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We have an exciting opportunity based in our Edinburgh team as a Client Asset Protection Senior Associate. You will work alongside the Client Asset Protection Team and support with the the oversight of CASS Compliance across RBC Europe Limited (RBC EL). RBC’s expectation is that all employees and contractors will work in the office with some flexibility to work up to 1 day per week remotely, depending on working arrangements.
Job Responsibility:
Help provide operational oversight of RBC Europe Limited’s Client Assets
Chair the CMAR Submission Monthly Meeting
Provide support in development and maintenance of the CASS Risk and Control framework
Ensure that key CASS Documentation is maintained and up to date
Oversee completion of all Governance and management information (MI) materials by the Client Asset Protection Team
Provide support in overseeing the firm’s engagement in CASS internal and external audits
Support with overseeing completion and review of the CMAR return
Review and monitoring of the relevant CASS MI, including exceptions and breaches
In utilising the CASS MI, provide effective challenge to the First Line of defence function
Represent the Client Asset Protection Team in projects and change programmes
Participate in relevant CASS Industry forums and maintain up to date knowledge around the interpretation and development of CASS rules
Work closely with and cooperate with Senior Management, and other relevant stakeholders
Attendance and participation in any RBC EL committees as required or delegated
Requirements:
Strong Commercial, stakeholder and supplier management experience at all levels
Excellent interpersonal and communication skills, with the ability to influence at all levels
Excellent analytical and problem-solving skills
Proven experience in a Risk, Compliance, Legal or Operations Function
Direct experience of a CASS environment
Ability to prioritise and deliver against challenging deadlines
What we offer:
A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team