Manager Job at Eames Consulting

Aml compliance enterprise payments advisory manager

The Anti-Money Laundering (AML) Enterprise Payments Compliance Advisor Manager p...

Location

United States , McLean; Chicago; Plano; New York; Richmond; Riverwoods

Salary:

138100.00 - 189200.00 USD / Year

Capital One

Expiration Date

Until further notice

Requirements

Bachelor’s Degree or Military experience
At least 5 years of experience in compliance, audit, or legal
At least 5 years of experience in payment operations

Job Responsibility

Providing input on the end to end payment processing, highlighting AML risks
Providing guidance on business policies, standards, and procedures
Developing and leading department training, as appropriate
Providing compliance advice on complex projects
Providing guidance on controls over regulatory requirements and line of business monitoring of those controls
Providing input on business regulatory requirements
Performing money laundering risk assessment reviews
Partnering with first line to ensure AML requirements are appropriate and adhered to
Review inquiries from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary
Identify trends in data and proactively advise on identified external and internal risks

What we offer

performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

Fulltime

Senior Compliance Risk Manager - Product Compliance

As Mercury continues its rapid growth trajectory, navigating an increasingly com...

Location

United States; Canada , San Francisco; New York; Portland; Remote

Salary:

153900.00 - 213700.00 USD / Year

Mercury

Expiration Date

Until further notice

Requirements

5–7+ years of experience in a compliance advisory or product compliance role, ideally within fintech or financial services
Deep subject matter expertise in at least one product domain: Payments/ACH, Lending, or Credit Cards
Demonstrated experience partnering with product teams on regulatory and compliance matters across the product lifecycle
Strong working knowledge of applicable consumer protection, financial crime, licensing, reporting, and conduct risk requirements relevant to your domain
Proven ability to evaluate new or emerging products, identify compliance risk, and develop practical, business-enabling solutions
Strong project management skills, including the ability to define problems, create execution plans, and drive outcomes
Excellent written and verbal communication skills, with the ability to influence stakeholders at multiple levels
Comfort operating independently in a fast-paced, ambiguous environment, with sound judgment on when to escalate issues
Curiosity, adaptability, and a willingness to engage with new product types and regulatory challenges

Job Responsibility

Work closely with cross-functional risk and product teams to bring Mercury products to market in a way that meets all relevant financial partner and regulatory compliance obligations
Ensure all processes and products under your area of responsibility comply with applicable rules and regulations
Stay up to date with any changes to applicable regulations, and implement necessary updates to impacted products to maintain compliance
Support expansion for new product launches by scoping, defining and communicating product and compliance requirements
Work cross-functionally to drive remediation efforts for products within your defined scope
Support the compliance function in defining and achieving departmental initiatives, maintaining relevant policies and procedures, developing documentation solutions, and liaising with auditors
Contribute to building a strong culture of compliance across Mercury
Partner closely with Product, Risk, Operations, and Engineering to bring Mercury products to market in a manner that meets all relevant regulatory, financial partner, and network obligations
Advise product teams throughout the product lifecycle—discovery, design, launch, and iteration—to ensure products are compliant-by-design
Identify, assess, and document compliance risks associated with new and existing products, and work cross-functionally to design pragmatic mitigation strategies

What we offer

base salary
equity (stock options)
benefits

Fulltime

Senior Manager / Manager, Risk Advisory Services

Risk Advisory Services team provides a wide range of consultancy services, inclu...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Forvis Mazars

Expiration Date

Until further notice

Requirements

Bachelor’s degree or above in Accounting / Finance or related discipline
Member of professional qualification preferred such as HKICPA / ACCA / CPAA / CIA
A minimum of 7 years of relevant experiences in professional accounting firms
Experience working within risk assessment, internal audit, internal control, operation audit or compliance function as an internal employee or as part of a professional services firm
Fluency in spoken English and Cantonese
Putonghua is a must
Good written presentation skills in both English and Chinese (HKDSE Level 5 or above in Writing, or equivalent)
Attention to details, able to work independently to deliver timely, accurate and high-quality work
Strong business acumen, strategic planning, and project management skills
Logical thinker with excellent interpersonal and communication skills

Job Responsibility

Responsible for designing and take the lead in executing the day-to-day activities of risk management and internal audit review engagements and / or advisory engagements for our listed clients / undergoing IPO applications in Hong Kong
Obtain good understanding of business operations, processes and controls
Plan activities related to development of audit programme, and execution of internal audits
Participate in proposal development, project scoping, delivery risk management and the review of deliverables
Participate in seminar, forum, in house / external training session
Provide insights to client via qualitative and quantitative risk analysis and rating, risk management strategy and relevant internal control objective
Review, analyse, inspect and evaluate the implementation of control operations, identify internal control weaknesses and provide value-added recommendations
Familiar to prepare ESG reporting in accordance with ESG Reporting Guide of The Hong Kong Stock Exchange and / or similar requirements in worldwide countries

What we offer

medical and dental insurance
life insurance
5-day working week
discretionary performance bonus
birthday leave
marriage leave
employee activities

Fulltime

It Senior Manager / It Manager, Risk Advisory Services

Forvis Mazars is a leader in audit, tax and advisory services worldwide, operati...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Forvis Mazars

Expiration Date

Until further notice

Requirements

Bachelor's degree in computer science, Information Management, Accounting, or other related disciplines
Manager should possess 5+ years' working experience within IT Audit, Cybersecurity, IT Information Security or IT Risk
more experienced may be considered for the position of Senior Manager
Professionally qualified in CISA, CPA other specialist skills/qualifications
Strong command of written and oral communication skills (English, Mandarin & Chinese)
Strong teamwork ability and able to work independently
Good interpersonal, communication and problem-solving skills

Job Responsibility

Analyse and evaluate client's IT risks and controls, provide IT risk reduction recommendations, and assist in implementing solutions
Conduct benchmarking and gap analysis with IT risk-related industry frameworks (i.e. NIST, ISO, COBIT, C-RAF etc.) and provide recommendations
Assist with scoping, financial management, delivery risk management and the initial review of deliverables
Conduct fieldwork and manage small project teams to deliver value-added assurance services to clients
Identify and communicate IT audit findings to senior management and clients
Provide IT general controls and application controls audit support to external audit
Determine the objectives, scope and extent of each IT audit and ensure that the IT audit is professionally and efficiently completed within deadlines
Perform security and vulnerability assessment, assist in compliance monitoring review to identify control weaknesses and recommend remedial actions
Provide an advisory role to business units and IT groups to assess security requirements and controls
to enforce security control policies as planned

What we offer

medical and dental insurance
life insurance
5-day working week
discretionary performance bonus
birthday leave
marriage leave
employee activities

Fulltime

Senior Manager / Manager, Forensic Investigation & Advisory

Forvis Mazars is a leader in audit, tax and advisory services worldwide, operati...

Location

Hong Kong , Hong Kong

Salary:

Not provided

Forvis Mazars

Expiration Date

Until further notice

Requirements

Minimum 5 years’ experience in the forensic field, or related work of an investigative nature or internal audit with exposure to fraud enquiries
Strong written and oral communication skills in both English and Chinese (Cantonese and Mandarin), including both technical and business writing, good documentation, and presentation skills
Attention to detail and the ability to assist in analyzing accounting transactions and financial records
A team player and be able to meet deadlines
Able to work under pressure in a fast-paced environment
and deadline and result-driven
Knowledge of technological tools, including Excel and PowerPoint
Willing to learn and travel on business needs

Job Responsibility

Work as a team of professionals to perform high quality advisory projects
Support with interviewing relevant personnel, assessing and analysing data and documentation, preparing written reports and communicating findings to key stakeholders
Work with team members, clients, legal counsel, and regulatory authorities in sensitive and adversarial situations
Stay up to date and informed on business/economic developments and their impact to the clients

What we offer

Medical and dental insurance
Life insurance
5-day working week
Discretionary performance bonus
Birthday leave
Marriage leave
Employee activities

Fulltime

Financial Crime Advisory Manager – Investment Bank

Join us at Barclays as an Investment Banking Financial Crime Advisory where you ...

Location

France , Paris

Salary:

92000.00 - 127000.00 EUR / Year

Barclays

Expiration Date

Until further notice

Requirements

Subject Matter Expertise (SME) in Financial Crime risks and regulation (Anti-Money Laundering, Counter-Terrorist Financing, Sanction and Anti-Bribery & Corruption)
Ability to use financial crime tools and analytical results to identify risk patterns, anomalies, and control gaps
Effectively address second line feedback and challenges to the risk and controls strategy implementation
Experience to take risk decisions, define action plans, implement control enhancements, and manage escalation for senior management and/or governance and oversight forums
Experience in managing projects

Job Responsibility

Supporting and executing First Line Financial Crime program across Banking, Markets and the International Corporate Bank
Working closely with the business, the second- and third-line stakeholders, to ensure the business is compliant with all internal Financial Crime standards, policies, procedures and applicable laws and regulations
Executing the strategic direction of the Financial Crime program in Europe and performing advisory, governance and other oversight responsibilities

What we offer

Incentive award

Fulltime

Compliance Manager

We are seeking a Compliance Manager to support the general Compliance function a...

Location

South Korea , SEOUL

Salary:

Not provided

Crédit Agricole

Expiration Date

Until further notice

Requirements

Bachelor Degree / BSc Degree or equivalent
Major in Business Administration, Economics or Legal is preferred
More than 10 years of experience in the financial firms
Experience in the Foreign Financial firms is preferred
AML related certificate is preferred
General background knowledge in regulatory bodies
Excellent in Excel, Word, Power Point, HWP
Good interpersonal skills
Fluent in English (written and spoken)
NATIVE Korean, Fluent in English

Job Responsibility

Monitor and analyze regulatory developments issued by Korean regulatory authorities (FSS, FSC, BOK, MOEF)
Coordinate the dissemination and implementation of new regulatory requirements across relevant departments
Manage regulatory requests and submissions through regulatory platforms
Support compliance risk assessments and provide compliance-related insights to management committees
Prepare reports and escalation materials for Head Office and Regional Compliance teams
Develop and deliver compliance training programs for employees
Maintain compliance documentation, records, and audit trails
Investigate and process alerts generated through AML monitoring systems
Support the reporting of suspicious or unusual transactions to regulatory authorities
Conduct AML self-assessments and prepare required regulatory reports

Fulltime

Compliance Advisory Officer

Our fast-paced Compliance Advisory team is looking for a Compliance Officer with...

Location

United States , San Francisco

Salary:

120000.00 - 155000.00 USD / Year

Adyen

Expiration Date

Until further notice

Requirements

4 - 8 years of experience in a compliance, regulatory, or risk function within a financial institution, regulatory body, payments company, audit firm, or financial crime investigation unit
Foundational understanding of integrity risks in the payments and banking sector and how they materialize
Knowledge of AML/CFT and/or consumer compliance risks and how to manage them effectively
Familiar with regulatory and licensing requirements governing payment/e-money institutions, with a focus on the US, Canada, and/or Latin America
Strong analytical and problem-solving skills
Good judgment, proactive seeking of guidance when needed, and eagerness to take on increasing responsibility
Organized and detail-oriented
Strong verbal and written communication skills
Works well in collaborative environments
Eagerness to learn, develop expertise, and grow within the Compliance team

Job Responsibility

Support the assessment and resolution of escalated compliance matters
Work with internal teams to understand and analyze compliance risks related to AML/CFT, integrity, and regulatory obligations
Partner with Commercial and First Line teams to identify and apply risk-based solutions to complex customer requests and set-ups
Assist in developing compliance frameworks that enable the business to unlock new verticals in a controlled and compliant manner
Translate compliance challenges into clear, actionable next steps for internal stakeholders
Help identify opportunities for automation and process improvements to optimize compliance workflows
Contribute to the enhancement of escalation frameworks and procedures
Support cross-functional collaboration with global colleagues across time zones

Fulltime

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Compliance Advisory Manager

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