Chief Compliance Officer, ETFs - Senior Vice President Job at iCapital Network (Greenwich)

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , New York

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)
flexibility to work remotely on Friday

Fulltime

New

Grad Pharmacist

You’ve invested a lot of time and energy in your education. Now you want the cha...

Location

United States , Elyria

Salary:

23.75 - 42.00 USD / Hour

CVS Health

Expiration Date

September 30, 2026

Requirements

PharmD graduate of a U.S. accredited program prior to beginning the Post-Graduate Training Program at CVS Health
Ability to obtain required pharmacist licensure within the required timeframe, per state guidelines. Failure to obtain required Pharmacist licensure within 120 days of graduation will result in separation of employment.
Must possess, or be in the process of obtaining, valid intern and/or technician licensure as required
Regular and predictable attendance, including nights and weekends
Ability to complete required training within designated timeframe
Attention and Focus: Ability to concentrate on a task over a period of time
Ability to pivot quickly from one task to another to meet patient and business needs
Ability to confirm prescription information and label accuracy, ensuring patient safety
Customer Service and Team Orientation: Actively look for ways to help people, and do so in a friendly manner
Notice and understand patients’ reactions, and respond appropriately

Job Responsibility

Living our purpose by following all company SOPs at each workstation to help our Pharmacists and Technicians manage and improve patient health
Following pharmacy workflow procedures at each pharmacy workstation (i.e., production, pick-up, drive-thru, and drop-off) for safe and accurate prescription fulfillment
Contributing to positive patient experiences by showing empathy and genuine care: creating heartfelt and personalized moments while serving patients at pick-up, drive-thru, and over the phone
keeping patients healthy by offering immunizations and other services at the register and over the phone
and demonstrating compassionate care by solving or escalating patient problems
Offering to counsel, fielding medical questions, and soliciting information on a patient’s medical history to provide optimal care, when appropriate under the direct supervision of a licensed pharmacist
Taking telephonic prescriptions from the prescriber, and calling the prescriber to clarify prescriptions or facilitate medication changes, where allowed by state regulation
Maintaining the highest level of self-awareness and providing in-the-moment coaching, training, and mentoring to pharmacy team members while sharing best practices
Completing basic inventory activities, as permitted by law, and as directed by the pharmacy leadership team, such as accurately putting away medication deliveries and completing cycle counts, returns-to-stocks, waiting bin inventories, etc.
Contributing to a high-performing team, embracing a growth mindset, and being receptive to feedback

What we offer

Dental
Vision
Wellness resources
Employee discounts
Access to certain voluntary benefits
Other programs

Parttime

New

Site Reliability Engineer

Location

Malaysia , Kuala Lumpur

Salary:

15000.00 MYR / Month

Randstad

Expiration Date

August 21, 2026

Requirements

Cloud Infrastructure: AWS
Containerization: Kubernetes and Docker
Operating Systems: Linux and Unix Systems
Database Systems: Oracle Database
Programming/Scripting: Python, Java, or Go for automation scripting
Automation & Infrastructure Tools: Ansible and Terraform
Monitoring & Observability: Prometheus, Grafana, and Nagios
Integration: API and Networking Integration

Job Responsibility

Maintain continuous system monitoring and configure active alerts to prevent failures
Automate manual operational tasks, system monitoring, and infrastructure provisioning
Participate in deep-dive troubleshooting and rigorous post-mortem analysis to minimize downtime
Manage the technical resumption of high-priority, Service at Risk (S@R), and medium/high severity incidents within SLAs
Direct second- and third-level support teams and perform Root Cause Analysis (RCA)
Review system dependencies and manage changes, releases, and rollouts for minimal stability impact
Lead the team to actively achieve the organization's strict conduct, compliance, and market principles
Take end-to-end accountability for incident, problem, change, and risk management related to the production platform
Surface operational/security risks and provide monthly governance dashboards outlining trends and Service Improvement Plans (SIP)

Fulltime

New

Building Safety Manager

We are recruiting on behalf of a well-established Housing Association based in L...

Location

United Kingdom , London

Salary:

60000.00 - 68000.00 GBP / Year

Goodman Masson

Expiration Date

Until further notice

Requirements

Significant experience in building safety, fire safety, or compliance within social housing or a regulated property environment
Strong working knowledge of the Building Safety Act and related legislation
Experience managing higher-risk buildings and safety case documentation
The ability to influence and challenge at senior level
Excellent stakeholder management and communication skills
Relevant professional qualifications (e.g. fire safety, building safety, construction, surveying or risk management) are highly desirable.

Job Responsibility

Acting as the organisation’s lead professional for building safety and compliance
Implementing and maintaining Building Safety Cases and Safety Case Reports
Managing and maintaining the Golden Thread of information
Ensuring compliance with the Building Safety Act, Fire Safety Act, and associated regulations
Leading on fire and structural safety risk management across the housing stock
Liaising with the Building Safety Regulator, Fire and Rescue Services, and other external bodies
Providing expert advice to senior leaders, boards, and operational teams
Supporting resident engagement and transparent communication on building safety matters

What we offer

Hybrid working arrangements
A role with genuine influence on resident safety and organisational strategy
The opportunity to work with a values-driven Housing Association committed to best practice

Fulltime

New

Accounts Payable Clerk

We are looking for an Accounts Payable Clerk to support a busy construction offi...

Location

United States , Saint Cloud

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Experience in accounts payable, preferably within construction or contractor environments.
Working knowledge of Microsoft Word, Excel, and Outlook, along with comfort using standard office equipment and learning new software.
Familiarity with purchase orders, subcontract documentation, and construction accounting processes.
Strong organizational skills with the ability to manage several tasks at once and adjust to changing priorities.
Ability to remain effective in a high-pressure setting while meeting deadlines accurately.
Strong communication skills and a service-oriented approach when working with coworkers, vendors, and clients.
Reliable attention to detail, independent judgment, and a consistent demeanor in day-to-day interactions.

Job Responsibility

Coordinate day-to-day and weekly administrative activities for the accounts payable and purchasing function within a satellite office environment.
Create and process a large volume of purchase orders, subcontract documents, and change orders with accuracy and timeliness.
Place material and service orders on behalf of project managers and site leaders to support active construction projects.
Address payment-related questions and documentation issues with subcontractors and vendors, including invoices and pay requests.
Maintain organized records and correspondence to ensure purchasing and accounts payable documentation is easy to track and retrieve.
Support scheduling, message handling, and general office communication while responding professionally to staff and client inquiries.
Prioritize multiple assignments under deadline-driven conditions while working independently and maintaining close attention to detail.

What we offer

Medical, vision, dental, and life and disability insurance.
Enrollment in company 401(k) plan.

New

Grad Pharmacist

You’ve invested a lot of time and energy in your education. Now you want the cha...

Location

United States , Souderton

Salary:

Not provided

CVS Health

Expiration Date

September 30, 2026

Requirements

PharmD graduate of a U.S. accredited program prior to beginning the Post-Graduate Training Program at CVS Health
Ability to obtain required pharmacist licensure within the required timeframe, per state guidelines. Failure to obtain required Pharmacist licensure within 120 days of graduation will result in separation of employment.
Must possess, or be in the process of obtaining, valid intern and/or technician licensure as required

Job Responsibility

Living our purpose by following all company SOPs at each workstation to help our Pharmacists and Technicians manage and improve patient health
Following pharmacy workflow procedures at each pharmacy workstation (i.e., production, pick-up, drive-thru, and drop-off) for safe and accurate prescription fulfillment
Contributing to positive patient experiences by showing empathy and genuine care
Offering to counsel, fielding medical questions, and soliciting information on a patient's medical history to provide optimal care, when appropriate under the direct supervision of a licensed pharmacist
Taking telephonic prescriptions from the prescriber, and calling the prescriber to clarify prescriptions or facilitate medication changes, where allowed by state regulation
Maintaining the highest level of self-awareness and providing in-the-moment coaching, training, and mentoring to pharmacy team members while sharing best practices
Completing basic inventory activities, as permitted by law, and as directed by the pharmacy leadership team
Contributing to a high-performing team, embracing a growth mindset, and being receptive to feedback
Remaining flexible for both scheduling and business needs, while contributing to a safe, inclusive, and engaging team dynamic
Understanding and complying with all relevant federal, state, and local laws, regulations, professional standards, and ethical principles

What we offer

dental
vision
wellness resources
employee discounts
access to certain voluntary benefits

Parttime

New

Senior Data Engineer

Randstad has partnered with a software solutions company, building innovative an...

Location

Malaysia , Kuala Lumpur

Salary:

15000.00 - 20000.00 MYR / Month

Randstad

Expiration Date

August 17, 2026

Requirements

7+ years of dedicated data engineering or distributed systems experience
Proven production experience with Apache Kafka (including ecosystem tools) and Apache Flink for real-time processing
Expert-level proficiency in Python for data processing and automation
Hands-on experience scaling modern cloud data warehouses (e.g., Snowflake, BigQuery, Redshift)
Strong grasp of distributed systems architecture, microservices, and modern data lakehouse patterns (e.g., Iceberg, Delta)
Familiarity with orchestration (e.g., Airflow), containerization (Docker, Kubernetes), and CI/CD pipelines

Job Responsibility

Architecture: Design fault-tolerant, petabyte-scale distributed data architectures and define company-wide data governance standards
Streaming: Build high-throughput, low-latency streaming pipelines using Apache Kafka and stateful Apache Flink applications
Data Warehousing: Integrate diverse data streams into a centralized Cloud Data Warehouse while optimizing query performance and storage costs
Development: Write clean, production-grade pipeline code using Python and manage end-to-end data lifecycle orchestration
Optimization: Troubleshoot bottlenecks in distributed systems, ensuring high availability, system uptime, and cost efficiency
Leadership: Provide technical mentorship to junior engineers and collaborate with cross-functional product and data science teams

What we offer

Career Growth Opportunities
Open Communication Culture
Good Incentives

New

Group Finance Analyst

An opportunity to join a FTSE 100 Finance Team in their group reporting team has...

Location

United Kingdom , London

Salary:

65000.00 - 70000.00 GBP / Year

Goodman Masson

Expiration Date

Until further notice

Requirements

ACA qualified (or equivalent) either straight from practice, or within industry in a group reporting role
good understanding of group consolidation principles

Job Responsibility

Preparation of the Group quarterly reporting pack and the Group Annual Report and Accounts in line with full EU IFRS and UK Listing rules
understanding, consolidating, analysing and communicating financial information to internal and external audiences
providing technical advice on technical accounting issues

Fulltime

Select Country

Chief Compliance Officer, ETFs - Senior Vice President

Job Description

Job Responsibility

Requirements

What we offer

Looking for more opportunities?

Chief Compliance Officer, ETFs - Senior Vice President

Chief Compliance Officer, ETFs - Senior Vice President

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Grad Pharmacist

Senior Data Engineer

Group Finance Analyst

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