CrawlJobs Logo

CASS Manager

United Kingdom, London · Job Posted December 09, 2025
Apply Position
Job Link Share

Job Description

We are currently looking to recruit a CASS Manager to join our Risk Assurance and Advisory Services (RAAS) Team within the Financial Services sector. Our financial services sector works across wealth management, hedge fund managers, private equity and venture capital and fintech providing CASS assurance services. This is a great opportunity to join our growing team, contribute to and support the strategy of our broader RAAS offering within the sector, shaping its future. As a senior member of the team, you’ll support the development of our CASS specialism by working closely with our RAAS team to build capability and service our CASS clients. You will have the opportunity to contribute to shaping the training materials and work paper templates. We have an extensive FinTech offering and broad community, you will be instrumental in the implementation and integration of CASS 15 and therefore the success of our team within the market. This is a fantastic opportunity to join a firm where your insights and leadership will make a real impact—both within our team and for our clients.

Job Responsibility

  • Manage CASS audit engagements: planning, fieldwork and completion review and management
  • coach and develop staff
  • lead client meetings
  • research and propose solutions to accounting queries for discussion with the RI
  • draft CASS reports
  • monitor budgets and recoveries and where applicable discuss overruns with clients
  • and manage client and RI expectations
  • Being a key point of contact for your client portfolio throughout the year
  • Building and maintaining strong relationships with existing clients as well as prospective clients
  • Managing the overall service delivery to clients this includes overseeing the delivery of non audit services to your clients
  • Contribute to general RAAS advisory projects
  • Client billing
  • Line management of staff members in the team
  • Co-ordination with other service line teams to deliver a high quality and cohesive client service
  • Reporting directly to the RI and having several direct team members report to you
  • There will be the opportunity for the right candidate to be involved in business development, including attending and participating in events and thought leadership

Requirements

  • ACA or ACCA qualified (or equivalent)
  • Extensive CASS audit experience, including CASS 6, CASS 7 and safeguarding
  • Exceptional communication skills with the ability to coach and develop a team and actively build a talent pipeline
  • Strong knowledge of the FCA’s Client Assets Sourcebook and its practical application
  • Multitask in terms of handling multiple clients simultaneously
  • Ability to produce high quality business style reports
  • Proven track record of establishing and maintaining strong relationships
  • Be able to learn and adapt to new situations or work on new software
  • Excellent stakeholder and relationship management skills
  • Strong project management capabilities and experience leading professional teams

Nice to have

  • Wider knowledge and experience of the wider FS regulatory landscape is desired
  • Deep understanding of governance frameworks, business structures, and control environments in the asset management sector

Looking for more opportunities?

Search for other job offers that match your skills and interests.

Similar Jobs for

CASS Manager

8 matching positions

Cargo Inside Sales Coordinator

Being part of Air Canada is to become part of an iconic Canadian symbol, recentl...
Location
Location
Korea, Republic of , KOREA, REPUBLIC OF
Salary
Salary:
Not provided
aircanada.com Logo
Air Canada
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Undergraduate degree
  • Minimum airline experience 5 years and/or other relevant industry experience
  • Sound knowledge and proficiency of computer skills, including Word, Excel and Power Point
  • High level of organizational skills and inter-personal skills, and sensitive to numbers
  • team player
  • Ability to work under pressure, plan workload and meet deadlines under minimal supervision
  • Proven customer orientation and ability to work with internal and external customers
Job Responsibility
Job Responsibility
  • Answer enquiries from customers on both import and export, service and irregularities
  • Together with operations, maintain and arrange replenishment of the office’s forms, labels and stationery inventories and other administrative supports
  • Arrange pre-alerts for hi-tech product shipments to transits and destinations
  • Supporting the commercial and operations teams to handle cargo bookings, reservations, entries into the system before flight
  • close and verify airwaybills after flights
  • Provide commercial support, analytical support to the Cargo team
  • Support the Cargo Manager – South Korea, Cargo Sales Manager – South Korea, and Cargo team in the day-to-day reports and duties, including commercial offers, contracts, EQ, claims, schedule and company updates, and other enquiries
  • Assist in maintaining an up-to-dated customer database of South Korea
  • Verify daily that shipments are on-forward as per booked connection and communicate the same with customers
  • Assist in complying all performance reports on timely manner and communicate and reconcile the same with customers on bi-weekly basis, or on need basis
  • Fulltime
Read More
Arrow Right

Compliance Officer- Surveillance Calibration/ Reporting

Be a part of a global team that is responsible for developing, enhancing and mai...
Location
Location
United Kingdom , London
Salary
Salary:
350.00 - 400.00 GBP / Day
https://www.randstad.com Logo
Randstad
Expiration Date
July 01, 2026
Flip Icon
Requirements
Requirements
  • Experience performing and/or supporting surveillance activities for institutional sales and trading businesses
  • Strong subject matter expertise on market abuse and strong technical knowledge of wealth management regulatory requirements
  • Strong knowledge of industry best practice relating to surveillance techniques and methodology
  • Experience working in a global organization with global teams across multiple regions, large and complex initiatives
  • Experience and communication skills necessary to interact regularly with senior management within Compliance and the business
  • Experience with effectively interacting and communicating surveillance standards and approach with internal auditors and external parties including regulators is a plus
  • Nasdaq NTS (Smarts) - Calibration Implementation Workbench (essential)
  • General Office Suite
  • KX (First Derivatives)
  • Trading Hub
Job Responsibility
Job Responsibility
  • Be a part of a global team that is responsible for developing, enhancing and maintaining the framework and methodologies relating to surveillance calibration, validation and optimization, analytics and reporting
  • Execution of standards for surveillance scenario calibration, validation, optimization, analytics and reporting
  • Responsible for performing scenario calibration and re-calibration employing statistical analysis and other quantitative measurements to improve the effectiveness and efficiency of surveillance alerts
  • Perform validation and effectiveness reviews of various trade surveillances that involves an assessment of business specifications, regulatory coverage, product coverage, design implementation, etc
  • Coordinate with Regional Heads of Surveillance to and Regional Surveillance Leads to review quantitative output from calibrations and effectiveness reviews and to overlay qualitative elements to optimize scenarios and improve alert productivity
  • Responsible for conceiving and developing (or working with Technology develop) Surveillance metric dashboards and reporting packs for internal (Surveillance team) and external publication that involves performance, operational and risk metrics
  • Contribute to the continuous improvement of the operating model for surveillance calibration, validation, optimization, analytics and reporting
  • Identify areas of improvement based on the calibration and validation findings and other key inputs
What we offer
What we offer
  • Financial
!
Read More
Arrow Right

Client Assets Analyst

For our Client (Leading Global Investment Banking, Securities and Investment Man...
Location
Location
Poland , Warszawa
Salary
Salary:
8000.00 - 9000.00 PLN / Month
devire.pl Logo
Devire
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 1-2 years' experience in Asset Servicing with bachelor's degree
  • Excellent English skills both written/verbal
  • Flexible and able to work well under pressure in a team environment
  • Ability to communicate easily with other regional and global teams
  • Strong analytical skills with an ability to understand complex workflow
  • Strong knowledge of Assets, Fund industry, especially Derivatives
Job Responsibility
Job Responsibility
  • Working on enhancing and maintaining current CASS risk assessment and checking framework across all FCA regulated entities
  • Actively managing Clients' money for EMEA Client Assets entities
  • Daily monitoring of custody short fall for EMEA Client Assets entities
  • Mediating with different CASS community teams on inputs to daily calculations & managing escalations
  • Involvement in CASS breach management, remediation & reporting to the FCA
  • Consulting with Legal, Compliance and Operations management on Client Assets issues
What we offer
What we offer
  • Sports card
  • Life insurance
  • Private medical care
  • Office work with supportive and positive environment
  • Working for a leading corporation with a stable market position
  • Fulltime
Read More
Arrow Right

Senior Accountant, Money Transfer Licensing & Compliance

Shopify is building a Money Movement Platform that spans multiple licensed entit...
Location
Location
United Kingdom
Salary
Salary:
Not provided
shopify.com Logo
Shopify
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Qualified accountant (ACA, ACCA, CIMA, CPA, or equivalent)
  • Experience inside an FCA-regulated payment institution or money services business in a compliance or finance function
  • Proven ability to manage regulatory filing obligations across multiple jurisdictions and entity types in a regulated environment
Job Responsibility
Job Responsibility
  • Own the regulatory reporting cycle across Shopify's licensed entities — prepare and file periodic returns accurately and on time as our licensing footprint grows
  • Monitor regulatory requirements as Shopify's money movement licensing expands into UK and EU markets
  • Support the AML compliance program, including transaction monitoring controls, recordkeeping, and internal control documentation
  • Partner with Legal and product teams on licensing obligations as new jurisdictions are added
  • Track regulatory developments and flag changes affecting licensed entities
  • Support international statutory audits and compilations across Shopify's global entity portfolio
  • Coordinate with external auditors on audit requests, workpapers, and filings
  • Contribute to subsidiary reviews and variance analysis
  • Support intercompany reconciliation and close processes as needed Safeguarding (designated role)
  • Act as the designated safeguarding person for Shopify EMI UK Ltd. under CASS 15
  • Fulltime
Read More
Arrow Right

Assistant Vice President

Step into a role of Assistant Vice President, where you'll provide first-class s...
Location
Location
India , Chennai
Salary
Salary:
Not provided
barclays.co.uk Logo
Barclays
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Working knowledge of Investment banking domain and market knowledge – settlements, corporate actions, transfers, asset maintenance
  • Strong product knowledge of capital markets, structured products, derivatives
  • Understanding of validation and verification of work produced by others using quality assurance processes
  • Accountable for the delivery of own work against measures in place to track quality, accuracy and risk
  • Responsible for identifying and managing exceptions and non-standard activity
  • Awareness of and adherence to CASS, risk and compliance policies and procedures
  • Identification of breaches and risk events and subsequent root cause analysis
  • Identify process enhancements to benefit client and team performance
  • Proficiency in spoken and written English is a must
Job Responsibility
Job Responsibility
  • Support various business areas with day-to-day initiatives including processing, reviewing, reporting, trading, and issue resolution
  • Collaboration with teams across the bank to align and integrate operational processes
  • Identification of areas for improvement and providing recommendations in operational processes
  • Development and implementation of operational procedures and controls to mitigate risks and maintain operational efficiency
  • Development of reports and presentations on operational performance and communicate findings to internal senior stakeholders
  • Identification of industry trends and developments to implement best practice in banking operations
  • Participation in projects and initiatives to improve operational efficiency and effectiveness
  • Fulltime
Read More
Arrow Right

Financial Accountant

The Financial Accountant will work within the Insurance finance team of the Coll...
Location
Location
United Kingdom , Haywards Heath
Salary
Salary:
Not provided
collinsongroup.com Logo
Collinson
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Qualified Accountant (ACCA, CIMA, ACA or Equivalent) or qualified by experience
  • Good knowledge of SAP preferable
  • High personal levels of motivation and delivery orientated focus
  • Able to work well under pressure
  • A proactive, forward-looking and challenging mindset
  • Detail focused with strong organisation and planning skills
  • Ability to interact with and develop working relationships internally and externally to achieve best outcomes for the business and customer
  • Experience of leading high performing teams
  • Ability to encourage, train and develop the Assistant Financial Accountants
  • Knowledge and experience of best practice within industry to consistently improve delivery within department
Job Responsibility
Job Responsibility
  • Support the Overheads Finance Manager and Assistant Financial Accountants within the team to establish and maintain high quality and timely management accounts
  • Day to day team management including objective setting and regular one to one reviews
  • Review of period related P&L trend analysis and analytical reviews for their entity/entities
  • Maintain the period related balance sheet reconciliation process
  • Maintain a period related balance sheet reconciliation schedule for each entity
  • Ownership of the inter-company position of all entities under remit
  • Work with the Commercial Finance Business Partners to ensure all accruals, prepayments and ad hoc journals are processed
  • Collaborate with lines of business (Travel, Health and Multilines) around scheme specific arrangements
  • Support the Finance Operations team to ensure all transactions processed are accurate and complete
  • Support the Overheads Finance Manager on all audits
What we offer
What we offer
  • We use our expertise and products to craft customer experiences
  • Our range of services helps global brand acquire, engage and retain choice-rich customers
  • Collinson is an equal opportunity employer and welcomes differences in all their forms
  • opportunity to achieve their full potential and do interesting and meaningful work
  • Fulltime
Read More
Arrow Right

Lead, Electronic Money Accounting

Shopify is building a Money Movement Platform that spans multiple licensed entit...
Location
Location
United Kingdom
Salary
Salary:
Not provided
shopify.com Logo
Shopify
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Qualified accountant (ACA, ACCA, CIMA, CPA, or equivalent)
  • Experience inside an FCA-regulated payment institution or money services business in a compliance or finance function
  • Proven ability to manage regulatory filing obligations across multiple jurisdictions and entity types in a regulated environment
Job Responsibility
Job Responsibility
  • Own the regulatory reporting cycle across Shopify's licensed entities — prepare and file periodic returns accurately and on time as our licensing footprint grows
  • Monitor regulatory requirements as Shopify's money movement licensing expands into UK and EU markets
  • Support the AML compliance program, including transaction monitoring controls, record keeping, and internal control documentation
  • Partner with Legal and product teams on licensing obligations as new jurisdictions are added
  • Track regulatory developments and flag changes affecting licensed entities
  • Support international statutory audits and compilations across Shopify's global entity portfolio
  • Coordinate with external auditors on audit requests, workpapers, and filings
  • Contribute to subsidiary reviews and variance analysis
  • Support intercompany reconciliation and close processes as needed
  • Act as the designated safeguarding person for Shopify EMI UK Ltd. under CASS 15
What we offer
What we offer
  • Unlimited Opportunities for Impact and Growth
  • Access to the Newest and Best AI Tooling
  • Fulltime
Read More
Arrow Right

Head of Compliance

We are looking for a highly capable and experienced compliance leader to play a ...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
transact-online.co.uk Logo
Transact
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Proven leadership capability
  • Technical knowledge and sound risk judgement
  • Ability to effectively communicate, adapt to changing priorities and apply pragmatic solutions
  • Highly disciplined and execution focussed
  • Deep knowledge of FCA rules relevant to wealth management and investment platforms (including SYSC, PRIN, CASS, COBS and PROD)
  • Strong understanding of FSMA, MiFID II and the Solvency UK regime
  • Resilient and calm under pressure
  • Proven experience as a Head/Deputy of Compliance, or equivalent
  • Track record of leading and developing high‑performing compliance teams
  • Strong commercial awareness and attention to detail
Job Responsibility
Job Responsibility
  • Supporting the Chief Compliance Officer in overseeing delivery of the annual Compliance Plan
  • Proactively identifying, assessing, and managing compliance risks across the Transact platform
  • Ensuring senior stakeholders are fully informed of key regulatory risks, issues, and developments
  • Leading and supporting regulatory projects across the business
  • Being actively involved in regulatory regulations and communications
  • Ensuring the compliance framework remains comprehensive and proportionate to the firm’s nature, scale, complexity, and customer/product profile
  • Influencing and challenging senior stakeholders to ensure the firm operates within risk appetite and regulatory expectations
  • Leading the provision of high‑quality, clear, and timely compliance advice to Executives, senior management, Audit & Risk Committees, and Boards
  • Proactively ensuring strong and constructive relationships with regulatory bodies, including the FCA and PRA
  • Embedding, maintaining, and continuously enhancing a robust and effective Compliance Framework across our UK regulated entities, IFAL and ILUK
What we offer
What we offer
  • Company discretionary bonus
  • Excellent pension contributions
  • Attractive staff share scheme
  • BUPA health insurance
  • Buying and selling of annual leave
  • Sponsorship of relevant professional qualifications
  • Fulltime
Read More
Arrow Right