Chief Compliance Officer, ETFs - Senior Vice President Job at iCapital Network (New York)

New

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , Greenwich

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)

Fulltime

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Academic Counsellor

Location

Salary:

Not provided

Pitangent Analytics and Technology Solutions Pvt. Ltd.

Expiration Date

Until further notice

Requirements

Good communication skills
Comfortable working with targets and data management
Strong interpersonal and student-handling skills
Organized, detail-oriented, and process-driven
Any Graduate
Minimum 2+ years as Academic Coordinator / Counsellor
Total Work Experience: 5+ years (overall)

Job Responsibility

Support student fee collection and regular follow-ups
Maintain collection records and coordinate with the accounts team
Contribute toward achieving assigned admission and revenue targets
Counsel students and parents regarding courses, curriculum, duration, and outcomes
Guide students through the admission and onboarding process
Follow up with leads and prospective students to meet enrolment targets
Explain detailed course descriptions and academic schedules
Prepare and manage rosters for students and teachers
Coordinate batch allocation, class schedules, and faculty assignments
Maintain and update student records, attendance, and academic data

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QA Automation Engineer with experience in REST API and UI testing using Python, ...

Location

India , Chennai

Salary:

Not provided

WhiteBlue

Expiration Date

Until further notice

Requirements

REST API automation testing (Python)
UI Automation testing
Hands on experience in Python testing framework (Pytest)
Hands on experience in Playwright or Selenium

Fulltime

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Shift Supervisor

At CVS Health, we’re building a world of health around every consumer and surrou...

Location

United States , Lynbrook

Salary:

19.00 - 28.00 USD / Hour

CVS Health

Expiration Date

March 20, 2026

Requirements

Deductive reasoning ability, analytical skills and computer skills
Advanced communication skills and supervision skills
Ability to work a flexible schedule, including some early morning, overnight and weekend shifts, to work overtime as needed, and to respond to urgent issues at the store when they arise

Job Responsibility

Work effectively with store management and store crews
Supervise the store’s crew through assigning, directing and following up of all activities
Effectively communicate information both to and from store management and crews
Assist customers with their questions, problems and complaints
Promote CVS customer service culture. (Greet, offer help, and thank)
Handle all customer relations issues in accordance with company policy and promote a positive shopping experience for all CVS customers
Maintain customer/patient confidentiality
Price merchandise
Stock shelves
Execute the displays, sign and inventory of weekly, promotional, and seasonal merchandise

What we offer

Affordable medical plan options
401(k) plan (including matching company contributions)
Employee stock purchase plan
Wellness screenings
Tobacco cessation and weight management programs
Confidential counseling
Financial coaching
Paid time off
Flexible work schedules
Family leave

Parttime

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.NET Developer

We are looking for a .NET Developer with a 3+ years of relevant experience in so...

Location

India , Pune

Salary:

Not provided

Amazatic

Expiration Date

Until further notice

Requirements

3+ years of relevant experience in software development using .Net technology
3+ years of experience building web-based software systems, utilizing N-tier architectures, dynamic content, highly scalable approaches, and complex security models/implementations
OOPS development experience (OOPS, Design Patterns) with C# serversidedevelopment in large scale, multi-threaded business critical applications
Good design skills using n-tier architectures (scalability, multithreading, caching, business & data layers) or SOA based applications .Net 3.5, .Net Core & above frameworks
Knowledge of CICD is must
Should have handled at least one project in ASP.NET Core or have a minimum of 1 year experience in it
Cloud knowledge and hands on experience at least in 1-2 projects. Should have minimum 1 year experience in Azure
Database skills (SQL/Oracle), ability to write stored procedures
Basic understanding of patterns like MVP, MVVM, MVC etc
Should have experience in designing applications using MVC

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GIS & Photogrammetry Engineer

Enercomp Solutions Pvt Ltd is excellent in providing services with UAV drone and...

Location

India , Ahmedabad; Pune

Salary:

Not provided

EnerComp Solutions Pvt Ltd

Expiration Date

Until further notice

Requirements

Masters degree Preferred from institute of Repute
Good verbal and written communication skills
Excellent knowledge of emerging technology
software familiarity QGIS, AutoCAD, Global Mapper etc.

Job Responsibility

Drone data processing
Inspection of solar farm, windmills etc
Perform image processing on raw data to generate DSM and DTM and orthomosaic, 3D models along with digitization post processing and data analytics
Digitization
Marking and clipping of data
Solar panel sorting

What we offer

PTOs
Save on commute
Discount Programs
Prime location
Sponsored Events
Sport Activity
Eat & Drink

New

Senior Process Associate

Senior Process Associate – Finance & Accounting

Location

Sri Lanka , Colombo

Salary:

Not provided

InfoMate (Pvt) Ltd

Expiration Date

Until further notice

Requirements

2+ years’ relevant experience in Accounting & Finance
Following or completed relevant degree program or professional qualification – AAT / CMA/ CIMA / ACCA / CA will be an added advantage
Completion of GCE O/L and GCE A/L Examinations
Good knowledge and experience in MS Excel
Exposure to an ERP system would be an added advantage
Strong verbal and written communication skills, leadership, and interpersonal skills

Job Responsibility

Serve as the primary point of contact for assigned clients, maintaining a strong relationship and ensuring their satisfaction
Manage client inquiries and complaints in a timely and professional manner
Collaborate with internal teams to address client needs and resolve any issues that may arise
Monitor and track client service metrics, identify trends, and propose process improvements to enhance service delivery
Conduct client meetings to review performance
Provide training and guidance to junior associates to support their professional development

Fulltime

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UI/UX Designer

We are looking for a UI/UX Designer to turn our software into easy-to-use produc...

Location

Salary:

Not provided

Excelsior Technologies

Expiration Date

Until further notice

Requirements

Proven work experience as a UI/UX Designer or similar role
Strong portfolio of design projects
Experience with wireframing and prototyping tools like Adobe XD, Sketch, or Figma
Familiarity with interaction design and information architecture
Knowledge of HTML/CSS
JavaScript is a plus
Excellent communication skills
Bachelor’s degree in Design, Computer Science, or a related field
1 to 3 years of experience as a UI/UX Designer
Proven experience in designing for web and mobile platforms

Job Responsibility

Gathering user requirements
Designing graphic elements
Building navigation components
Creating both functional and appealing features that address our clients’ needs and help us grow our customer base

Chief Compliance Officer, ETFs - Senior Vice President

iCapital Network

Location:
United States , New York

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
February 18, 2026

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