Chief Compliance Officer, ETFs - Senior Vice President Job at iCapital Network (Greenwich)

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , New York

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)
flexibility to work remotely on Friday

Fulltime

New

Construction Observation & Construction Materials Testing Technician / Inspector

Klingner & Associates, P.C. is seeking a Construction Observation & Construction...

Location

United States , Burlington

Salary:

20.00 - 37.00 USD / Hour

Klingner & Associates, PC

Expiration Date

Until further notice

Requirements

A minimum of a high school diploma or at least 2+ years of construction experience preferred
Must hold a valid driver's license
Must have an aptitude for basic math, good time management, and ability to work with spreadsheets and scheduling programs
Must be capable of lifting up to 80 lbs., walking at least 5 miles daily, and working in varying weather conditions
NICET, ACI, and/or DOT certification is strongly desired

Job Responsibility

Perform construction observation in the field for designated projects as assigned
Conduct testing of construction materials (i.e., concrete, soil, aggregate) at construction sites and in the laboratory
Responsible for the maintenance, cleanliness, upkeep, calibrations, and safe working condition of equipment
Demonstrate excellent documentation skills while testing
Utilize basic math and critical thinking skills to analyze and resolve problems
Maintain flexibility for task-oriented requirements, including seasonal overtime and weekends during busy construction seasons

Fulltime

New

Merchandiser Stocker

Merchandiser for Greater Odessa, TX Hiring Immediately The Merchandiser is respo...

Location

United States , Odessa

Salary:

18.29 - 19.24 USD / Hour

Keurig Dr Pepper

Expiration Date

Until further notice

Requirements

Ability to lift-up to 50 lbs repeatedly
Capability to push and pull up to 100 lbs repeatedly
Possession of a valid driver's license
Proof of vehicle insurance
Access to a dependable and reliable vehicle.

Job Responsibility

Providing high-quality merchandising support for Keurig Dr Pepper brands like 7UP, Snapple, Core, Bai and other fan favorites to retail stores within the assigned territory
Stocking and displaying our products on shelves/coolers at large accounts within a set territory
Reporting directly to their assigned stores for their scheduled shifts and may be required to cover routes as assigned
Using their personal vehicle to travel among stores in their territory
Using a company-issued phone with a programed app to clock in and out for scheduled shifts and to track mileage for reimbursement.

What we offer

Medical, Dental and Vision
Paid Time Off
401(k) program with employer match
Child & Elder Care
Adoption Benefits
Paid Parental Leave
Fertility Benefits
Employee Resource Groups
Breastmilk Shipping Services
Dependent Scholarship Program

Fulltime

New

Merchandiser Stocker

The Merchandiser is responsible for providing high-quality merchandising support...

Location

United States , Midland

Salary:

18.29 - 19.24 USD / Hour

Keurig Dr Pepper

Expiration Date

Until further notice

Requirements

Ability to lift-up to 50 lbs repeatedly
Capability to push and pull up to 100 lbs repeatedly
Possession of a valid driver's license
Proof of vehicle insurance
Access to a dependable and reliable vehicle

Job Responsibility

Stocking and displaying our products on shelves/coolers at large accounts within a set territory
Reporting directly to assigned stores for scheduled shifts
May be required to cover routes as assigned
Required to use personal vehicle to travel among stores in territory

What we offer

Medical
Dental
Vision
Paid Time Off
401(k) program with employer match
Child & Elder Care
Adoption Benefits
Paid Parental Leave
Fertility Benefits
Employee Resource Groups

Fulltime

New

Ai Security Architect

Location

United Kingdom , London; Birmingham

Salary:

Not provided

NTT DATA

Expiration Date

Until further notice

Requirements

20+ years of experience in cybersecurity, with at least 3+ years in AI/ML security or data security
Proven experience designing secure architectures for AI/ML systems
Strong knowledge of: Machine learning frameworks (TensorFlow, PyTorch, etc.)
Cloud platforms (Azure, AWS, GCP) and AI services
Identity & access management, encryption, and network security
Experience in threat modeling and risk assessment methodologies
Bachelor’s or Master’s degree in Computer Science, Cybersecurity, AI/ML, or related field.

Job Responsibility

Define and lead the AI security architecture roadmap aligned to enterprise security strategy
Develop secure-by-design frameworks for AI/ML pipelines, including data ingestion, training, inference, and deployment
Establish AI trust, risk, and compliance controls (e.g., explainability, fairness, robustness)
Conduct threat modelling for AI systems, identifying vulnerabilities such as: Adversarial attacks (evasion, poisoning), Model inversion and extraction, Data leakage and privacy risks
Define and implement risk mitigation strategies and controls
Perform AI security risk assessments and integrate findings into governance processes
Integrate security into ML pipelines (MLSecOps) including CI/CD and MLOps frameworks
Define controls for: Secure dataset handling and lineage, Model versioning and integrity validation, Access control and secrets management
Embed automated security testing into model development pipelines
Ensure compliance with data protection regulations (e.g., GDPR, HIPAA where applicable)

What we offer

We offer a range of tailored benefits that support your physical, emotional, and financial wellbeing
Our Learning and Development team ensure that there are continuous growth and development opportunities for our people
We also offer the opportunity to have flexible work options.

New

Merchandiser Stocker

The Merchandiser is responsible for providing high-quality merchandising support...

Location

United States , Lewisburg

Salary:

21.38 - 22.52 USD / Hour

Keurig Dr Pepper

Expiration Date

Until further notice

Requirements

Ability to lift-up to 50 lbs repeatedly
Capability to push and pull up to 100 lbs repeatedly
Possession of a valid driver's license
Proof of vehicle insurance
Access to a dependable and reliable vehicle

Job Responsibility

Stocking and displaying our products on shelves/coolers at large accounts within a set territory
Report directly to assigned stores for scheduled shifts
May be required to cover routes as assigned
Use personal vehicle to travel among stores
Clock in and out using company-issued phone app
Track mileage for reimbursement

What we offer

Medical
Dental
Vision
Paid Time Off
401(k) program with employer match
Child & Elder Care
Adoption Benefits
Paid Parental Leave
Fertility Benefits
Employee Resource Groups

Fulltime

New

Cross Technology Managed Services Engineer

We are seeking a highly skilled Automation Engineer (L3/L4) to drive automation ...

Location

Singapore , Singapore

Salary:

Not provided

NTT DATA

Expiration Date

Until further notice

Requirements

Strong experience in automation tools (Ansible, Terraform)
Expertise in DevOps practices and CI/CD pipelines (GitLab, Jenkins, GitHub)
Hands-on experience with cloud platforms (AWS, Azure)
Strong scripting skills (Python, Shell, PowerShell)
Experience with containers (Docker, Kubernetes)
Knowledge of VMware virtualization and infrastructure automation
Exposure to monitoring, security, and ITSM tools (Splunk, CyberArk, etc.)
Strong troubleshooting and analytical skills across multi-technology environments
Experience working in managed services / production support environments

Job Responsibility

Design, develop, and maintain automation frameworks using tools such as Ansible, Terraform, and scripting languages
Identify opportunities to automate repetitive operational tasks and reduce manual intervention
Build and manage CI/CD pipelines (GitLab, Jenkins, GitHub Actions) for infrastructure and application automation
Maintain version-controlled automation code ensuring reusability, auditability, and scalability
Provide L3/L4 support for complex, escalated incidents and service requests
Perform root cause analysis (RCA) and implement permanent fixes through automation
Leverage automation to enable proactive issue detection and self-healing systems
Ensure all incidents are resolved within SLA commitments
Support environments across Cloud (AWS, Azure), Virtualization (VMware), Storage, Security, Networking, and Applications
Automate infrastructure provisioning and lifecycle management across multi-platform environments

Fulltime

New

Developer, Data Systems III–IV

Georgia System Operations Corporation (GSOC) is seeking a Developer, Data System...

Location

United States , Tucker, Georgia

Salary:

108000.00 - 147000.00 USD / Year

Georgia System Operations

Expiration Date

Until further notice

Requirements

Bachelor's degree in Computer Science, Information Systems, other related field of study from an accredited college or university
will consider a combination of experience and/or education
Strong analytical and problem-solving skills, with the ability to evaluate complex technical challenges
Experience developing applications using technologies such as C#, PowerShell, SQL, JavaScript, XML, JSON, and HTML
Experience working with relational databases (e.g., SQL Server) and source control tools (e.g., Git)
Ability to work independently and manage multiple projects while collaborating with cross-functional teams
Effective written and verbal communication skills, including translating technical concepts for business stakeholders

Job Responsibility

Design, develop, test, and maintain new and existing software applications (cloud and/or on-premise)
Participate in the full software development lifecycle including requirements analysis, design, development, testing, and deployment
Translate business requirements into technical specifications and scalable application solutions
Develop web applications, client-server solutions, and backend processing for data manipulation using approved platforms (.NET, SQL Server, Lodestar)
Support, enhance, and maintain existing systems and applications used by the Data Systems team
Analyze, troubleshoot, and resolve application issues through debugging and code review processes
Collaborate with stakeholders to refine requirements, prototype solutions, and ensure applications meet user needs
Develop integrations between custom and commercial applications to improve efficiency and data flow
Create and maintain technical documentation, user documentation, and system specifications

What we offer

Medical
Dental
Vision
401k Match
Parental Leave
Educational Assistance
Annual Performance Bonus
PTO
Volunteer Time Off

Fulltime

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Chief Compliance Officer, ETFs - Senior Vice President

Job Description

Job Responsibility

Requirements

What we offer

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Chief Compliance Officer, ETFs - Senior Vice President

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