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The Managing Director, Chief Auditor Technology & Business Enablement International and Wealth International Technology is a senior level management position, reporting to the Chief Auditor Technology & Business Enablement and Artificial Intelligence, responsible for providing independent assurance and ensuring risks are identified, controls are effective, and governance aligns with regulatory, ethical and strategic objectives. This role will lead and develop a team with accountability for directing audit activities and assessments of the risk and control environment for Technology & Business Enablement International and Wealth International Technology.
Job Responsibility:
Timely development, risk assessment, and periodic refresh of the audit plan for the scope of the role’s area of responsibilities
Coordination and delivery of high-quality, value-add multiple concurrent risk-based audits
Engagement with senior stakeholders upon receipt of supervisory letters/other regulatory communications
Timely delivery of high-quality and comprehensive regulatory and internal audit issue validation
Support and endorse the IA Quality Assurance (QA) team to address and resolve issues found by QA
Ensure that IA activity is sufficient and relevant to delivering timely assurance
Appropriately assess risk when business decisions are made
In collaboration with the IA International team, ensure that country-specific technology, cyber and resilience regulatory requirements are understood
In collaboration with the Chief Auditor for US Wealth, USCC & Functions, support the integrated risk assessment, audit plan creation and opinion for the Global Wealth business
Working in close collaboration with the QA team, lead the processes across Technology & Business Enablement to assess the quality outcomes of assurance work
Develop and maintain proactive, constructive, solutions-driven relationships as the independent auditor with senior leadership
Provide independent reporting on Technology risks, findings and recommendations to senior management and the Audit Committee
Build and sustain an open, constructive and co-operative relationship with global and local regulators
Ensure timely and accurate provisions of IA regulatory submissions and oversee IA activities and responses to regulatory exams
Coordinate with external parties to support Citi’s responses for regulatory compliance
Attract, motivate and develop a highly effective, diverse, talented and trusted team
Work with other IA Chief Auditors to maximize the efficiency and effectiveness of IA resources
Identify and develop talent
Provide strategic counsel to senior business and risk leaders on AI/control, governance and emerging risks
Develop approaches to promote knowledge sharing and management of best practices across IA
Providing oversight, support and engagement of the technology resources embedded within the IA International team
Requirements:
Minimum of 15 years of diversified management experience in audit or a related role with a focus on cyber, technology resilience and data
Demonstrable technology experience, including that related to the design and operation of risk and controls frameworks
Demonstrable product knowledge of Markets, Services, Payments Infrastructures, Corporate and Consumer Banking and Wealth Management, including the provision of technology services within these areas
International experience is preferred within highly respected, diversified and complex institutions
Proven experience working with regulators and managing regulatory audits or inspections
A strong level of technical knowledge related to cyber security, resilience, current and emerging technologies and systems development best practices
Strong knowledge of IT governance and control frameworks (e.g. COBIT, NIST, SANS)
Good understanding of AI and machine learning concepts, algorithms and techniques
Familiarity with data governance principles, data quality management and data privacy practices
Strong understanding of internal audit standards (e.g. IIA Standards) and risk management frameworks (e.g. COSO)
Experience in planning and executing audits including risk assessment, control evaluation and report writing
Ability to identify and assess complex risks and develop effective audit procedures
Proficient in Risk and Control analysis and audit concepts, governance, the design and operation of risk management and control frameworks
An understanding of how risks and control deficiencies need to be prioritized and remediated across the first and second lines of defense
Excellent communication skills – both written and verbal
Strong executive presence and interpersonal skills
Strong critical thinking and strategic problem-solving skills
Strong stakeholder management skills
Self-motivated and goal orientated
An effective leader
Bachelor’s degree/University degree in computer science, data science, finance, accounting, science or a related field, or equivalent experience
Master’s degree preferred
Related certifications such as Certified Information Systems Auditor (CISA), Certified Internal Auditor (CIA), Certified in Risk and Information Systems (CRISC) or similar
Nice to have:
International experience is preferred within highly respected, diversified and complex institutions