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Chief Compliance Officer

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Randstad

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Location:
India , Mumbai

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Category:
Finance

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Contract Type:
Not provided

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Salary:

Not provided
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Job Description:

Compliance Management Framework & Governance; Regulatory Compliance & Liaison; AML & CFT Compliance; Compliance Risk Identification, Monitoring & Reporting; Training & Culture Development; Team Leadership & Development; Stakeholder Management & Communication

Requirements:

  • Develop, implement, and maintain a comprehensive compliance program aligned with RBI’s guidelines, Basel compliance principles, and applicable Indian laws and regulations
  • Establish and regularly update compliance policies, procedures, standards, and controls tailored to the branch’s risk profile and business model
  • Report to senior management and the Head Office on compliance risks, program effectiveness, and emerging regulatory requirements regularly
  • Ensure a risk-based approach to compliance monitoring and testing, prioritizing high-risk areas aligned with RBI expectations
  • Serve as the primary point of contact for RBI inquiries, examinations, and regular supervisory reviews related to compliance
  • Ensure the branch’s compliance with all applicable regulatory requirements, including but not limited to AML/CFT, sanctions, privacy and data protection, market conduct, and consumer protection etc.,
  • Coordinate timely and comprehensive responses to regulatory requests, formal recommendations, and audit findings
  • Monitor regulatory developments and interpret their impact on the branch’s operations, advising senior management and initiating necessary changes in policies or practices
  • Oversee the design, implementation, and ongoing enhancement of the AML/CFT program in compliance with rules and regulations set by RBI and FIU-IND
  • Ensure robust KYC/CDD procedures, suspicious transaction monitoring and reporting, sanctions screening, and training programs
  • Lead internal investigations and remediation for any suspected breaches of AML, sanctions, or other financial crime policies
  • Conduct regular compliance risk assessments to identify, assess, and mitigate compliance risk exposures across branches and business units
  • Develop and manage key compliance risk indicators and compliance monitoring/testing plans
  • Lead investigations of compliance breaches and coordinate corrective actions
  • Prepare, review, and present periodic reports on compliance status, regulatory issues, audit findings, and remediation progress to senior management, the Head Office, and regulators
  • Drive the development and delivery of compliance training and awareness initiatives across the branch to promote a compliance culture
  • Support business lines in embedding compliance-by-design principles and compliance risk management
  • Lead, mentor, and develop a high-functioning, diverse compliance team aligned with organizational goals and regulatory standards
  • Foster continuous improvement, technological innovation(e.g., transaction monitoring system, compliance analytics), and professional development within the compliance function
  • Serve as the main liaison with RBI and other regulatory agencies on compliance-related matters, including approvals, reporting, etc.
  • Collaborate with Head Office compliance functions to ensure harmonized regulatory compliance management standards and reporting
  • Provide a compliance perspective to business lines during new product approvals, credit decisions, strategic initiatives, and major transactions etc.,
  • Lead or participate in projects improving regulatory compliance management effectiveness and operational resilience, as assigned
  • Stay abreast of evolving regulatory developments, industry practices, and emerging compliance risks to refine the compliance management framework
  • Manage other projects and tasks as assigned by management

Additional Information:

Job Posted:
January 07, 2026

Expiration:
February 13, 2026

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