Chief Compliance Officer, ETFs - Senior Vice President Job at iCapital Network (New York)

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , Greenwich

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)

Fulltime

Food Service Worker

The Food Service Worker serves a variety of essential back of the house and fron...

Location

Canada , Toronto

Salary:

20.95 USD / Hour

Aramark UK

Expiration Date

Until further notice

Requirements

Food Service Certificate as needed
Sufficient education or training to read, write, and follow verbal and written instructions
Be able to work quickly and concisely under pressure

Job Responsibility

Provide friendly, responsive, and efficient customer service by assisting guests, addressing inquiries, and contributing to a positive dining experience
Proactively anticipate customer needs, handle concerns professionally, and ensure all interactions reflect a welcoming and respectful environment
Monitor and accurately record food and equipment temperatures at regular intervals to ensure compliance with food safety standards and prevent contamination or spoilage
Maintain a clean, organized, and safe working environment at all times, including sanitizing surfaces and completing scheduled cleaning tasks
Participate in all required in-house training sessions and complete assigned online modules to stay current with company standards, safety procedures, and best practices
Uphold high standards of personal hygiene, grooming, and uniform presentation in accordance with company policies to promote a professional image
Follow, support, and actively promote the company’s health and safety policies, ensuring a safe environment for employees, customers, and visitors
Adhere to company policies and procedures, assisting in their consistent implementation across daily operations
Ensure all food safety regulations are strictly followed, including proper handling, preparation, and storage of food items
Store all food items in accordance with food safety regulations, ensuring proper labeling, temperature control, and adherence to stock rotation practices (FIFO – First In, First Out)

Fulltime

Barista

We're currently recruiting a driven Barista to help us create beautifully crafte...

Location

United Kingdom , Dorset

Salary:

12.71 GBP / Hour

14forty

Expiration Date

Until further notice

Requirements

Be a brilliant communicator and easily build relationships
Have previous experience in customer service
Strive for excellence in an eager and motivated manner
Take initiative and make decisions that are right for our customers
Have Hands-on experience with brewing equipment
Possess the ability to work under pressure
Demonstrate exceptional timekeeping and reliability

Job Responsibility

Preparing perfectly blended drinks and serving high-quality food that delights our customers
Keeping the bar area clean
Receiving and processing payments (cash and credit cards)
Being an enthusiastic team player and excellent communicator
Maintaining stock of clean mugs and plates
Learning about brewing methods, beverage blends, food preparation and presentation techniques
Check if brewing equipment operates properly and report any maintenance needs
Representing a major High Street brand and maintaining a positive brand image
Complying with Food Handling & Hygiene standards
Complying with Health & Safety regulations

What we offer

Competitive pay
Great perks
Unrivalled opportunities for learning and development

Parttime

Cook

Do you love to cook? Are you passionate about food? As a Cook on our team, you’l...

Location

Canada , Cochrane

Salary:

18.00 - 19.00 CAD / Hour

Aramark UK

Expiration Date

Until further notice

Requirements

Experience as a cook or in a related role required
Validated knowledge of the basic principles of food preparation, various cooking methods, and food safety regulations such as accurate food handling, sanitation, and storage
Must be able to acquire food safety certification
Demonstrate basic math and counting skills
Demonstrates interpersonal communication skills, both written and verbal

Job Responsibility

Cooks and prepare a variety of food according to production guidelines and standardized recipes
Sets up workstation with all needed ingredients and equipment
Prepares ingredients by measuring, weighing, mixing, chopping, trimming, and peeling food items
Safely uses a variety of utensils including knives
Operates equipment such as ovens, stoves, slicers, mixers, etc.
Bakes, roasts, broils, steams, and uses a variety of cooking methods on meat, vegetables, and other foods
Arranges, garnishes, and portions food according to established guidelines
Properly stores food by adhering to food safety policies and procedures
Cleans and sanitizes work areas, equipment, and utensils
Maintains excellent customer service and positive demeanor towards guests, customers, clients, co-workers, etc.

Fulltime

Oncology Clinical Care Coordinator, RN

Make a meaningful difference in the lives of breast cancer patients. At Christia...

Location

United States , Newark

Salary:

41.28 - 66.05 USD / Hour

Christiana Care

Expiration Date

December 25, 2026

Requirements

BSN and 3+ years of clinical nursing experience (oncology preferred)
Active multi-state RN license and BLS certification
Strong communication skills and a passion for patient-centered care
Ability to thrive in a collaborative, fast-paced oncology environment

Job Responsibility

Serve as the primary nurse contact for our breast surgical oncology patients
Coordinate care across surgery, oncology, and supportive services
Educate and support patients and families throughout their cancer journey
Partner with a multidisciplinary team to ensure timely, high-quality care
Track patient progress and help remove barriers to treatment

What we offer

Day shift, no weekends, holidays, or on-call
Work in a leading cancer center known for innovation and excellence
Be part of a supportive, collaborative team
Make a direct impact on patient experience and outcomes every day

Fulltime

Hemodialysis Technician III

SHIFT: 12 hour shifts (3 per week). 6a-6:30p (Occasional 530a-6p if needing to o...

Location

United States , Newark

Salary:

21.03 - 31.54 USD / Hour

Christiana Care

Expiration Date

Until further notice

Requirements

High school diploma or GED equivalent required
Must have graduated from Certified Dialysis Technician program or complete this program within 18 months of hire
Minimum five years patient care experience required
Three to five years of dialysis experience required

Job Responsibility

Assist nurses with patient and non-patient care
Maintain hemodialysis machinery
Invent and order water source and machine supplies
Perform minor repairs, maintenance and preventative maintenance on hemodialysis machines and water sources
Assist with feeding patients, moving and positioning patients, removal and insertion of AV fistula/graft needles
Perform accucheck tests
Obtain weights and vital signs
Perform escort duties including transferring patients to and from dialysis units
String and test conductivity and pH of machines
Move dialysis equipment to other areas of hospitals

Fulltime

Senior Finance Manager

Aspire to develop the ultimate skill set of a Chief Financial Officer? We make M...

Location

United States , Redmond

Salary:

97600.00 - 188400.00 USD / Year

Microsoft Corporation

Expiration Date

Until further notice

Requirements

Master's Degree in Business Administration, Accounting, Finance, Economics, Data Science or related field AND 2+ years experience in financial analysis, accounting, controllership or finance, or related field
OR Bachelor's Degree in Business Administration, Accounting, Finance, Economics, Data Science or related field AND 4+ years experience in financial analysis, accounting, controllership or finance, or related field
OR equivalent experience

Job Responsibility

Lead partnership across diverse roles in finance, accounting, engineering, services, and other organizations to deliver end-to-end business processes
Manage change and drive opportunities for efficiency and automation across financial rhythms of business (ROB)
Synthesize consolidated reports and analysis for budget and forecast to facilitate business decisions with executive leadership
Enable the release of planning and forecasting tools by sponsoring feature reviews and user acceptance testing (UAT)
Apply judgment and manage multiple workstreams to create clarity in ambiguous scenarios

Fulltime

Camp Chef Manager

We are looking for a versatile and passionate Chef Manager to lead culinary oper...

Location

Canada , TBC

Salary:

70000.00 USD / Year

Aramark UK

Expiration Date

Until further notice

Requirements

Able to lead kitchen operations in the Head Chef's absence and manage multiple tasks efficiently
Strong communication and leadership skills with staff and customers at all levels
Skilled in following and giving clear instructions, both written and verbal
Holds NVQ Levels 1, 2 & 3 (or equivalent) and Basic Food Hygiene certification
1–2 years of experience in professional or industrial catering, including menu planning and HACCP documentation
Reliable, self-motivated, flexible, and willing to undergo training as needed

Job Responsibility

Support daily kitchen operations to a high standard, ensuring compliance with food safety, hygiene regulations, and company policies
Assist in menu planning to ensure variety, innovation, and adherence to budgeted profit margins
Maintain high standards in food quality, presentation, and service
Manage food orders and deliveries, ensuring approved suppliers are used and quality standards are met
Ensure HACCP procedures and food safety records are properly implemented and maintained
Contribute to stock control, staff training, kitchen cleanliness, and safety
Collaborate with the Head Chef on hazard reviews and maintain strong communication with staff and clients
Uphold company dress code and assist with any reasonable tasks related to kitchen operations

What we offer

Transportation between home and site provided by Aramark
Meals and accommodation at camp provided at no additional cost

Fulltime

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Chief Compliance Officer, ETFs - Senior Vice President

Job Description

Job Responsibility

Requirements

What we offer

Looking for more opportunities?

Chief Compliance Officer, ETFs - Senior Vice President

Chief Compliance Officer, ETFs - Senior Vice President

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Barista

Cook

Oncology Clinical Care Coordinator, RN

Hemodialysis Technician III

Senior Finance Manager

Camp Chef Manager

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