Chief Risk and Compliance Officer Job at Uber (London)

Chief Compliance Officer and Money Laundering Reporting Officer

Owl Payments Europe is seeking an accomplished Chief Compliance Officer and Mone...

Location

Ireland , Dublin

Salary:

Not provided

Tripadvisor

Expiration Date

Until further notice

Requirements

Bachelor’s degree in Law, Finance, Business, Compliance, Risk Management, or related field
Proven, senior experience in compliance, AML, or risk management in a regulated Payments Institution or Electronic Money Institution in Ireland or the EU
Strong knowledge of PSD2, Irish Payments regulations, AML/CTF, and Central Bank of Ireland guidance
Leadership skills with ability to engage with Board-level stakeholders

Job Responsibility

Prepare and present regular (quarterly/annual) compliance reports to the Board and/or senior management
Implement, maintain, and periodically update a compliance governance framework
Develop and maintain a strong compliance framework for all Irish and EU requirements applicable to Payment Institutions
Liaise with the Central Bank of Ireland and other authorities on regulatory submissions
Oversee identification, assessment, and management of compliance, AML, and CFT risks
Partner closely with Technology and Data teams to ensure compliance frameworks are effectively supported
Lead horizon scanning to proactively identify emerging regulatory requirements
Monitor compliance with consumer protection regulations
Oversee the handling of regulatory complaints
Coordinate and support regular internal audits and compliance assurance testing

What we offer

Flexible activity-based working fostered collaboration and productivity
Competitive salary package including performance bonuses
Development programs, managerial courses, and learning series
Health insurance covers medical, dental, and vision for families
Lifestyle Reimbursement Benefit for personal travel, and physical, mental, and financial wellness
Several paid time off programs
Paid public holidays, and year-end office shutdown
Employee assistance program for short-term counseling and free Calm app subscription
State-of-the-art offices: dining, coffee points, and leisure area

Fulltime

Global Head of Cyber Risk and Compliance

The Technology & Cyber Compliance and Operational Risk Office (TCCORO) at Citi i...

Location

United States , Irving, Texas, United States, New York, New York, United States

Salary:

250000.00 - 500000.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

20+ years' experience in technology risk and/or cyber risk management in the banking/financial services industry, or related field, with at least 5+ years in 2nd or 3rd line senior leadership positions
Subject matter expert in technology risk and/or cyber risk management principles and practices across various information system architecture and engineering domains
Proven experience in managing complex risk portfolios and developing strategic risk management frameworks for large organizations
Robust understanding of operational risk management frameworks, industry standards, regulatory requirements, and risk mitigation practices
Experience managing and overseeing large remediation and transformation programs to achieve intended results
Extensive experience in effective written and verbal communication with executive audiences including Boards
Experienced risk challenger who balances risks vs. rewards aligned with corporate risk culture
Understanding of Citi products and services and downstream impacts of technology risk and/or cyber risk strategy
Professional certifications in either technology risk and/or cyber risk preferred, including: Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM), Certified in Risk and Information Systems Control (CRISC), ERM, CET, ISO27001, COBIT, TOGAF, or CRI
In-depth, working knowledge of banking technologies, fraud, cybercrime detection and countermeasures, encryption, data retention, as well as information security support for segregation of duties, application development, network and systems operation, testing and vendor management

Job Responsibility

Oversight and challenge of the cybersecurity incident response programs
Oversight of the security operations center (SOC) and cybersecurity fusion center (CSFC)
Oversight of cybersecurity penetration testing and red-team operations
Oversight of the Chief Information Security Office (CISO), including the review of the effectiveness of the controls, standards and programs across the enterprise
Implementation of guidance for overseeing Emerging Technology and Operational Risks, in compliance with OCC Heightened Standards
Able to present and lead discussions with key Regulators, internal and external auditors, as well the Board of Directors and the Risk and Audit sub-committees
Governance and Oversight of security risks impacting the business and technology
Support in the development of Cyber Policy and Standards
Oversight of Key Operational Risks and related indicators and thresholds
Challenge of Cyber Risk Self Assessments

What we offer

Discretionary and formulaic incentive and retention awards
medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Fulltime

Chief Risk Officer

Empower every person and every organization on the planet to achieve more. That ...

Location

Ireland , Dublin

Salary:

Not provided

Microsoft Corporation

Expiration Date

Until further notice

Requirements

Demonstrable experience in Risk Management, Privacy, Security, Compliance, Government Intelligence, Operations, Auditing, and/or Finance OR Bachelor's Degree AND demonstrable experience in Risk Management, Privacy, Security, Compliance, Government Intelligence, Operations, Auditing, and/or Finance OR equivalent experience
Must be or willing to be granted the PCF-14 role as established by the Central Bank of Ireland

Job Responsibility

Design and launch a continuous risk assessment of the regulated entity's operating business model, platforms, processes and people to identify risks and points of vulnerability based on performance, capacity, availability, dependability, speed and other key operating metrics
Recommend improvements and enhancements to the regulated entity's operations, to ensure that the risk function is a strong second line of defence as part of a three lines of defense model
Manage fraud risk effectively by conducting risk assessments of regulated products to identify current and emergent fraud risks, ensuring appropriate fraud policies, procedures, and technology and operational controls are in place, and ensuring risks related to payment disputes, and the management and chargeback response process are appropriately addressed and managed for the regulated entity's provided services
Manage product risk by conducting assessments of the regulatory, commercial and market risks for regulated product offerings, providing input to product design, carrying out periodic product reviews and business monitoring, and providing risk advice in relation to proposed or anticipated changes to the design or markets for these products
Implement and oversee the regulated entity's Risk and Control Register and with the Chief Information Officer, design, implement, communicate and oversee a comprehensive business continuity and disaster recovery plan
Ensure appropriate operational controls are in place, serve as main point of contact when alerts are triggered, and, with functional heads, address the root cause of operational performance issues and assess internal control effectiveness
This includes maintenance of a Risk Incident Log to capture the occurrence, management, remediation and reporting of significant and major risk incidents and handling escalations and actions with the card schemes and any investigations by law enforcement agencies
Provide independent oversight and challenge of operational resilience activities, including classification of critical services, resilience assessments, remediation oversight, and risk reporting, ensuring robust resilience governance and timely escalation to senior committees and the Board
Ensure sufficient and effective oversight, including regular and ad hoc risk reporting, of outsourcing relationships from a risk perspective, and ensure any third-party outsourcing relationships are compliant with the company's risk appetite and policies

Fulltime

Chief Risk Officer – Private Client Group

Leads development of an operational risk approach, the setting of target risk le...

Location

United States , Saint Petersburg; New York

Salary:

Not provided

Raymond James

Expiration Date

Until further notice

Requirements

Bachelor’s Degree (B.A.), preferably in Mathematics, with a minimum of fifteen (15) years of financial services experience required
Experience in broker-dealer or wealth management firms preferred, especially with exposure to front-office or first-line risk roles in addition to second-line oversight
Demonstrated track record building or transforming risk functions and working with UHNW advisory businesses, structured product platforms, or alternative investments is strongly preferred
Advanced knowledge of risks and regulations in all aspects of the Private Client and Asset Management
Risk assessment methodologies
Risk governance structure and design
Risk policy and procedures
Infrastructure design, risk controls and segregation of duties
Relevant risk-based regulatory schemes including Basel I and Basel II and current rules under review
Sarbanes Oxley regulations

Job Responsibility

Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business appetite for risk taking and establish appropriate controls
Conducts and presents regular risk reviews in order to provide an independent perspective of the business and to keep pace with the changing business environment
Builds trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), the firm’s wealth management unit, and Asset Management divisions, serving as a strategic and independent partner to evaluate, challenge, and guide business decisions
Continuously monitors and analyzes the businesses risk profile and tolerance to include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational risks
Identifies emerging risks and advises on risk mitigation strategies
Leads the development and implementation of risk assessment and quantification models needed to risk manage the business
Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk information
Ensures the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to provide essential risk context
Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk management strategies to the Board of Directors, senior management and various risk committees
Collaborates with the business and other key stakeholders to evaluate the risk associated with potential mergers and acquisitions, new product offerings, and other initiatives

Fulltime

Chief Risk Officer

Location

Egypt , New Cairo

Salary:

Not provided

Ethics HR

Expiration Date

Until further notice

Requirements

Bachelor’s/Master’s degree in Finance, Economics, Risk, or related field from a reputable university
12-15+ years of experience in enterprise risk management with banking or financial services
Deep understanding of CBE regulatory frameworks, Basel standards, and digital banking risk requirements
Experience managing credit, market, operational, technology, and cyber risks
Demonstrated experience in AML/CFT compliance and governance within the Egyptian or regional financial sector
Expertise in Model Risk Management and data governance, particularly concerning the use of AI/Machine Learning in digital lending or scoring models
Strong experience integrating digital fraud management and authentication security into the operational risk framework
Familiarity with regulatory reporting standards beyond Basel, such as those related to Data Protection and Consumer Protection in the digital banking context
Strong analytical, decision-making, and stakeholder management skills
Proven experience presenting to regulators, Board committees, and senior executives

Job Responsibility

Set and maintain the bank’s risk strategy, policies, and governance framework
Ensure effective risk identification, monitoring, and reporting
Ensure compliance with CBE risk regulations, reporting standards, and supervisory guideline
Manage risk appetite, internal controls, and Board risk reporting
Oversee credit, market, liquidity, and operational risk frameworks
Lead stress testing, incident management, and business continuity oversight
Supervise technology, cyber, data protection, and outsourcing risks in coordination with relevant teams
Maintain risk dashboards, key metrics, and insights for senior management and Board committees
Support new product approvals, major initiatives, and strategic decisions through risk assessment
Embed risk culture and awareness across all departments

Chief Risk Officer

We are assisting a valued client in their search for an experienced Chief Risk O...

Location

United States , Oklahoma City

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Minimum of 7 years of experience in risk management, enterprise risk assessment, or a related field
Strong expertise in finance, operational risk, and risk analysis methodologies
Proficiency in developing and utilizing KPIs, KRIs, and risk dashboards for strategic decision-making
Extensive knowledge of enterprise risk management frameworks and risk modeling techniques
Demonstrated ability to manage governance processes, regulatory reporting, and issue remediation tracking
Experience in mentoring and building high-performing teams in risk management
Familiarity with credit and market risk management practices, including hedging strategies
Excellent analytical, communication, and leadership skills to drive effective risk initiatives

Job Responsibility

Oversee the development and implementation of the organization's Risk Appetite Framework, including methodologies and enterprise risk assessments
Coordinate governance processes, risk committee activities, and regulatory reporting to ensure compliance and accountability
Create and maintain risk dashboards, KPIs, and KRIs for executive and board-level decision-making
Analyze emerging risks, industry trends, and regulatory changes to provide actionable insights to senior leadership
Lead cross-functional initiatives aimed at enhancing risk capabilities, improving controls, and adopting advanced technology solutions
Evaluate financial and operational processes to identify vulnerabilities and recommend effective improvements
Manage internal training programs to foster a culture of risk awareness and proactive management
Build, mentor, and lead a high-performing risk management team across multiple locations
Investigate operational incidents, oversee corrective action plans, and maintain detailed documentation in incident databases
Develop and manage credit approval and monitoring programs, ensuring scalability and compliance with organizational standards

What we offer

medical
vision
dental
life and disability insurance
company 401(k) plan

General Counsel & Chief Compliance Officer

This position is responsible for overseeing the organization’s legal affairs and...

Location

United States , Denver

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

A Juris Doctor (JD) degree from an accredited law school is required
Active license to practice law in at least one jurisdiction
Minimum of 10 years of experience in legal, compliance, and risk management within financial services or investment industries
Expertise in corporate governance, mergers and acquisitions, and contract negotiation
Strong knowledge of federal securities laws and investment regulations, including the Investment Advisers Act
Experience with regulatory filings and disclosures, such as Form 13-F and other related reports
Demonstrated ability to manage external legal counsel and advisors effectively
Proven leadership skills with the ability to influence and collaborate at the executive level

Job Responsibility

Serve as the principal legal advisor to the CEO and executive team on corporate governance, fiduciary responsibilities, and enterprise risk
Oversee the drafting, negotiation, and management of contracts, transactions, litigation, and strategic agreements, including mergers and acquisitions
Direct and manage outside legal counsel and advisors
Identify and mitigate legal risks in alignment with business objectives
Lead and continuously enhance the organization’s compliance program and internal control environment
Ensure compliance with applicable federal securities and investment regulations, including oversight of regulatory examinations
Maintain and enforce the organization’s Code of Ethics and compliance policies
Oversee regulatory filings and disclosures (e.g., Form ADV, Form 13-F, and related reports)
Serve as the primary liaison with regulators and internal/external auditors
Actively participate as a member of the executive leadership team, contributing to strategic planning and enterprise initiatives

What we offer

Competitive compensation and benefits package
Medical, vision, dental, and life and disability insurance
Eligible to enroll in company 401(k) plan

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , New York

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)
flexibility to work remotely on Friday

Fulltime

Select Country

Chief Risk and Compliance Officer

Job Responsibility

Requirements

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