Business Risk & Control Officer - VP Job at Citi (Belfast)

Liquid Financing Business Control Officer VP

Join Barclays as a Liquid Financing Business Control Officer VP. At Barclays, ou...

Location

United States , New York

Salary:

135000.00 - 200000.00 USD / Year

Barclays

Expiration Date

Until further notice

Requirements

Previous experience working in Liquid Financing with a preference for the Fixed Income Financing business
Knowledge of risk and control frameworks
Experience dealing with regulatory requirements and audit processes
Proficiency in data analysis, issue tracking, and reporting tools
The ability to support and implement governance and control improvements

Job Responsibility

Assess the integrity and effectiveness of the banks internal control framework to support the mitigation of risk and protection of the banks operational, financial, and reputational risk
Knowledge of business areas, products, processes and platforms to be able to assess risk
Collaboration with various stakeholders across the bank and business units to improve overall control effectiveness through detailed documentation of control assessments, procedures, and findings
Identification and investigation of potential weaknesses and issues within internal controls to promote continuous improvement and risk mitigation aligned to the bank’s control framework, prioritised by its severity to disrupt bank operations
Development of reports to communicate key findings from risk assessment including control weaknesses and recommendations to control owners, senior management, and other stakeholders
Execution of reviews to determine the effectiveness of the bank's internal controls framework aligned to established and evolving policies, regulation, and best practice
Implementation of adherence to the Barclays Controls Framework and set appropriate methodology of assessing controls against the Controls Framework

What we offer

Hybrid working
Structured approach to hybrid working
Supportive and inclusive culture and environment
Flexible working arrangements
Focused on fitness
Caring for your health
Great places to eat

Fulltime

New

Equities Business Risk and Control - C13 VP

Equities Supervisory Risk and Control position supports a trading and sales envi...

Location

United States , Getzville

Salary:

92000.00 - 138000.00 USD / Year

Citi

Expiration Date

June 23, 2026

Requirements

6-10 years of experience in a financial services role
Knowledge of FINRA/SEC Regulatory Rules such as Reg NMS, Reg SHO, Options Trading Rules, and other Venue Specific Exchange Rules
Critical, analytical thinking skills driven by strong desire to problem solve
Proven ability to work in high-pressure environments
Consistently demonstrate clear and concise written and verbal communication
High energy, self-starter with a flexible, pragmatic attitude and desire for continued progress
Driven, methodical approach to organizing processes
capable of prioritizing and multi-tasking in a dynamic environment
Appropriately assess risk in all decisions while being continually mindful of all negative consequences, likelihood for each, and means to neutralize
Strong interpersonal skills with a demonstrated ability to collaborate effectively with a wide variety of people across multiple functions, regions, and levels of seniority to deliver results

Job Responsibility

Responsible for operating, developing, enhancing, and innovating Regulatory controls and processes to ensure thorough Supervision of Trading Activities in Equities 1LoD
Understand and support key Regulatory policy and control initiatives. Perform daily regulatory reporting processes as required to be in compliance with internal or regulatory initiatives
Identify best practices, key control/governance policies, procedures, and documentation requirements
Develop a thorough understanding of the Citi Markets and build connections with the Trading and Sales Desks. Network and collaborate with all supporting teams including Middle Office, Product Control, Business Management, Technology, Compliance, Market Risk, and other In-Business Risk teams
Understand business priorities and requirements while developing solutions. Identify improvement opportunities in process architectural design and workflows based heavily in Excel and SQL-based data systems
Supports database management processes and routines. Develops comprehensive solutions in SQL and data querying tools to enhance the efficiency and effectiveness of current review processes

What we offer

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Fulltime

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Vp cluster cards and unsecured lending business risk & control manager

At Citi, we get to connect millions of people across hundreds of cities and coun...

Location

Hong Kong , Kowloon City

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
Ability to identify, measure, and manage key risks and controls
Strong knowledge in the development and execution for controls
Proven experience in control related functions in the financial industry
Proven experience in implementing sustainable solutions and improving processes
Understanding of compliance laws, rules, regulations, and best practices
Strong analytical skills to evaluate complex risk and control activities and processes
Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level
Strong problem-solving and decision-making skills
Ability to manage multiple tasks and priorities

Job Responsibility

Work with Cards and Unsecured Lending (CUL) Sales and Wealth Control to execute a robust control and governance framework for Hong Kong, Singapore and UAE
Review Hong Kong, Singapore, and UAE CUL Sales and Risk and Control teams various changes / initiatives to ensure the successful implementation and compliance of new regulatory/Citi policy requirements applicable to Cards and Loans
Lead or support as appropriate the root cause analysis of material risk events and control breaks across markets, work with country/regional functions and businesses to establish effective feedback loop to augment control management and share lessons learned with the country and region teams
Review and drive consistency of remediation efforts across countries
Work closely with country and sales teams to provide oversight on the TCF (Treating customers fairly), Conduct Risk and Reputational Risk programs
Drive critical enhancements to the Manager’s Control Assessment (MCA) program through alignment with evolving risks as well as changing business needs and policies and ensuring the mapping of the Regulatory Control Matrix to the MCA is comprehensive
Drive a strong control culture and ensuring permanent controls readiness through proactive risk management and issue self-identification
Work closely with three businesses in ensuring audit and examinations delivery and learnings are evaluated focused on Self-identified issues
Support the design and development of Citi's comprehensive controls program
Support assessment of the effectiveness of existing controls, identifying areas for improvement, and helping to implement necessary changes

What we offer

Programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more
Expanded Paid Parental Leave Policy
Access to an array of learning and development resources
Variety of programs that help employees balance their work and life, including generous paid time off packages
Resources and tools to volunteer in the communities in which they live and work

Fulltime

Market Risk Officer - Risk, VP

The Treasury Risk Officer is a strategic professional who stays abreast of devel...

Location

China , Shanghai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years relevant experience
Bachelor's/University degree, Master's degree preferred

Job Responsibility

Responsible for risk reporting and analysis for Citi Treasury, working closely with the Treasury Portfolio Managers, Treasury Risk Managers, and Treasury Finance and O&T
Partners with members of Treasury, Risk Management, and Finance to establish reporting requirements, develop the tools, analysis and reporting necessary to proactively identify and manage risk with respect to portfolios and products, and continuously update the reporting process to reflect the current business structure
Supervises the team responsible for the reporting and analysis of interest rate and other market risks
Conducts daily, weekly, and or monthly reporting of Interest Rate Exposure, DV01, duration, convexity, VaR, and MTM
Monthly reporting requirements include computation of Economic Value Sensitivity, Economic Risk Capital, and numerous stress scenarios
Develops a high level of expertise in the various systems Treasury Risk uses to generate Risk information such as DP and Yield Book
Leads testing and implementing a new Treasury Risk Management system, including establishing data standards and controls as well as coordinating and performing ongoing projects and testing
Works with members of the various disciplines to identify ways to streamline and automate process flows in order to create more accurate and timely results, as well as improving efficiency
Responsible for handling day-to-day staff management issues, including resource management and allocation of work within the team/project
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

Fulltime

Vp business risk analyst

VP Business Risk Analyst position in Citi Global Markets focusing on 1st Line of...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5+ years experience in Front Office controls testing, internal audit, external audit, independent control reviews, or similar disciplines
Understanding of Markets business activities and associated regulations
Knowledge of Markets Operational and Compliance risks, and related controls, associated with trading and sales activities
Strong understanding of control design assessment and effectiveness testing techniques and practices
Experience of coaching and developing team members
Experience of overseeing a team to deliver rigor and attention to detail in execution
Experience of developing and maintaining effective senior stakeholder relationships
Track record of providing constructive, effective challenge to Senior Stakeholders on risk management matters
Bachelor/university education preferred

Job Responsibility

Executing and reporting results of control testing
Supervising and coaching junior team members in execution of control testing
Monitoring execution of parts of the testing programme to agreed timelines, escalating and resolving obstacles to delivery
Maintaining high standards and best practice for execution of testing activities
Providing challenge to stakeholders on the design and effectiveness of controls
Supporting stakeholders in determining necessary control remediation identified through the testing programme
Maintaining strong stakeholder relationships across Front Office, Markets Conduct Risk, Compliance and Operational Risk
Presenting impactful summary outputs from the testing programme to stakeholders
Providing Markets controls subject matter expertise to stakeholders across all three lines of defence

Fulltime

Vp, In-business Risk 1lod Lead Analyst

The analyst, within the Regulation Risk Team, is responsible for assessing and e...

Location

Costa Rica , Heredia

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

2-4 years of experience in internal audit, control testing, operational risk, compliance, or a similar control-focused role within the financial services industry
Demonstrated experience in performing control assessments, identifying control weaknesses, and recommending remediation strategies
Familiarity with regulatory frameworks and their associated control requirements
Strong analytical skills with the ability to interpret control data, identify trends, and analyze root causes
Proficiency in Microsoft Office Suite, especially Excel (for data analysis) and PowerPoint (for reporting)
Excellent written and verbal communication skills, with the ability to articulate complex control concepts and findings clearly and concisely to both technical and non-technical audiences
Project management knowledge and experience working with diverse group of stakeholders to achieve milestones and deadlines and capability to handle multiple projects at one time
Proven relationship management skills with ability to deepen relationships and build partnerships across the business, executive leadership and key functional support areas like Legal, Compliance, Control, in-business Risk and Independent Risk
Good knowledge of Citi products, risk processes and controls with good understanding of regulatory requirements and risk management framework
Experience in compiling process and data quality metrics, analyzing results to clearly communicate data-driven analysis to senior management

Job Responsibility

Monitoring of Control Performance: Actively oversee the implementation and continuous performance of all controls, with particular attention to those related to Tier I and Tier II regulations. Proactively identify control gaps and ensure adherence to established regulations and internal policies/standards, providing a consolidated view of control execution
Conduct or coordinate detailed assessments of regulatory controls, analyzing their mapping to specific regulatory requirements and obligations
Identify and document control gaps, overlaps, and inefficiencies, focusing on consistency and effectiveness across various regulatory domains
Collaborate with control owners to ensure accurate and comprehensive control inventories
Perform root cause analysis to identify underlying drivers of control weaknesses, including process failures, technology limitations, human error, and design deficiencies
Control Oversight & Governance: Provide centralized oversight of overall control administration activities and performance. Diligently track the performance of various control types (Common, TRC, RCO) and control attributes, including mapping across business units. This is crucial for assessing risk exposure and ensuring ongoing compliance with all pertinent regulatory requirements from an integrated perspective
Develop recommendations for control enhancements and remediation actions, ensuring sustainable improvements
Support the development and implementation of automated tools and methodologies for prioritizing controls based on risk levels and design effectiveness
Contribute to the design of preventative controls that proactively mitigate regulatory risks, leveraging advanced technology and process improvements
Control Reporting: Develop, manage the extraction, reporting, and in-depth analysis of data pertaining to control mapping and performance across the organization. This involves closely monitoring the mapping of diverse controls to regulatory requirements and maintaining a central, accessible repository of historical data, essential for identifying horizontal trends, performing root cause analysis, and provisioning controls for audit and examination

Fulltime

Vp, cuso compliance risk assessment officer

The Compliance Department at Credit Agricole's Combined US Operations (CUSO) see...

Location

United States Of America , NEW YORK

Salary:

130000.00 - 160000.00 USD / Year

Crédit Agricole

Expiration Date

Until further notice

Requirements

Bachelor's degree required
advanced degree preferred
7+ years in compliance within the financial services industry, with at least 2-3 years in a CRA-related role
Strong understanding of US banking regulations applicable to Foreign Banking Organizations (FBOs), including BSA/AML, OFAC sanctions, consumer protection, and prudential requirements
Experience working in a Global Corporate Compliance Risk Assessment Program
Deep knowledge of compliance program frameworks, risk assessment methodologies, and the three lines of defense model
Stakeholder Management and Ability to Influence across the Three Lines of Defense.
General rules and regulations knowledge (FED, OCC, NYDFS, SEC, FINRA,)
Proven ability to manage multiple priorities, coordinate cross-functional initiatives, and meet deadlines in a fast-paced environment
Excellent written and verbal communication skills with the ability to present complex compliance concepts to diverse audiences

Job Responsibility

Support the CRA program by coordinating assessments across all business lines, maintaining the assessment calendar, and ensuring timely completion of all activities.
Enhance CRA methodologies and tools to improve risk identification, analysis, and reporting capabilities.
Monitor action plans resulting from CRAs to ensure timely remediation of identified compliance gaps.
Collaborate with Monitoring & Testing, Internal Controls, and Training teams to ensure CRA results inform their program activities and support the broader compliance framework.
Maintain CRA policies and procedures to reflect current regulatory requirements, industry best practices, and organizational changes
Coordinate with the Paris-based GRC (Governance, Risk, and Compliance) tool development team to implement system enhancements and maintain platform effectiveness.
Prepare management reporting on CRA activities, findings, and trends for senior leadership and governance committees.
Support regulatory engagement during examinations and audits, providing documentation and explanations of the CRA program as needed
Identify emerging compliance risks through ongoing monitoring of regulatory developments, industry trends, and business activities.

Fulltime

Risk and Controls Officer (Artificial Intelligence) - VP

This role is for a Technology Risk and Control Officer with specific focus on Ar...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Past experience working in a Technology Risk & Control function preferably focused on emerging technology
Proven background auditing Artificial Intelligence and Large Language Model implementation or systems
Background in Application development and/or application/system risk assessments, Agentic AI or Gen AI specific is preferred
Experience with Cloud Architecture, threat modelling, and risk assessments
Analytical Thinking, Business Acumen, Communication, Constructive Debate, Controls Assessment, Controls Lifecycle, Escalation Management, Issue Management, Risk Management, Stakeholder Management

Job Responsibility

Assess AI Risks across applications, systems, platforms, and Use Cases. Identify and escalate Risks
Partner with the Technology teams to identify risk mitigation and controls to enable the safe adoption of AI across the enterprise
Coordinate with Internal Audit, and 2LOD on AI specific challenges. Help drive risk-based conversations and provide response to inquires in a timely manner
Identify and lead process and control improvements to uplift and upscale the AI control framework and governance process
Contribute to the uplifting and upscaling of AI Policies, Standards, and Procedure
Follow up and escalate on remediation actions, risk mitigations, and Risk breaches. Ensure CTO remains within acceptable Risk Appetite
Contribute to drafting controls and risk mitigation strategies for AI
Contribute to the uplifting and upscaling of the AI Controls and Governance
Assist in enabling a responsible adoption of best-in-class AI platforms for the bank
Partner with AI engineers to ensure AI enablers and Products are engineered and build in compliance with best practices and enterprise policies and Standards

What we offer

Hybrid working model (up to 2 days working at home per week)
Competitive base salary (which is annually reviewed)
Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends

Fulltime

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Business Risk & Control Officer - VP

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