CrawlJobs Logo

CASS Manager

haysmac.com Logo

haysmacintyre

Location Icon

Location:
United Kingdom , London

Category Icon
Category:
Finance

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

Not provided
Save Job
Save Icon
Apply Position

Job Description:

We are currently looking to recruit a CASS Manager to join our Risk Assurance and Advisory Services (RAAS) Team within the Financial Services sector. Our financial services sector works across wealth management, hedge fund managers, private equity and venture capital and fintech providing CASS assurance services. This is a great opportunity to join our growing team, contribute to and support the strategy of our broader RAAS offering within the sector, shaping its future. As a senior member of the team, you’ll support the development of our CASS specialism by working closely with our RAAS team to build capability and service our CASS clients. You will have the opportunity to contribute to shaping the training materials and work paper templates. We have an extensive FinTech offering and broad community, you will be instrumental in the implementation and integration of CASS 15 and therefore the success of our team within the market. This is a fantastic opportunity to join a firm where your insights and leadership will make a real impact—both within our team and for our clients.

Job Responsibility:

  • Manage CASS audit engagements: planning, fieldwork and completion review and management
  • coach and develop staff
  • lead client meetings
  • research and propose solutions to accounting queries for discussion with the RI
  • draft CASS reports
  • monitor budgets and recoveries and where applicable discuss overruns with clients
  • and manage client and RI expectations
  • Being a key point of contact for your client portfolio throughout the year
  • Building and maintaining strong relationships with existing clients as well as prospective clients
  • Managing the overall service delivery to clients this includes overseeing the delivery of non audit services to your clients
  • Contribute to general RAAS advisory projects
  • Client billing
  • Line management of staff members in the team
  • Co-ordination with other service line teams to deliver a high quality and cohesive client service
  • Reporting directly to the RI and having several direct team members report to you
  • There will be the opportunity for the right candidate to be involved in business development, including attending and participating in events and thought leadership

Requirements:

  • ACA or ACCA qualified (or equivalent)
  • Extensive CASS audit experience, including CASS 6, CASS 7 and safeguarding
  • Exceptional communication skills with the ability to coach and develop a team and actively build a talent pipeline
  • Strong knowledge of the FCA’s Client Assets Sourcebook and its practical application
  • Multitask in terms of handling multiple clients simultaneously
  • Ability to produce high quality business style reports
  • Proven track record of establishing and maintaining strong relationships
  • Be able to learn and adapt to new situations or work on new software
  • Excellent stakeholder and relationship management skills
  • Strong project management capabilities and experience leading professional teams

Nice to have:

  • Wider knowledge and experience of the wider FS regulatory landscape is desired
  • Deep understanding of governance frameworks, business structures, and control environments in the asset management sector

Additional Information:

Job Posted:
December 09, 2025

Icon
haysmacintyre - All Job Offers
Job Link Share:
Copy Link Icon
Facebook Icon Twitter Icon LinkedIn Icon

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for CASS Manager

New

Client Assets Analyst

For our Client (Leading Global Investment Banking, Securities and Investment Man...
Location
Location
Poland , Warszawa
Salary
Salary:
8000.00 - 9000.00 PLN / Month
devire.pl Logo
Devire
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 1-2 years' experience in Asset Servicing with bachelor's degree
  • Excellent English skills both written/verbal
  • Flexible and able to work well under pressure in a team environment
  • Ability to communicate easily with other regional and global teams
  • Strong analytical skills with an ability to understand complex workflow
  • Strong knowledge of Assets, Fund industry, especially Derivatives
Job Responsibility
Job Responsibility
  • Working on enhancing and maintaining current CASS risk assessment and checking framework across all FCA regulated entities
  • Actively managing Clients' money for EMEA Client Assets entities
  • Daily monitoring of custody short fall for EMEA Client Assets entities
  • Mediating with different CASS community teams on inputs to daily calculations & managing escalations
  • Involvement in CASS breach management, remediation & reporting to the FCA
  • Consulting with Legal, Compliance and Operations management on Client Assets issues
What we offer
What we offer
  • Sports card
  • Life insurance
  • Private medical care
  • Office work with supportive and positive environment
  • Working for a leading corporation with a stable market position
  • Fulltime
Read More
Arrow Right

IBA Operations Deputy Head – Retail

We are working with a key client of ours who are seeking an experience IBA Opera...
Location
Location
United Kingdom , Nottinghamshire
Salary
Salary:
55000.00 - 60000.00 GBP / Year
https://www.lawesrecruitment.co.uk Logo
Lawes Consulting Group
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Self-starter with a positive ‘can do’ attitude and natural problem-solving abilities
  • High level of resilience and attention to detail
  • Ability to work collaboratively as part of a team and independently
  • Excellent written and verbal communication
  • High level of resilience and attention to detail
  • Working knowledge of broking systems including Acturis, Websure, SSP, Epic, and TAM
  • Proven people management skills
  • Clear understanding of FCA CASS regulation
Job Responsibility
Job Responsibility
  • Provide support to the IBA Operations Head – Retail and other Senior Managers within the IBA Team
  • Manage debt collection and settlement processes
  • Oversee the premium finance process and minimize funding delays
  • Identify and implement process improvements within the team
  • Provide timely MI and insightful commentary for control weaknesses and business performance improvement
  • Support CASS and statutory audits, and identify and resolve CASS breaches
  • Collaborate with internal teams to improve efficiency and deliver process improvements
  • Maximize cashflow from IBA related activities
  • Build relationships across the organization and communicate effectively with stakeholders
  • Provide training and development opportunities to team members
What we offer
What we offer
  • Bonus
  • Fulltime
Read More
Arrow Right

Head of Compliance

We are looking for a highly capable and experienced compliance leader to play a ...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
transact-online.co.uk Logo
Transact
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Proven leadership capability
  • Technical knowledge and sound risk judgement
  • Ability to effectively communicate, adapt to changing priorities and apply pragmatic solutions
  • Highly disciplined and execution focussed
  • Deep knowledge of FCA rules relevant to wealth management and investment platforms (including SYSC, PRIN, CASS, COBS and PROD)
  • Strong understanding of FSMA, MiFID II and the Solvency UK regime
  • Resilient and calm under pressure
  • Proven experience as a Head/Deputy of Compliance, or equivalent
  • Track record of leading and developing high‑performing compliance teams
  • Strong commercial awareness and attention to detail
Job Responsibility
Job Responsibility
  • Supporting the Chief Compliance Officer in overseeing delivery of the annual Compliance Plan
  • Proactively identifying, assessing, and managing compliance risks across the Transact platform
  • Ensuring senior stakeholders are fully informed of key regulatory risks, issues, and developments
  • Leading and supporting regulatory projects across the business
  • Being actively involved in regulatory regulations and communications
  • Ensuring the compliance framework remains comprehensive and proportionate to the firm’s nature, scale, complexity, and customer/product profile
  • Influencing and challenging senior stakeholders to ensure the firm operates within risk appetite and regulatory expectations
  • Leading the provision of high‑quality, clear, and timely compliance advice to Executives, senior management, Audit & Risk Committees, and Boards
  • Proactively ensuring strong and constructive relationships with regulatory bodies, including the FCA and PRA
  • Embedding, maintaining, and continuously enhancing a robust and effective Compliance Framework across our UK regulated entities, IFAL and ILUK
What we offer
What we offer
  • Company discretionary bonus
  • Excellent pension contributions
  • Attractive staff share scheme
  • BUPA health insurance
  • Buying and selling of annual leave
  • Sponsorship of relevant professional qualifications
  • Fulltime
Read More
Arrow Right

CASS Director

We are currently looking to recruit a CASS Director to join our Risk Assurance a...
Location
Location
United Kingdom , London
Salary
Salary:
Not provided
haysmac.com Logo
haysmacintyre
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • ACA or ACCA qualified (or equivalent)
  • Responsible individual
  • Extensive CASS audit experience, including CASS 6, CASS 7 and safeguarding
  • Exceptional communication skills with the ability to coach and develop a team and actively build a talent pipeline
  • Strong knowledge of the FCA’s Client Assets Sourcebook and its practical application
  • Excellent stakeholder and relationship management skills
  • Strong project management capabilities and experience leading professional teams
Job Responsibility
Job Responsibility
  • Overseeing a portfolio of CASS audit engagements
  • Actively drive the CASS and wider RAAS assurance strategy forward with a view to growing the client base building the team
  • Mentor and coach junior team members, supporting both technical development and personal growth
  • Contribute to business development through proposal writing, client workshops, industry seminars, and marketing materials
  • Develop thought leadership and identify new business opportunities
  • Keep on top of regulatory developments and opportunities
  • Oversee and develop a training plan for the wider team
  • Advise and keep clients abreast of the impact of any regulatory changes or developments
Read More
Arrow Right

Asset Servicing Associate

This role sits within the team responsible for interpreting, logging and monitor...
Location
Location
United Kingdom , London
Salary
Salary:
50000.00 GBP / Year
transact-online.co.uk Logo
Transact
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Experience processing and interpreting corporate action events
  • Strong analytical skills
  • Attention to detail
  • Confidence fostering strong working relationships with internal and external stakeholders
  • Solid awareness of CASS 6/7/8 and any other regulations relevant to the core process in the Department
Job Responsibility
Job Responsibility
  • Interpreting the terms and characteristics of corporate actions and producing an accurate written summary for independent review
  • Reconciling positions to determine eligibility for voluntary and mandatory events and ensuring the expected out run has been received
  • Daily pricing of assets on the Transact platform to ensure they are correct and current
  • Investigation of price and fund data discrepancies from automated feeds
  • Ensuring cash settlements related to corporate actions are investigated and processed in accordance with CASS deadlines
  • The timely and accurate processing of client asset income (dividends, distributions, Fund Manager rebates, excess income)
  • Tracking client asset income received versus expected frequency and following up any unpaid income
  • Liaising with internal stakeholders to resolve issues in relation to corporate actions and product pricing
  • Ensuring all processes are performed as set out in CASS compliant written procedures
  • Drive a professional and ethical culture within the Department, aligned with the FCA’s principles for business
What we offer
What we offer
  • Company discretionary bonus
  • Excellent pension contributions
  • Attractive staff share scheme
  • BUPA health insurance
  • Buying and selling of annual leave
  • Sponsorship of relevant professional qualifications
  • Fulltime
Read More
Arrow Right

Risk and Control - Client Asset Protection Analyst

Are you looking for a career move that will put you at the heart of a global fin...
Location
Location
United Kingdom , Belfast
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Relevant experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
  • Knowledge of Client Assets and Depositor Protection regulations in the UK and Ireland highly desirable
  • Able to balance regulatory requirements with business practicality
  • Ability to identify, measure, and manage key risks and controls
  • Proven experience in implementing sustainable solutions and improving processes
  • Strong analytical skills to evaluate complex risk, control and regulatory activities and processes
  • Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level
  • Strong problem-solving and decision-making skills
  • Ability to manage multiple tasks and priorities
  • Proficiency in Microsoft Office suite, particularly Excel, PowerPoint, and Word
Job Responsibility
Job Responsibility
  • Support the groups compliance with Financial Conduct Authority (FCA) CASS, Central Bank of Ireland (CBI) CAR, and MiFID II regulations
  • Lead and facilitate various governance and oversight meetings with key stakeholders and senior management
  • Track issues, breaches, and incidents, ensuring root cause analysis and remediation plans are robust and executed in a timely manner
  • Collaborate with External Audit, Internal Audit, Compliance, and key business stakeholders to coordinate audit activities, ensuring timely understanding, addressing, and evidencing of requirements
  • Perform thematic reviews, deep dives, and risk assessments to identify control weaknesses and emerging risks
  • Acting as a point of contact and bridge between the client asset office and the business lines, functions on client asset matters
  • Provide oversight over the groups Managers Controls Assessment (MCA) and the Client Asset Risk Evaluation (CARE)
  • Collaberate with partners in business to ensure they are aware of their regulatory obligations
  • Help drive and manage control enhancements focused on increasing efficiency and reducing risk
What we offer
What we offer
  • Generous holiday allowance starting at 27 days plus bank holidays
  • increasing with tenure
  • A discretional annual performance related bonus
  • Private medical insurance packages to suit your personal circumstances
  • Employee Assistance Program
  • Pension Plan
  • Paid Parental Leave
  • Special discounts for employees, family, and friends
  • Access to an array of learning and development resources
  • Fulltime
Read More
Arrow Right
New

Senior Accountant, Money Transfer Licensing & Compliance

Shopify is building a Money Movement Platform that spans multiple licensed entit...
Location
Location
United Kingdom
Salary
Salary:
Not provided
shopify.com Logo
Shopify
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Qualified accountant (ACA, ACCA, CIMA, CPA, or equivalent)
  • Experience inside an FCA-regulated payment institution or money services business in a compliance or finance function
  • Proven ability to manage regulatory filing obligations across multiple jurisdictions and entity types in a regulated environment
Job Responsibility
Job Responsibility
  • Own the regulatory reporting cycle across Shopify's licensed entities — prepare and file periodic returns accurately and on time as our licensing footprint grows
  • Monitor regulatory requirements as Shopify's money movement licensing expands into UK and EU markets
  • Support the AML compliance program, including transaction monitoring controls, recordkeeping, and internal control documentation
  • Partner with Legal and product teams on licensing obligations as new jurisdictions are added
  • Track regulatory developments and flag changes affecting licensed entities
  • Support international statutory audits and compilations across Shopify's global entity portfolio
  • Coordinate with external auditors on audit requests, workpapers, and filings
  • Contribute to subsidiary reviews and variance analysis
  • Support intercompany reconciliation and close processes as needed Safeguarding (designated role)
  • Act as the designated safeguarding person for Shopify EMI UK Ltd. under CASS 15
  • Fulltime
Read More
Arrow Right

Senior Change Management Business Analyst

Supports Non-Financial Regulatory Reporting project portfolio by planning and ex...
Location
Location
United Kingdom , Belfast
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Significant financial services experience, especially in global markets trading and investment banking operations
  • Proven end to end change management expertise is required (e.g., Requirement elicitation, documentation and sign off, project planning including supporting the identification of Test data, oversight of Test scripts and being an SME for Business Stakeholders and Tech Teams of the change being managed)
  • Preferable to have experience of raising issues in JIRA and JIRA workflows, Agile and Waterfall project experience, data analysis skills, and ability to understand process/data workflows
  • Knowledge of capital markets products (cash securities, derivatives)
  • Expertise in non-financial regulatory reporting (e.g., CASS, DP, CFTC, SEC, EMIR, MiFID II/MiFIR)
  • Proven experience in successful project implementation and operational process improvement
  • Experience with cross-functional teams and documenting business/technology requirements and test plans
  • Consulting, stakeholder management, and conflict resolution skills
  • Technical understanding of securities processing (product, process, system)
  • Strong analytical skills for large datasets and proficiency in Microsoft Office, Visio, and Project
Job Responsibility
Job Responsibility
  • Gathering requirements, writing requirements, communicating requirements to technology
  • Support the Change Management Lead in the direct management of multiple regulatory reporting projects
  • Provide guidance and mentorship to junior team members
  • Work closely with business functions to execute necessary policy, process, and technology change
  • Liaise with Business Execution and Transformation teams
  • Support the governance of program/projects including facilitation of steering committee and working groups
  • Identify key project risks and escalate accordingly
  • Ensure that the delivery from the workstreams/projects meets requirements and is to the appropriate quality, on time and within budget
What we offer
What we offer
  • Generous holiday allowance starting at 27 days plus bank holidays
  • A discretional annual performance related bonus
  • Private medical insurance packages
  • Employee Assistance Program
  • Pension Plan
  • Paid Parental Leave
  • Special discounts for employees, family, and friends
  • Access to learning and development resources
  • Fulltime
Read More
Arrow Right