Capital Markets Middle Office Associate – Prime Services Margin

• Monitor accounts daily for Regulatory and House margin compliance
• Perform daily margin processing functions including funds disbursement review and approvals, journal entries, asset transfer review and approvals, and exception report review
• Work closely with IT and Program Management in implementing margin system enhancements and document the process, policies and procedures
• Provide support and guidance to PB team members to ensure timely resolution of internal and external queries
• Document and participate in the specification for all margin system enhancements and process reviews and changes
• Actively participate in UAT planning and testing for margin system releases and enhancements
• Support an ongoing, robust control environment

• 6+ months of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• Margin experience with a focus on servicing the Prime Brokerage business
• Reg-T, Reg-U, Portfolio Margin and Arranging margin financing experience
• Knowledge of Prime Brokerage, Funding, Rehypothecation and Securities Lending
• Working knowledge of Broadridge
• Comprehensive financial products knowledge, including cross-margining, Swaps, Options
• Ability to multi-task in a fast-paced environment with an attention to detail and while complying with all firm and regulatory requirements
• Excellent verbal and written communication skills
• MIS presentation and report writing experience
• Understanding of Financial Reporting impact as it pertains to margin rules and balances a plus
• Experience working with both external and internal clients

Understanding of Financial Reporting impact as it pertains to margin rules and balances

• Health benefits
• 401(k) Plan
• Paid time off
• Disability benefits
• Life insurance, critical illness insurance, and accident insurance
• Parental leave
• Critical caregiving leave
• Discounts and savings
• Commuter benefits
• Tuition reimbursement
• Scholarships for dependent children
• Adoption reimbursement