Chief Compliance Officer, ETFs - Senior Vice President Job at iCapital Network (Greenwich)

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , New York

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)
flexibility to work remotely on Friday

Fulltime

Director of Field Operations

We are looking for an experienced Director of Field Operations to lead field exe...

Location

United States , Brewster

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Background in construction, sitework, paving, athletic facilities, or a closely related field operations environment
Demonstrated success leading teams and managing field personnel across active projects
Ability to interpret blueprints, specifications, schedules, and other construction-related documentation
Strong organizational skills with the ability to balance priorities in both office and field settings
Clear communication skills and sound problem-solving ability when addressing operational issues
Experience using scheduling platforms, project management software, and standard business technology tools
Valid driver’s license and willingness to travel to project locations as needed

Job Responsibility

Direct field activities across multiple projects, aligning labor assignments and crew schedules with production goals and site demands
Coordinate the availability of personnel, equipment, materials, and logistics so work progresses safely, efficiently, and on schedule
Visit job sites regularly to review progress, assess execution, and identify issues that could affect timelines, quality, or performance
Uphold workmanship expectations and verify that field operations meet company standards, project specifications, and compliance requirements
Partner with internal teams on estimating, project preparation, and forecasting to support accurate planning and resource allocation
Guide, coach, and develop foremen and field staff to build capability, accountability, and consistent jobsite leadership
Oversee fleet usage and equipment readiness by supporting maintenance planning and ensuring operational assets are prepared for deployment
Maintain effective communication with clients, suppliers, subcontractors, project managers, and internal stakeholders to keep projects moving smoothly
Resolve field challenges quickly by evaluating conditions, recommending practical solutions, and minimizing disruption to production
Track project costs, labor productivity, and overall operational results while contributing to improved workflows and field processes

What we offer

medical
vision
dental
life and disability insurance
401(k) plan
free online training

Lifestyle Senior Support Worker

LIFESTYLE SENIOR SUPPORT WORKER - CHORLEY AREA. Exciting new opportunity has ari...

Location

United Kingdom , Chorley

Salary:

27136.00 - 28901.00 GBP / Year

Brook-St Hiredonline

Expiration Date

Until further notice

Requirements

Knowledge of and the ability to understand the needs of people with severe learning disabilities, including communication needs
Knowledge and understanding of person-centred approach to care
Knowledge and understanding of autism
Excellent communication skills and the ability to work within a team
Good literacy and organisational skills with a flexible and creative approach
Full drivers licence is essential
NVQ Level 3 or equivalent is preferable
Experience of working in a similar role is preferable
Experience of delivering activity sessions to vulnerable groups
Ability to liaise effectively with people being supported and those within the team

Job Responsibility

Supporting to develop and run activity sessions both large and small including sensory drama, music, art/craft, gardening, hydro, and sensory story for adults with profound learning disability
Monitoring activities and ensuring appropriate records are completed including writing detailed reviews
Supporting and training staff during activity sessions
Organising and maintaining activity equipment
Attending signing group and other communication meetings where required
Delivering these groups to all areas of the business within the residential and supported living services

What we offer

Competitive salary bracket
Full collaborative team environment with full Induction and training
Scope for professional and career development pathways
Annual leave
Pension scheme
Rewards and Recognition

Fulltime

Senior Immigration Specialist

Location

Qatar , Doha

Salary:

Not provided

McDermott

Expiration Date

Until further notice

Requirements

Bachelor’s degree in HR, Legal, Business Management, or any related field preferred
5 years of global immigration experience
Deep understanding of immigration landscapes and trends across the region
Experience in building, implementing, and managing large-scale immigration programs
Experience in global immigration vendor transition and new country onboarding
Experience in managing global and country-specific immigration audits
Experience negotiating immigration concessions with government authorities
Ability to adapt to change and collaborate effectively at all levels in a highly matrixed environment
Excellent written and verbal communication skills
A solid sense of accountability, sound personal judgment, and the ability to adapt to change

Job Responsibility

Identify trends and develop targeted program-level goals and initiatives using strong immigration experience
Advise on case-level filing strategies, including complex situations that require independent research and interpretation of processes and policies as a subject matter expert
Develop associated processes, filing strategies, and proposed resourcing plans in collaboration with internal teams such as Recruitment, HR, Legal, Risk and Compliance, and Public Policy
Educate HR and business partners on immigration policies and their impact on business and hiring strategies
Collaborate with Global Immigration Program Managers to develop performance measurement and inspection mechanisms and tools to evaluate the overall health of the immigration program
Implement regular reviews of current processes to ensure ongoing compliance, identify gaps and inefficiencies, and lead initiatives for continuous improvement
Drive system enhancement recommendations through a technical lens
Provide strategic communications advice to the Immigration Communications and Content team on short and long-term opportunities

Fulltime

Senior Field Engineer

The Senior Field Engineer applies Engineering practices and knowledge to improve...

Location

Malaysia , Kuala Lumpur

Salary:

Not provided

McDermott

Expiration Date

Until further notice

Requirements

Bachelor’s Degree in Engineering
Seven-nine (7-9) years of experience in the oil and gas industry with Major Contractors or a consultant
At least two-three (2-3) years of Operations and Field Engineering experience
Thorough knowledge of Excel spreadsheet with Macro commands
MS Project scheduling software
Familiar with Subcontract activities
Basic knowledge of Microsoft tools like Word, Excel, PowerPoint, etc.
Knowledge in Auto CAD

Job Responsibility

Review all technical project documents upon contract award and identify any differences or discrepancies between pre-contract and post-contract documents, as well as deficiencies in tender method statements
Attend bid interviews with local Management and participate in global management reviews
Ensure all bid inputs have been reviewed and approved by the Division Manager and General Superintendent before submittal. The Diving Manager is to review and approve all diving estimates
Prepare technical clarifications/qualifications about the scope of work, drawings, and specifications, and submit them to the Proposal Coordinator
Develop a plan and allocate resources for the project to ensure that engineering deliverables are completed according to the agreed-upon schedule
Monitor the progress of the project section to prevent major issues or delays from occurring during the project
Take the lead in creating installation documentation, procurement, and fabrication materials (such as scopes of work, procedures, drawings, sketches, etc.)
Ensure the accuracy of procurement, fabrication, and installation documentation, making sure they comply with the contract requirements
Coordinate with other departments within the project team to ensure smooth operations
Offer support on engineering-related matters to the Project/Procurement Subcontracting Department, ensuring that competent suppliers or service providers are chosen for the job

Fulltime

Maintenance Manager

The Maintenance Manager is responsible for the safe, efficient and uninterrupted...

Location

United States , Portland

Salary:

Not provided

Ajinomoto Foods North America, Inc.

Expiration Date

Until further notice

Requirements

Associates degree (A.A) or equivalent from two-year college or technical school
or equivalent combination of education and experience in a high-paced manufacturing environment
five (5) or more years related experience in a high-paced manufacturing environment
Strong Lean experience essential especially Kaizen, 5M5Y, STPD, TPM
Experience with 3-phase power system, PLC controls, general troubleshooting and PM programs preferred
Must be able to read and understand blueprints, parts manuals, machine drawings and use computer system programs such as Visio
Ability to read, analyze, and interpret common scientific and technical journals, financial reports, and legal documents
Ability to respond to common inquiries or complaints from customers, regulatory agencies, or members of the business community
Ability to effectively present information to top management, public groups, and /or boards of directors
Ability to work with mathematical concepts such as probability and statistical inference, and fundamentals of plane and solid geometry and trigonometry

Job Responsibility

Create an environment where safety is a primary concern while assisting and resolving safety issues in the plant
Supervise and direct the maintenance team and staff by providing training and development
Lead talent development activities for front-line maintenance team
Coach, mentor and develop team members to meet current and future business requirements
Coordinate and direct day-to-day operations of the maintenance activity, including determining needed repairs and improvements
Establish project timelines and deliverables by prioritizing and assigning work tasks
Establish KPI's for the maintenance team, track results and report to Senior Management
Participate in designing and developing future production capacities by attending engineering meetings
Collaborate with engineering in various plant projects in developing and implementing modifications and improvements
Monitor and maintain safe operation of ammonia system

What we offer

Medical, Dental, Vision insurance on DAY ONE
Company paid STD, LTD, and Life Insurance on DAY ONE
120 hours of vacation time per fiscal year
401(k) Retirement Savings plan that includes company's matching contributions up to 4.5%
Wellness reimbursement towards gym membership and/or exercise equipment
Quarterly sales of product to employees

Fulltime

Senior Mechanical Engineer

The Senior Mechanical Engineer uses best practices and knowledge of internal or ...

Location

Netherlands , The Hague

Salary:

Not provided

McDermott

Expiration Date

Until further notice

Requirements

Bachelor’s Degree in Mechanical Engineering (Master’s Degree is preferred)
8-15 years of experience in oil and gas with major contractors or consultants predominately performing detailed design of offshore facilities
Preferably Registered Professional or Chartered Engineer or member of professional engineering society
Good English in writing/speaking (B2 Level minimum)
Quality-oriented and schedule-conscious
Serves as a technical reference and/or source of reliable information for the discipline
Leadership skills and willingness to coordinate some discipline tasks

Job Responsibility

Perform conceptual, FEED, Studies, and detailed analyses and design as per design basis, project specifications, design codes, and standards
Apply knowledge and skills to a wide range of standard and nonstandard situations
Prepare clear and accurate detailed design calculations and analyses including design reports and procedures
Manage own time to meet agreed deadlines and budgets and develop plans for short-term work activities in own area
Focus on completing work within budgets
Delegate lead over the discipline project team when necessary
Clearly communicate and explain complex issues and work to establish understanding
Be fully familiar with the project scope of work, specifications, schedule, and all inter-discipline requirements
including identifying concerns as early as practicable and taking appropriate initiatives to address the issues
Identify changes to scope and promptly raise change notifications, including providing any necessary supporting documentation and estimates

Fulltime

Hses Specialist

The HSES Specialist applies in-depth knowledge of HSES management systems and as...

Location

Indonesia , Batam

Salary:

Not provided

McDermott

Expiration Date

Until further notice

Requirements

Bachelor’s Degree / Diploma in HSE or related discipline
Minimum 5 years of experience in HSES Management System, Assurance, or Audit roles (beyond field-based HSE execution)
NEBOSH certification (highly preferred)
Proven experience in ISO 45001 and ISO 14001 management systems, including implementation, maintenance, or auditing activities
Demonstrated experience in SMK3 implementation and/or auditing in line with Indonesian regulatory requirements
Hands-on involvement in HSE audit processes, including: Audit preparation and execution, Management of audit documentation and records, Monitoring, reporting, and closure of audit findings (NCRs / CAPA tracking)
Strong understanding of HSES governance, compliance, and assurance processes, with the ability to manage and control HSES documentation systems effectively
Experience working with integrated management systems (IMS) and supporting compliance with company, client, and regulatory requirements
Ability to analyze audit results, perform root cause analysis, and drive corrective and preventive actions
Certified Lead Auditor / Internal Auditor (ISO 45001 / ISO 14001) and Ahli K3 Umum (AK3U) are highly preferred

Job Responsibility

HSES system governance
Audit execution and coordination
Compliance monitoring and reporting
Documentation management
Support the implementation, maintenance, and continuous improvement of HSES Management Systems (ISO 45001, ISO 14001, SMK3)
Ensure all HSES documentation, procedures, and records are maintained in accordance with company and regulatory requirements
Monitor compliance with internal and external HSES standards and identify areas for improvement
Participate in and support internal and external HSES audits (ISO 45001, ISO 14001, SMK3)
Prepare, review, and manage audit documentation including: Audit plans, Audit reports, NCRs (Non-Conformance Reports), Corrective and preventive action tracking
Monitor and report progress of audit findings and ensure timely closure

Fulltime

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Chief Compliance Officer, ETFs - Senior Vice President

Job Description

Job Responsibility

Requirements

What we offer

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