Chief Compliance Officer, ETFs - Senior Vice President Job at iCapital Network (New York)

Chief Compliance Officer, ETFs - Senior Vice President

iCapital is looking to hire an Exchange-Traded Funds (ETF) Chief Compliance Offi...

Location

United States , Greenwich

Salary:

180000.00 - 240000.00 USD / Year

iCapital Network

Expiration Date

Until further notice

Requirements

Bachelor’s degree, Law Degree or MBA is preferred
10-15+ years of compliance experience in the financial services industry, including a robust understanding of and experience with exchange-traded funds, derivatives, alternatives and the regulatory landscape
Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRA regulations
Strong knowledge and prior experience with investment company, investment adviser, and NFA or CFTC compliance programs and requirements
Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company Act of 1940 and Rule 206(4)-7 under the Investment Advisers Act of 1940
Prior Broker or Dealer knowledge and experience working with ETFs and other alternative assets and FINRA rules/regulations is also highly desired.
Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
Experience evaluating risk and mapping risk and controls across firm practices
Skilled at developing other team members through mentoring or helping upskill
Able to operate in a fast-paced environment

Job Responsibility

Maintain expert knowledge of SEC regulations applicable to ETFs and investment advisers, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and Rule 6c‑
Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation, liquidity, and related rulemaking.
Design, implement, and maintain compliance programs under Rule 206(4)‑7 and Rule 38a‑1 for ’40 Act trusts, registered investment advisers, and commodity pool operators.
Provide compliance leadership and support for ETF initiatives, including identifying regulatory risks and developing practical solutions.
Advise Product, Portfolio Management, Operations, and other stakeholders on ETF structuring, operations, investment strategies, and disclosures.
Lead compliance efforts for ETF launches and product changes from concept through effectiveness and post‑launch execution.
Translate regulatory requirements and fund governing documents into scalable policies, procedures, and compliance controls.
Oversee ETF‑specific compliance obligations, including disclosure monitoring, premium or discount reporting, and regulatory filings.
Conduct pre‑ and post‑trade compliance monitoring, portfolio guideline testing, and issue resolution.
Support trading oversight frameworks, including best execution governance and related compliance practices.

What we offer

equity for all full-time employees
annual performance bonus
employer matched retirement plan
generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling
parental leave
unlimited paid time off (PTO)

Fulltime

Test Automation Engineer

SKIDATA is a global leader in access solutions for sports, entertainment, and mo...

Location

India , Bangalore

Salary:

Not provided

Parking Network B.V.

Expiration Date

Until further notice

Requirements

Bachelor's degree in Computer Science, Information Technology, or a related field
4–5 years of experience in software testing, with at least 2 years in end-to-end test automation using Cypress or Playwright
Strong proficiency in JavaScript/TypeScript
Solid understanding of test design, test data management, and test reporting
Familiarity with API testing (REST and similar protocols)
Experience with agile methodologies and a passion for continuous improvement
Excellent analytical, communication, and collaboration skills
Good written and spoken English skills (B1 level or higher)

Job Responsibility

Design & Build Automation Frameworks: Architect and implement robust end-to-end test automation frameworks using Cypress and/or Playwright that ensure product quality at scale
Drive Test Strategy: Define test design, manage test data, and establish test reporting standards across agile delivery cycles
Champion Quality in Agile Teams: Collaborate closely with developers, product owners, and cross-functional teams to embed quality throughout the software development lifecycle
Expand Test Coverage: Apply your expertise in API testing (REST) and bring a security and performance testing mindset to continuously raise the quality bar
Explore & Innovate: Research and implement the latest QA tools, methodologies, and best practices—particularly in payment systems and e-commerce platforms

What we offer

Health Insurance – Group Mediclaim (₹5L floater) covering employee, spouse & children
plus Group Personal Accident & Term Life Insurance (2× annual CTC each)
Wellness – Annual health check-up + ₹5,000/year reimbursement for gym, yoga & wellness memberships
Leave – 30 working days/year + 13 national holidays
Maternity (26 weeks), Paternity (5 days), Miscarriage & Marriage leave
Flexible Work – Hybrid model with up to 8 WFH days/month
Gift Vouchers – For birthdays, weddings & newborns
Meals & Snacks – ₹1,500/month via Pluxee Cards
Daycare Support – Crèche/daycare reimbursement for women employees (up to 2 children)
Financial Benefits – NPS contributions, Gratuity, short-term loans via HDFC Bank

Fulltime

Payroll, Accounts Payable, and Benefits Coordinator

The Payroll, Accounts Payable, and Benefits Coordinator processes employee payro...

Location

United States , Norton

Salary:

25.62 - 32.13 USD / Hour

Massachusetts Municipal Association

Expiration Date

Until further notice

Requirements

Experience in payroll processing
accounts payable
benefits administration
knowledge of tax regulations and accounting procedures
proficiency with payroll software
attention to detail
confidentiality
ability to coordinate with HR

Job Responsibility

Process bi-weekly payroll for all town employees
maintain employee payroll records and prepare payroll-related reporting
coordinate with Human Resources regarding new hires, terminations, and compensation changes
review, verify, and process vendor invoices
process employee benefit enrollments, changes, terminations
update records with retirement systems

Fulltime

Director of Assessment

Full-Time (34 hours/week) | Exempt | Grade N-7 Salary Range: $83,926 – $117,501 ...

Location

United States , Boxford

Salary:

83926.00 - 117501.00 USD / Year

Massachusetts Municipal Association

Expiration Date

Until further notice

Requirements

Bachelor's degree in business, public administration, finance, real estate, or a related field
Five years of progressively responsible municipal assessing experience, including property valuation and tax administration responsibilities
Massachusetts Accredited Assessor certification preferred, or ability to obtain certification
Knowledge of Massachusetts assessment laws, regulations, and valuation practices
Strong communication, organizational, and customer service skills
Experience with computerized assessing systems and municipal software applications

Job Responsibility

Administer all municipal assessing functions in accordance with Massachusetts law and Department of Revenue regulations
Support the Board of Assessors by preparing agendas, attending meetings, implementing board policies, and managing the day-to-day operations of the Assessing department
Oversee property valuation, certification, and revaluation activities
Conduct property inspections and field reviews to maintain accurate assessment records
Manage exemptions, abatements, Chapter Land programs, and personal property filings
Prepare required reports and submissions to the Department of Revenue
Maintain assessment records, tax maps, and property data
Supervise assessing staff and coordinate contracted appraisal services
Represent the Town before the Appellate Tax Board and other agencies as needed
Provide responsive service and technical assistance to residents, businesses, and Town departments

Fulltime

Department Assistant I – Select Board/Town Manager’s Office

The town of Sudbury is currently accepting applications for the position of Depa...

Location

United States , Sudbury

Salary:

23.98 - 31.53 USD / Hour

Massachusetts Municipal Association

Expiration Date

Until further notice

Requirements

High School diploma and two years of experience in administrative support or related field
any equivalent combination of education and experience will be considered
Proficiency with MS Office, particularly Word and Excel

Job Responsibility

Answering phone calls
greeting and assisting visitors
receiving and sorting mail
scheduling meetings and appointments
preparing a variety of documents and correspondence
processing invoices and departmental payroll
assisting with large projects such as Town Meeting and special events

What we offer

Pre-determined step system for annual pay increases
excellent benefits

Cash Applications Lead

We are seeking an experienced Cash Applications Lead to join a growing finance t...

Location

United States , Long Beach

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

6+ years of experience in cash applications, accounts receivable, treasury operations, or related accounting functions
Experience working within an ERP environment
Strong understanding of cash management, reconciliations, and general accounting principles
Advanced Excel skills, including data analysis and reporting
Excellent problem-solving and analytical abilities
Strong organizational skills with the ability to manage multiple priorities
Effective communication skills and the ability to collaborate across departments
Experience in a multi-entity or high-volume transaction environment is highly preferred

Job Responsibility

Process and reconcile daily cash transactions, including customer payments, electronic transfers, wires, lockbox deposits, and other banking activity
Ensure all cash receipts and disbursements are accurately recorded within the organization's ERP system
Investigate and resolve payment discrepancies, unapplied cash, and transaction exceptions
Monitor banking activity and maintain accurate records of cash movements
Perform account reconciliations and research variances
Support general ledger balancing activities and ensure transactions are recorded accurately
Assist with intercompany transactions and account clearing processes
Maintain strong internal controls and compliance with company policies and procedures
Assist with month-end and year-end close activities
Prepare reconciliations, supporting schedules, and documentation for financial reporting

What we offer

Medical, vision, dental, and life and disability insurance
401(k) plan
Free online training

Fulltime

Health Director

Position: Health Director. Location: Middleborough Town Hall Annex, 20 Centre St...

Location

United States , Middleborough

Salary:

44.14 - 66.77 USD / Hour

Massachusetts Municipal Association

Expiration Date

Until further notice

Requirements

Bachelor's degree public health or related field, and three to five years of related experience
or any equivalent combination of education, training, certification, and experience
Certified Food Protection Manager, Certified pool operator, Soil Evaluator, Housing Specialist, CPR and Systems Inspector Certificate required

Job Responsibility

Managing the Department and enforces the rules, regulations, and policies of the Board of Health, along with providing administrative and technical duties in accordance with said policies

Fulltime

Sr. Accountant

We are looking for an experienced Accountant to support a healthcare organizatio...

Location

United States , New York

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Proven experience in a senior-level accounting role with strong knowledge of general ledger processes
Hands-on background in month-end close, journal entry preparation, and account reconciliation
Experience completing bank reconciliations with a high degree of accuracy and attention to detail
Ability to identify, research, and resolve accounting discrepancies independently
Strong interpersonal skills and a collaborative approach that supports a positive team culture
Prior exposure to Workday is preferred, though candidates with transferable accounting system experience will be considered
Capacity to adapt quickly in a changing department and contribute effectively to project-based work

Job Responsibility

Manage month-end close activities to help ensure accurate and timely financial reporting
Prepare and post journal entries while maintaining the integrity of general ledger records
Perform account reconciliations and resolve discrepancies through thorough analysis and follow-up
Complete bank reconciliations and investigate variances to support cash accuracy
Assist with accounting projects designed to expand team capacity and improve financial processes
Support general ledger activities related to ongoing operational and reporting needs
Contribute to department initiatives connected to accounting system and workflow changes, including work involving Lawson and Workday GL
Partner with accounting leadership and cross-functional stakeholders to maintain reliable financial data and reporting consistency

What we offer

medical, vision, dental, and life and disability insurance
eligibility to enroll in company 401(k) plan
free online training

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Chief Compliance Officer, ETFs - Senior Vice President

Job Description

Job Responsibility

Requirements

What we offer

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Chief Compliance Officer, ETFs - Senior Vice President

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