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Capital Markets Paralegal

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Wealthfront

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Location:
United States , Palo Alto

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Category:

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Contract Type:
Not provided

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Salary:

139920.00 - 175000.00 USD / Year

Job Description:

To support our transition to a public company, Wealthfront needs a detail-oriented Paralegal to drive operational excellence across SEC reporting, capital markets activity, and equity compliance. This candidate will partner closely with Legal, Finance, external advisors, and vendors. The ideal candidate brings strong securities law fundamentals, thrives in a fast-paced environment, and is excited to help build scalable public-company processes while supporting the growth of a regulated fintech platform.

Job Responsibility:

  • Support preparation and filing of periodic and current reports, including Forms 10-K, 10-Q, 8-K, and related exhibits and schedules
  • Coordinate EDGAR filings, manage reporting calendars, and track filing deadlines
  • Assist with drafting and updating disclosure support materials, checklists, and internal controls documentation
  • Support any follow-on offerings, at-the-market programs, debt financings, and secondary transactions
  • Assist with due diligence requests from underwriters, auditors, and regulators
  • Coordinate document execution and closing logistics for capital markets transactions
  • Assist with equity plan administration, including tracking grants, vesting, exercises, settlements, and disclosures
  • Support Section 16 compliance, including preparation and filing of Forms 3, 4, and 5
  • Partner with Finance and Stock Administration to ensure accurate equity-related disclosures
  • Help maintain corporate records, board and committee materials, and governance documentation
  • Interface with external counsel, auditors, and internal stakeholders across Legal, Finance, and Product
  • Support process improvements and tooling as we scale our public-company infrastructure

Requirements:

  • Paralegal certificate or equivalent experience
  • 4+ years of experience supporting capital markets, securities, or public-company matters (law firm and/or in-house)
  • Hands-on experience with SEC filings and EDGAR
  • Strong organizational skills with the ability to manage multiple deadlines in a high-growth environment
  • Exceptional attention to detail and judgment handling sensitive information

Nice to have:

  • Experience supporting a newly public company
  • Familiarity with equity compensation and Section 16 compliance
  • Experience in fintech, financial services, or highly regulated industries
  • Experience with equity management platforms (e.g., Carta, Shareworks) and disclosure management tools
  • Familiarity with Workiva
What we offer:
  • medical
  • vision
  • dental
  • 401K plan
  • generous time off
  • parental leave
  • wellness reimbursements
  • professional development
  • employee investing discount
  • equity
  • discretionary bonus

Additional Information:

Job Posted:
February 18, 2026

Employment Type:
Fulltime
Work Type:
Remote work
Job Link Share:

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