Clm Associate, HSBC

HSBC

Location:
China, Foshan

Category:
Banking

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

We are currently seeking an experienced professional to join our team in the role of CLM Associate. The role involves ensuring the quality of CDD and CTR information in line with HSBC policies, conducting quality assurance reviews, and providing feedback to stakeholders on compliance data. The position also includes training stakeholders on core concepts of the CDD and CTR process, as well as assisting with audit and second-line reviews.

Job Responsibility:

Support the ASP CLM Quality Assurance Lead in ensuring the quality of CDD and CTR information
Carry out quality assurance and thematic reviews
Undertake sampling to ensure consistency of CDD / KYC / CTR data quality
Report and track sampling review results
Provide feedback to relevant stakeholders in global and ASP
Develop and deliver training on core concepts and pain points in the CDD and CTR due diligence process
Work with the ASP CLM Quality Assurance Lead and relevant stakeholders when additional guidance on CDD and CTR policy is required
Assist in addressing internal / external audit and second line of defense reviews on CDD and CTR
Take a pro-active approach to identifying areas of efficiency on existing CDD and CTR workflow processes and procedures
Execute ad-hoc projects as assigned.

Requirements:

Degree qualified or with relevant professional qualifications, and accumulated broad banking experience
In-depth knowledge of financial services, financial crime compliance, client tax reporting (e.g., CRS and FATCA) and the external regulatory/industry environment
Experience in undertaking AML / KYC / CRS / FATCA reviews within the banking and financial institution
Sound understanding of due diligence, risk identification and remediation activities
Experience in overseeing the completion of KYC and CTR due diligence activities and undertaking quality assurance an advantage
Proven ability in working across multi-disciplinary and multi-cultural, diverse working environments
Ability to work comfortably in a multi-function team and with management and all levels of staff
Well organised and demonstrates sound problem solving and analytical skills
Positive and proactive attitude, with flexibility to accommodate changing environment and willingness to take on new responsibilities
An articulate and strong communicator with excellent written English
Proficiency in Chinese is an advantage
Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

Nice to have:

Proficiency in Chinese
Experience in overseeing the completion of KYC and CTR due diligence activities and undertaking quality assurance an advantage.

What we offer:

Flexible working
Inclusive and diverse environment
Continuous professional development
Opportunities to grow.

Additional Information:

Job Posted:
September 04, 2025

Expiration:
September 18, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Clm Associate