Chief Compliance Officer, ETFs - Senior Vice President Job at iCapital Network (New York)

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , Greenwich

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)

Fulltime

Associate Iii Design Quality

Location

India , Ahmedabad

Salary:

Not provided

Baxter

Expiration Date

Until further notice

Requirements

Having a good knowledge of injectable formulation - peptide/liposomes and complex generic molecules
Having a good knowledge of product development and life cycle management
Having a good knowledge of critical analytical techniques like LCMS, GCMS, HPLC, GC, IC etc
Having a good knowledge of regulatory requirements for ANDA/NDA submissions
Having good experience of responding regulatory queries
Having good critical thinking ability to challenge and resolve the technical concerns related to submission studies

Job Responsibility

To participate in meetings with cross functional teams like Analytical, Regulatory, Quality, manufacturing, Contract Manufacturing Organization (CMO), Project management, Characterization team for on time review support
To participate in meetings with Contract Manufacturing Organizations (CMOs) & Contract Research Organizations (CROs) & contract Labs for on-time review support
Responsible for tech transfer meetings with External Site as a core team member from quality for analytical discussion
To review, approve and ensure Technology Transfer/Validation/Verification/Post- production studies documents to respective plants
To be a part of investigations and to perform investigations extensively to derive root cause and its corrective measures and preventive actions
Quality SME for risk analysis of GPRD studies
To review and approve change controls, NCR/SNCR, CAPA, Effectiveness checks, etc
To carry out internal quality audits and perform GEMBA walks of R&D labs for compliance & betterment as per current regulations and GLP (Good Laboratory Practice)
To impart training to R&D team members on various aspects of GMP (Good Manufacturing Practice) and GLP (Good Laboratory Practice) guidelines and practices
To ensure that the development is carried out as per the latest QBD (Quality by Design) and PDLM concepts

What we offer

Support for Parents
Continuing Education/ Professional Development
Employee Heath & Well-Being Benefits
Paid Time Off
2 Days a Year to Volunteer

Fulltime

Support Worker

Thera East Anglia has an exciting opportunity available for a Support Worker to ...

Location

United Kingdom , Shipdham

Salary:

12.71 GBP / Hour

360 Resourcing Solutions

Expiration Date

Until further notice

Requirements

Compassionate, caring, confident and resilient
Excellent communication and interpersonal skills
Self-starter, with a high level of motivation
Excellent written and verbal communication skills. Confident, articulate, and professional
Keenness to learn in a fast-paced environment and creatively solve problems
Desire to embrace our values and vision and have fun
Drivers are essential as some areas are remote and hard to get to as there is little to no public transport
Experience supporting adults with complex behaviours
Available for a range of shift patterns and sleepins/waking nights where available

Job Responsibility

Supporting adults with a learning disability
Help create innovative ways to support individuals achieve their own personal goals, aims and ambitions
Supporting people in their daily lives could include helping someone develop new skills, providing personal and emotional support, helping people plan and manage their own home, support with leisure, employment, individual interests and travel
Supporting people in their own home or out and about in their community

What we offer

Annualised Hours, guaranteed monthly salary for full and part-time roles regardless of shift patterns, plus overtime opportunities
Flexible working hours for work life balance
Immediate interview and quick start date (subject to pre-employment checks)
28 days Annual Leave including bank Holidays (pro Rata)
Employee support line to support you and your family
Free nationally accredited training, and the opportunity to earn a qualification and progress your career
Contributory Pension Scheme
Free Enhanced DBS check
Refer a friend and earn up to £300
Cycle to Work Scheme

Fulltime

Market Demand Planner CY

Reporting to the Demand Planning Manager, the Market Demand Planner supports the...

Location

Greece , Nicosia

Salary:

Not provided

Coca-Cola HBC

Expiration Date

Until further notice

Requirements

Strong communication and interpersonal skills
Results oriented and problem-solving skills
Customer-centric mindset
University degree, preferably in Business Administration, Mathematics, Statistics or related fields
At least 3 years of experience in Commercial, Logistics, Planning departments
Proficient with ERP systems
Very good computer & MS Office skills with strong knowledge of MS Excel, MS Access
Advanced English language skills

Job Responsibility

Co-creates the long-range plan and annual BP from channel perspective
Contributes to the identification of long-term country big bets and translates marketing activity calendar into specific channel actions
Manages disciplined execution of channels' calendar by ensuring alignment with sales calendars
Partners with all marketing teams to explore regional specific opportunities and plans
Owns risk assessment and designs contingency planning for related channel programs
Defines 360 look of success channel KBIS and responsibility for results delivery
Tracks performance of channel programs and proposes ongoing corrective actions
Identifies opportunities in existing channel execution for reducing costs and wastage
Demand planning reporting, forecast accuracy root cause analysis, product aging tracking and control
Responsible for dairy category and working closely with Supply Chain team

What we offer

Pension Plan
Health & Life Insurance Plan Annual
13&14 salary
Corporate Discounts
Kindergarten Allowance
Wellbeing Initiatives (EAP)
Performance Bonus
Fuel card
Bonus incentives
Company phone

Fulltime

Pharmacist I Hospital Outpatient Department

Compass Associates are delighted to be working with one of the UK’s leading Comm...

Location

United Kingdom , Harrogate

Salary:

62868.00 - 72540.00 GBP / Year

Compass Associates

Expiration Date

Until further notice

Requirements

Registered Pharmacist with the General Pharmaceutical Council (GPhC)
Proven pharmacy experience preferably in a hospital setting
Strong commitment to patient care and safety
Excellent communication and interpersonal skills
Ability to work effectively in a team and independently
Up-to-date knowledge of pharmaceutical products and healthcare trends
A flexible and positive approach to problem-solving

Job Responsibility

Dispense prescription medications accurately and efficiently, ensuring compliance with all legal and ethical guidelines
Provide medication counselling and support to patients, answering their questions and addressing concerns
Collaborate with healthcare professionals, including doctors and nurses, to optimise patient care
Maintain accurate patient records and manage pharmacy inventory
Offer advice on over-the-counter medications and healthcare products

What we offer

25 days AL (Plus BH)
GPhC fees covered
Company pension scheme (4% matched after probation)
Annual bonus
Private Medical Insurance
Life Assurance
Company uniform
Excellent career progression
Relocation package

Fulltime

Room Leader

Join the Kindred Family – A Place to Grow, Thrive, and Make a Difference Are yo...

Location

United Kingdom , Billericay

Salary:

28882.88 - 29868.00 GBP / Year ▼

360 Resourcing Solutions

Expiration Date

Until further notice

Requirements

Strong written and verbal communication skills
Excellent organisational ability and attention to detail
Provide outstanding customer service
Have good time management, meeting deadlines
Hold a full and relevant Early Years Level 3 Childcare Qualification or higher

Job Responsibility

To support the Manager and fellow Room Leaders to ensure the highest standards of Early Years care and education across the setting
To maintain an organised, safe and stimulating room environment
To keep accurate records and ensure procedures are followed within the room
To help build and maintain a reputation as the setting of choice in the area for both children and employees
To model and monitor best practice in accordance with regulatory guidelines
To support and inspire your team of practitioners
To aid with the induction of new team members, welcoming them into the Kindred family

What we offer

Birthday Off
6 fully paid sick days
Cashback Healthcare Plan
Retail Discounts
Recognition & Reward
50 % Childcare Discount
24/7 Virtual GP Access
24/7 Counselling Support
Discounted gym Membership
Personal Financial Advisor Access

Fulltime

New

Setup Technician

Do you have a natural talent for mechanics and are looking for a stimulating new...

Location

Canada , Vaudreuil

Salary:

22.00 - 25.00 CAD / Hour

Randstad

Expiration Date

August 29, 2026

Requirements

Your background demonstrates great resourcefulness as well as exemplary reliability in the execution of your technical duties
You possess an excellent mechanical mindset allowing you to quickly diagnose and resolve technical issues
Thoroughness and attention to detail are natural qualities for you to ensure the precision of mould adjustments
As a Setup Technician, you must own your own basic toolbox to perform daily technical interventions
You are available and motivated to work on the night shift following your initial integration period

Job Responsibility

You will be required to set up and adjust molds with precision according to the changing requirements of daily production
It will be your responsibility to perform the necessary mechanical adjustments to ensure that every bottle produced is perfectly compliant
You will perform minor mechanical repairs on equipment to minimize downtime within the factory
Your role as a Setup Technician involves ensuring a safe work environment by strictly following health and safety standards
You will collaborate with operators to optimize production speed while maintaining irreproachable product quality
You will document your technical interventions to ensure effective follow-up between different work shifts

What we offer

Comprehensive coverage through our group insurance program, including dental and medical care
Life and disability insurance provided by the employer
Access to an advantageous voluntary retirement savings plan
Work clothes provided at no cost
Full-time position of 40 hours per week with a fixed schedule from Monday to Friday
Structured training period of two to three months upon your arrival

Fulltime

Car Delivery Driver

Location

United Kingdom , Oakham

Salary:

10.85 - 12.71 GBP / Hour

360 Resourcing Solutions

Expiration Date

Until further notice

Requirements

Full, valid UK or International driving licence
Own a reliable, roadworthy car with valid MOT, tax, and insurance
Smartphone for delivery app use
Good knowledge of the local area
Friendly, reliable, and able to work independently
Able to work flexible hours, including evenings and weekends

Job Responsibility

Deliver pizzas and menu items to customers promptly and safely
Provide excellent customer service at every doorstep
Operate your vehicle in accordance with road safety regulations
Use the Domino's Delivery App on your smartphone to manage orders
Support the in-store team during quieter delivery periods (e.g. cleaning, restocking, folding boxes)
Represent Domino's positively in the community

What we offer

Competitive hourly pay + per-delivery payment + tips
28 days paid holiday per year (includes BH, pro rata for part time)
Flexible working hours to suit your lifestyle
Staff discount on our delicious food
Occasional Business Use insurance provided whilst out driving
Staff meals (conditions apply)
Company pension scheme (where eligible)
Family Leave policies in place
Paid training and clear career progression pathway with linked pay increases
Supportive, inclusive, and fun team environment

Parttime

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Chief Compliance Officer, ETFs - Senior Vice President

Job Description

Job Responsibility

Requirements

What we offer

Looking for more opportunities?

Chief Compliance Officer, ETFs - Senior Vice President

Chief Compliance Officer, ETFs - Senior Vice President

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Room Leader

Setup Technician

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