Chief Compliance Officer, ETFs - Senior Vice President Job at iCapital Network (New York)

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , Greenwich

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)

Fulltime

New

Accounts Payable Specialist

We are looking for an Accounts Payable Specialist to join a team in California i...

Location

United States , Gardena

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

2–4 years of recent accounts payable experience with responsibility across the full AP process
Practical experience using QuickBooks, including invoice entry, coding, payment processing, and account reconciliation
Strong understanding of matching, batching, and general ledger coding for vendor invoices
Ability to manage check runs and handle paper check preparation and mailing accurately
Experience performing bank reconciliations and reviewing payable balances for accuracy
High level of organization and attention to detail when working with large volumes of invoices

Job Responsibility

Process the complete accounts payable cycle, from receiving vendor bills through final payment and record maintenance
Review invoices for accuracy, assign proper general ledger codes, and enter transactions into QuickBooks with close attention to detail
Match invoices to supporting documentation, organize batches for processing, and resolve discrepancies before payment is issued
Prepare check runs, print and distribute payments, and ensure mailed checks are sent on schedule
Reconcile accounts payable activity with bank records and internal reports to support accurate month-end balances
Monitor outstanding, missing, and recurring invoices by following up with vendors and internal contacts to maintain current records
Maintain orderly documentation for manual and system-generated invoices to support audit readiness and reporting needs
Assist with inventory-related invoice coordination in environments using Fishbowl software when applicable

What we offer

Medical, vision, dental, and life and disability insurance
401(k) plan

Fulltime

New

Pharmacy Technician

We’re building a world of health around every individual — shaping a more connec...

Location

United States , Spring Valley

Salary:

18.00 - 28.00 USD / Hour

CVS Health

Expiration Date

August 12, 2026

Requirements

Must comply with any state board of pharmacy requirements or laws governing the practice of pharmacy, which includes but is not limited to, age, education, and licensure/certification
If the state board of pharmacy does not address or mandate a minimum age requirement, must be at least 16 years of age
If the state board of pharmacy does not address or mandate a minimum educational requirement, must have a high school diploma or equivalent, or be actively enrolled in high school or high school equivalency program
State-level licensure and national certification requirements vary by state
Regular and predictable attendance, including nights and weekends
Ability to complete required training within designated timeframe
Attention and Focus: Ability to concentrate on a task over a period of time
Ability to pivot quickly from one task to another to meet patient and business needs
Ability to confirm prescription information and label accuracy, ensuring patient safety
Customer Service and Team Orientation: Actively look for ways to help people, and do so in a friendly manner

Job Responsibility

Living our purpose by following all company SOPs at each workstation to help our Pharmacists manage and improve patient health
Following pharmacy workflow procedures at each pharmacy workstation (i.e., production, pick-up, drive-thru, and drop-off) for safe and accurate prescription fulfillment
Contributing to positive patient experiences by showing empathy and genuine care: creating heartfelt and personalized moments while serving patients at pick-up, drive-thru, and over the phone
keeping patients healthy by offering immunizations and other services at the register and over the phone
and demonstrating compassionate care by solving or escalating patient problems
Completing basic inventory activities, as permitted by law, and as directed by the pharmacy leadership team, such as accurately putting away medication deliveries and completing cycle counts, returns-to-stocks, waiting bin inventories, etc.
Contributing to a high-performing team, embracing a growth mindset, and being receptive to feedback
actively seeking opportunities to expand clinical and technical knowledge needed to better assist patients
Remaining flexible for both scheduling and business needs, while contributing to a safe, inclusive, and engaging team dynamic
voluntarily traveling to stores in the market to work shifts as needed by the business

What we offer

dental
vision
wellness resources
employee discounts
access to certain voluntary benefits
other programs

Parttime

New

Warehouse Operative

Warehouse Operative - Location: Cameron, Missouri - Job Summary: Assist in the d...

Location

United States , Cameron

Salary:

Not provided

Sukup Manufacturing

Expiration Date

Until further notice

Requirements

High school diploma
Commercial driver's license highly desired
Perform routine clerical work in answering telephones, providing customer assistance, data processing, and record keeping
Fluency in Spanish a plus
Overtime hours may be required
Standing and walking constantly throughout the day, climbing frequently (on/off forklift)
Required to lift up to 35 pounds occasionally but frequently required to lift and push up to 10 pounds
Handling equipment and having both hands available is occasionally required while having finger/wrist movement frequently
Stooping, and crouching very seldom throughout the day
Rarely have to balance, kneel, or reach throughout the day but occasionally sit

Job Responsibility

Assist in the daily operations of our distribution center including but not limited to loading/unloading trucks and customer service
Ability to learn and recognize various parts and products
Loading and unloading materials
Read and interpret customer orders to determine materials, process, and disposition requirements
Ability to use a variety of hand and power tools
Package and handle UPS orders as required
Ensuring calls are handled efficiently and effectively
Use of personal protective equipment is required
Ability to follow safe production policies and practices
Other duties as assigned

Fulltime

New

Pharmacy Manager

We’re building a world of health around every individual — shaping a more connec...

Location

United States , Oakland

Salary:

70.00 - 91.00 USD / Hour

CVS Health

Expiration Date

August 12, 2026

Requirements

Active Pharmacy License in the state in which you are employed
Not on the DEA Excluded Parties List
Immunization Certification through an accredited organization (i.e. APhA)
Listed on the pharmacy state license as the 'pharmacist in charge'
Submission of required information/documents to your state PMP administrator to register for PMP access (in states with active PMP for pharmacist use)

Job Responsibility

Patient Safety
Pharmacy Professional Practice
Regulatory Requirements
Quality Assurance
Customer Service
Personnel Management
Inventory Management
Financial Profitability
Loss Prevention
Workflow Management

What we offer

medical
dental
vision coverage
paid time off
retirement savings options
wellness programs
eligible for a CVS Health bonus, commission or short-term incentive program

Fulltime

New

Infrastructure Materials Manager

Meta is looking for an experienced Infrastructure Materials Manager to support t...

Location

United States , Menlo Park

Salary:

115000.00 - 163000.00 USD / Year

New

Commissioning Manager - Americas

As a Site Commissioning Manager - Americas, you will work with data center archi...

Location

United States , Indianapolis

Salary:

119800.00 - 234700.00 USD / Year

Microsoft Corporation

Expiration Date

Until further notice

Requirements

Doctorate Degree in Mechanical Engineering, Materials Engineering, Reliability Engineering, Electrical Engineering, or related field AND 2+ years technical engineering experience
OR Master's Degree in Mechanical Engineering, Materials Engineering, Reliability Engineering, Electrical Engineering, or related field AND 4+ years technical engineering experience
OR Bachelor's Degree in Mechanical Engineering, Materials Engineering, Reliability Engineering, Electrical Engineering, or related field AND 5+ years technical engineering experience
OR 12+ years relevant technical engineering experience
Ability to meet Microsoft, customer and/or government security screening requirements
Must pass the Microsoft Cloud background check upon hire/transfer and every two years thereafter
Must be capable of performing work in the field on a construction project
Must reside within 50 miles of the LaPorte, IN project location
Relocation required to LaPorte, IN

Job Responsibility

Direct reporting to the CO+I Sub-Region Commissioning Lead
Primary responsibility for assigned metro commissioning projects with secondary responsibility for other CO+I commissioning projects for the region
Create and/or maintain best practices to identify and incorporate quality and cost-effective solutions
Manage the contracted Commissioning Agent assigned to Data Center construction projects in the assigned metro
LaPorte, IN
Development of Commissioning Procedures and Standards
Construction site inspections to review Quality Assurance / Quality Control (QA/QC) and commissioning process
Drive the project Commissioning process including scope and schedule
Regularly reviews Construction Progress, QA/QC, Commissioning progress, issues, and Key Performance Indicator (KPI) metrics to report to management
Coordinate meetings and activities of vendor project managers including integration of lessons learned

What we offer

Relocation support will be provided

Fulltime

New

Research Scientist, Advanced Control

At Meta IDC (Infrastructure Data Center), our goal is to deliver the trusted cap...

Location

United States , Menlo Park

Salary:

184000.00 - 257000.00 USD / Year

Select Country

Chief Compliance Officer, ETFs - Senior Vice President

Job Description

Job Responsibility

Requirements

What we offer

Looking for more opportunities?

Chief Compliance Officer, ETFs - Senior Vice President

Chief Compliance Officer, ETFs - Senior Vice President

Accounts Payable Specialist

Pharmacy Technician

Warehouse Operative

Pharmacy Manager

Infrastructure Materials Manager

Commissioning Manager - Americas

Research Scientist, Advanced Control

Our AI answers in your language