Chief Compliance Officer, ETFs - Senior Vice President Job at iCapital Network (New York)

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , Greenwich

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)

Fulltime

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Software Development Advisor

We are looking for an experienced Java Developer with 5+ years of experience to ...

Location

Mexico , CDMX

Salary:

Not provided

NTT DATA

Expiration Date

Until further notice

Requirements

5+ years of experience in Java development
Strong knowledge of Java, Spring Boot, and related frameworks
Experience building REST APIs and microservices
Good understanding of object-oriented programming (OOP)
Experience with databases (SQL and/or NoSQL)
Familiarity with version control tools (Git)
Experience with build tools like Maven or Gradle

Job Responsibility

Develop, maintain, and enhance applications using Java
Design and implement scalable and high-performance solutions
Build and maintain RESTful APIs and microservices
Troubleshoot, debug, and resolve production issues
Collaborate with business and technical teams to understand requirements
Participate in code reviews and ensure best practices
Support testing, deployment, and production activities
Maintain proper documentation for developed solutions

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Youth Mentor

Sometimes, the best way to get a child back into education isn't with a textbook...

Location

United Kingdom , Newcastle upon Tyne

Salary:

20.00 - 25.00 GBP / Hour

Randstad

Expiration Date

September 07, 2026

Requirements

Experience working with "at-risk" youth, care-experienced children, or vulnerable young people
A background in Youth Work, Sports Coaching, Psychology, or Residential Care is ideal
A relatable, energetic, and empathetic personality
A full UK driving licence with access to a vehicle is highly advantageous for this role
ability to communicate with parents
ability to work well under pressure
able to inspire
be a role model
building rapport with children
career driven

Job Responsibility

Act as a positive role model, building trust and rapport with vulnerable young people
Use a student's interests (sports, art, gaming, cooking) to re-engage them and teach life skills
Support the transition back into a structured educational setting
Accompany young people to community-based activities to build social confidence

What we offer

Fair pay
Flexible work life

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Pharmacy Technician

We’re building a world of health around every individual — shaping a more connec...

Location

United States , Columbia

Salary:

16.00 - 24.00 USD / Hour

CVS Health

Expiration Date

August 19, 2026

Requirements

Must be at least 16 years of age
Licensure requirements vary by state
Attention and Focus
Customer Service Orientation
Communication Skills
Mathematical Reasoning
Problem Resolution
Physical Demands (remaining upright, moving, picking, pinching, typing, extending hands/arms, bending, stooping, speaking, hearing, close visual acuity)
Occasional lifting of up to 30 lbs

Job Responsibility

Manage all assigned pharmacy workstations and tasks to support the team’s ability to promptly, safely and accurately fill patient prescriptions
Provide caring service that exceeds customer expectations

What we offer

Medical, dental, and vision coverage
Paid time off
Retirement savings options
Wellness programs

Fulltime

New

Ai & Intelligent Automation Consultant (Retail Banking)

We are looking for a seasoned AI Consultant to lead AI-driven transformation pro...

Location

Ireland , Dublin

Salary:

Not provided

NTT DATA

Expiration Date

Until further notice

Requirements

12+ years of experience in consulting, banking, or AI transformation roles
Minimum 6+ years in retail banking domain
Proven track record of delivering AI / automation programs at scale
Machine Learning (classification, forecasting, anomaly detection)
NLP (document understanding, chatbots)
Generative AI: Prompt engineering, Retrieval-Augmented Generation (RAG), Copilot/agent design
Intelligent Automation: RPA platforms (UiPath, Automation Anywhere, Blue Prism), IDP tools (ABBYY, Hyperscience, etc.), AI/ML frameworks (PyTorch, TensorFlow)
Executive communication and storytelling
Structured problem solving
Value articulation and ROI modelling

Job Responsibility

Client Advisory & Transformation Leadership
Retail Banking Process Transformation
AI Solution Architecture & Delivery
Intelligent Automation Enablement
Data, AI Governance & Responsible AI
Delivery & Program Management
Business Development & Practice Growth

Fulltime

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Semh Tutor

Trauma-informed, patient, and completely unfazed by challenging behaviour-does t...

Location

United Kingdom , Sunderland

Salary:

25.00 - 35.00 GBP / Hour

Randstad

Expiration Date

September 07, 2026

Requirements

Experience teaching or tutoring young people with severe SEMH needs, EBD, or trauma
Strong behaviour management skills with a calm, de-escalating presence
Resilience
A background in alternative provision, youth justice, or residential care is highly valued
Teaching
ability to track progression in attainment
background in youth work
behaviour management
building relationships
communication

Job Responsibility

Deliver bespoke 1:1 education sessions focused on both emotional well-being and basic academic progress
De-escalate challenging behaviours using trauma-informed approaches
Help students rebuild their self-esteem and a positive relationship with adults and learning
Provide detailed feedback on emotional and academic milestones to the local authority

What we offer

High-reward work where you see the direct impact of your patience
Flexible caseloads to match your availability
Full support from a dedicated Randstad consultant
Fair pay
Flexible work life balance

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Staff Pharmacist

We’re building a world of health around every individual — shaping a more connec...

Location

United States , Radford

Salary:

60.00 - 76.00 USD / Hour

CVS Health

Expiration Date

August 16, 2026

Requirements

Active Pharmacist License in the state where the Store is located
Active National Provider Identifier (NPI)
Not on the DEA Excluded Parties list
Regular and predictable attendance, including nights and weekends
Ability to complete required training within designated timeframe
Attention and Focus: Ability to concentrate on a task over a period of time
Ability to pivot quickly from one task to another to meet patient and business needs
Ability to confirm prescription information and label accuracy, ensuring patient safety
Customer Service and Team Orientation: Actively look for ways to help people, and do so in a friendly manner
Notice and understand patients’ reactions, and respond appropriately

Job Responsibility

Living our purpose by helping to manage and improve patient health through safe and appropriate dispensing, counseling, and immunizing practices
Taking direction from the Pharmacy Manager and overseeing the pharmacy as their proxy during bench shifts without overlap, including strengthening pharmacy performance measures through effective coaching and consistent follow-up of pharmacy team members and providing feedback about pharmacy team performance to the Pharmacy Manager as needed
Assumes Pharmacy Manager’s day-to-day duties when serving as the only or the primary pharmacist-on-duty
Supporting safe and accurate prescription fulfillment by following—and directing the pharmacy team to follow—pharmacy workflow procedures and utilizing the safety guardrails at every workstation
Contributing to positive patient experiences by showing empathy and genuine care, and coaching the pharmacy team to do the same: demonstrating compassionate care, collaborating with the patient’s total healthcare team, and proactively resolving insurance and/or medication issues
Proactively offering and delivering immunizations to keep patients healthy
engaging and supporting Pharmacy Technicians to learn to immunize
Supporting the effective management of pharmacy inventory by following—and coaching the pharmacy team to follow—all inventory best practices, with a special focus on protecting cold chain products for our patients and our business
Partnering with the Pharmacy Manager to ensure pharmacy operations are compliant with the appropriate state Board of Pharmacy regulations at all times
escalating issues or concerns to the Pharmacy Manager and/or Rx DL for timely resolution if/as needed

What we offer

Medical, dental, and vision coverage
Paid time off
Retirement savings options
Wellness programs

Fulltime

New

Staff Pharmacist

We’re building a world of health around every individual — shaping a more connec...

Location

United States , Wichita Falls

Salary:

60.00 - 73.00 USD / Hour

CVS Health

Expiration Date

October 25, 2026

Requirements

Active Pharmacy License in the state in which you are employed
Not on the DEA Excluded Parties List
Immunization Certification through an accredited organization (e.g., APhA)
No pending felony charges or convictions for criminal offenses involving controlled substances

Job Responsibility

Supporting the Pharmacy Manager in leading and directing your Pharmacy Technician Support Staff
Supporting the management, oversight and operation of all aspects within your pharmacy including Patient Safety, Pharmacy Professional Practice, Regulatory Requirements, Quality Assurance, Customer Service, Personnel Management, Inventory Management, Financial Profitability, Loss Prevention, and Workflow Management
Keeping your customers and patients healthy through adoption and management of patient care programs
Leading with Heart
Motivating, inspiring and developing your Pharmacy Support Staff
Identifying critical business opportunities and contributing to the development of meaningful solutions
Successfully implementing those solutions by leading your team
Adapting to change and adjusting plans
Seeking new ways to grow, collaborate with others and deliver better outcomes
Aligning others around purpose

What we offer

Medical, dental, and vision coverage
Paid time off
Retirement savings options
Wellness programs
CVS Health bonus, commission or short-term incentive program

Fulltime

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Chief Compliance Officer, ETFs - Senior Vice President

Job Description

Job Responsibility

Requirements

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