Chief Compliance Officer, ETFs - Senior Vice President Job at iCapital Network (New York)

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , Greenwich

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)

Fulltime

Legal Secretary

We are looking for a skilled Legal Secretary to join our team in Youngstown, Ohi...

Location

United States , Youngstown

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

At least 1 year of experience as a Legal Secretary or in a similar role
Proficiency in handling electronic court filings (e-Filing) and legal documentation processes
Strong organizational and time management skills to handle multiple tasks and deadlines
Excellent written and verbal communication abilities
Proficient in calendar management and scheduling software
High attention to detail and accuracy in all tasks
Ability to handle dictation and transcription efficiently
Familiarity with legal terminology and procedures

Job Responsibility

Manage and coordinate calendars for attorneys, ensuring all appointments, deadlines, and meetings are accurately scheduled
Prepare, proofread, and format legal documents, correspondence, and reports as needed
Handle electronic court filings (e-Filing) and ensure all documents comply with court requirements
Maintain and organize client files, ensuring all records are complete and up-to-date
Conduct dictation and transcription tasks with speed and accuracy
Monitor and manage deadlines for legal filings and case-related tasks
Communicate effectively with clients, court personnel, and legal professionals
Assist with general administrative duties, such as answering phones, managing emails, and ordering supplies
Ensure confidentiality and security of all legal and client information
Provide support for special projects or assignments as directed by attorneys

What we offer

Medical insurance
Vision insurance
Dental insurance
Life insurance
Disability insurance
401(k) plan

It Administrator

Location

United States , North Waltham

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor's degree in Computer Science, Engineering, or a related technical discipline
At least 3 years of experience in IT administration, systems support, or infrastructure operations
Working knowledge of Windows Server administration, Active Directory, and Microsoft Windows 10 environments
Experience managing networks, including TCP/IP fundamentals, switching, firewall administration, and wireless connectivity
Familiarity with Microsoft Azure and cloud-based system support
Understanding of endpoint management, security controls, and routine troubleshooting practices
Strong communication and problem-solving skills with the ability to manage multiple priorities independently

Job Responsibility

Deliver timely technical support to onsite and remote employees by resolving hardware, software, and connectivity issues
Prepare, deploy, maintain, and retire end-user devices while ensuring systems remain properly configured and up to date
Administer core network components, including firewalls, switches, and wireless equipment, to support stable and secure operations
Track system health, network availability, and security conditions, and address issues before they affect business operations
Manage Windows Server services such as Active Directory, Group Policy, and shared file environments
Support Azure-based resources and oversee cloud systems used for business and production needs
Strengthen IT security through patching, endpoint protection, access governance, and routine control reviews
Maintain accurate inventories of technology assets and oversee software licensing compliance
Support physical access and environmental protections for IT-controlled spaces, including server rooms and restricted areas
Recommend and implement practical upgrades that improve infrastructure reliability, efficiency, and security

What we offer

medical, vision, dental, and life and disability insurance
enrollment in company 401(k) plan

Care Assistant (Nights)

Evermore Care is seeking compassionate Care Assistant (Nights) to join the team ...

Location

United Kingdom , Lancaster

Salary:

13.45 - 14.95 GBP / Hour

360 Resourcing Solutions

Expiration Date

Until further notice

Requirements

Previous experience (either personal or work-based) within adult social care
Ability to build positive relationships with residents and the wider team
Strong understanding of patient confidentiality

Job Responsibility

Provide exceptional personal care, including washing, dressing, eating, and toileting
Assist with light housekeeping tasks, such as dusting, vacuuming, and changing bed linens
Build strong rapport with residents, staff, and families while maintaining patient confidentiality
Collaborate seamlessly within the multidisciplinary team to ensure residents receive the highest standard of care

What we offer

Annual leave starts at the statutory minimum, with extra days rewarded at 2 and 5 years’ service
Refer a Friend scheme – earn up to £500 per referral
Health Cash Plan – covers dental, optical, virtual GP, counselling, and includes discounted gym membership
Supportive and friendly team environment with ongoing training and development
Workplace pension scheme
Free Blue Light Card membership
Free enhanced DBS checks, on-site parking, and lunch (for site-based roles)

Fulltime

Quality Manager - Data Centers

ONNEC Group are a leading independent technology partner and global integrator, ...

Location

United Kingdom , London

Salary:

55000.00 - 65000.00 GBP / Year

360 Resourcing Solutions

Expiration Date

Until further notice

Requirements

Extensive experience in quality management (QA/QC) within Telecommunications Infrastructure Cabling, ICT, Security, or Data Centre environments
Proven experience supporting and assuring quality on Hyperscale Data Centre projects
Strong knowledge of quality management systems, including ISO9001:2015, with experience or awareness of its internal workings and application through scope, context, auditing, and continuous improvement
Demonstrated ability to define, implement, and embed quality standards, processes, and documentation across complex project environments
Experience conducting audits, inspections, non-conformance management, and corrective actions across the full project lifecycle
Strong understanding of technical documentation (specifications, drawings, schematics) and industry standards
Ability to manage multiple projects and stakeholders across design, delivery, and handover phases
Confident communicator with the ability to deliver client-facing presentations and influence at all levels of the business
Experience contributing to or supporting pre-sales and bid activity to mitigate downstream quality risks
Strong understanding of project contracts, scope, and deliverables

Job Responsibility

Define, implement, and enforce quality standards, initially across Strategic Tech projects, but ultimately across all projects within Operations
Work to ensure adherence to company standards, client specifications, and relevant industry certifications (e.g., TIA/EIA, BS/EN, ISO/IEC)
Work within the PMO to standardise practices, mitigate project risk, and drive continuous quality improvement across the project portfolio
Work closely with the Project Directors and Operation Managers to understand their project quality concerns and to conduct ad-hoc audits
Work with the Project Support Manager to aid the development of a complimentary, high performing pre-construction and site administration function
Standard and policy development: Establish and maintain comprehensive quality assurance policies, standards, and procedures
Audit and review: Plan and lead periodic and independent quality reviews and audits
Risk and issue management: Monitor project risks related to quality and ensure proper mitigation strategies are implemented
Process improvement: Analyse audit findings and project performance data to identify trends and opportunities for process improvements
Documentation and reporting: Develop and maintain a centralised repository for quality-related documentation

What we offer

Company pension
bonus scheme

Fulltime

Support Worker (Adult Autism & Learning Disabilities)

Are you looking for a rewarding career where you can truly make a difference eve...

Location

United Kingdom , Cranleigh

Salary:

13.00 - 17.35 GBP / Hour

Randstad

Expiration Date

July 09, 2026

Requirements

A Caring Nature: Empathy, patience, and a genuine desire to improve the lives of others
Great Communication: Ability to connect with individuals who may communicate in non-verbal or unique ways
Resilience & Reliability: A positive 'can-do' attitude and a dependable approach to work
Experience: Previous experience in care or supporting individuals with autism/learning disabilities is highly desirable
Driver (Preferred): Due to our location in Cranleigh and community outings, a valid UK driving license is highly beneficial

Job Responsibility

Person-Centered Support: Empower individuals to achieve their personal goals, build independence, and develop life skills
Daily Living Assistance: Support with meal preparation, light domestic duties, and managing schedules
Personal Care: Provide respectful and dignified assistance with personal care, including bathing, dressing, and hygiene management
Community Engagement: Accompany individuals on outings, social events, medical appointments, and recreational activities
Emotional & Behavioral Support: Provide a calm, reassuring presence and use positive behavior support strategies to help individuals manage anxieties or challenging moments

What we offer

Competitive Pay
Work-Life Balance: Flexible shift patterns to fit your lifestyle
Supportive Environment: A welcoming team and 24/7 management support
Rewarding Work: The chance to build meaningful relationships and see the direct, positive impact of your care

!

Information Security Specialist

Robert Half's client in Sacaton, Arizona is seeking an InfoSec Specialist. This ...

Location

United States , Sacaton

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Associates degree in Computer Science or related field required
Bachelor's degree preferred
3 years of relevant technology experience required
demonstrated experience with administering and securing Microsoft technologies and services, including Active Directory
OR 2 years of experience with administering network security devices and solutions, including firewalls, active monitoring, vulnerability detection and auditing tools preferred
Relevant Information Security industry certifications, (i.e., CompTIA Security+, Certified Information Systems Security Professional (CISSP) preferred)
Demonstrates ability to relate to diverse cultures and specifically the Gila River Community and/or other Native American cultures and community health services.

Job Responsibility

Oversees the information technology security assurance programs
Reports on compliance levels and identifies non-compliance issues, suspicious activities or behavior, and vulnerabilities
Manages remediation activities and logs security assessments
Ensures that information created, acquired, or maintained by Gila River Health Care is used for its intended purpose and complies with privacy requirements
Implements effective and innovative technology solutions and processes that prevent internal and external users from compromising data integrity
Creates security checks in the infrastructure that help deter hackers, spyware, and other malware from being installed on endpoints while working with internal information technology support team to mitigate detected vulnerabilities
Works with network and systems team to perform tests and uncover network vulnerabilities
Investigates security breaches and other cyber security incidents while assessing the damage and documents assessments
Reports serious incidents to leadership
Trains and educates staff in proper computer use and security awareness while providing tips to avoid data lass or corruption

What we offer

medical
vision
dental
life and disability insurance
company 401(k) plan

Bookkeeper

We are looking for a detail-oriented Bookkeeper to support a short-term Contract...

Location

United States , Richmond

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Prior detail-oriented experience in bookkeeping or a closely related accounting support role
Proficiency using QuickBooks, with practical experience in QuickBooks Desktop strongly preferred
Working knowledge of accounts payable, accounts receivable, and bank reconciliation processes
Strong attention to detail with the ability to identify and correct financial discrepancies efficiently
Ability to work onsite Monday through Friday from 9:00 AM to 5:00 PM for the full two-week contract assignment
Solid organizational and time-management skills with the ability to handle tasks independently

Job Responsibility

Perform daily bookkeeping activities to keep financial records current, organized, and accurate throughout the assignment
Complete bank reconciliations in QuickBooks Desktop by reviewing transactions, identifying discrepancies, and resolving outstanding items
Process accounts payable transactions, including reviewing invoices and preparing entries for timely payment handling
Manage accounts receivable activity by recording incoming payments and helping maintain accurate customer account balances
Verify financial data across records to ensure consistency and support accurate reporting during the project period
Work onsite in Richmond, Virginia during standard weekday business hours and provide dependable support to the accounting function

What we offer

medical, vision, dental, and life and disability insurance
company 401(k) plan

Fulltime

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Chief Compliance Officer, ETFs - Senior Vice President

Job Description

Job Responsibility

Requirements

What we offer

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Chief Compliance Officer, ETFs - Senior Vice President

Chief Compliance Officer, ETFs - Senior Vice President

Legal Secretary

It Administrator

Care Assistant (Nights)

Quality Manager - Data Centers

Support Worker (Adult Autism & Learning Disabilities)

Information Security Specialist

Bookkeeper

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