Business Risk and Control Officer - Regulatory Management Vice President Job at Citi (Belfast)

New

Global Equities MO In Business Risk and Control Head (Senior Vice President)

Role Overview Citi's Markets Operations group provides a full suite of strategi...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Extensive experience in operations and risk management within the financial industry, with strong knowledge of the Markets business, particularly Equities Operations (Cash, Derivatives, Syndicates, Prime Finance, Stock Loan, Delta One, and/or OTC Confirmations)
Proven experience in building and maintaining risk and control governance frameworks, including attestation management, MCA oversight, and audit engagement
Strong understanding of operational risk management principles, including risk identification, assessment, monitoring, and mitigation
Experience with Key Risk Indicator (KRI) design, development, and monitoring, including threshold calibration and escalation frameworks
Experience with third-party and vendor risk management, including due diligence, ongoing monitoring, and performance oversight
Exceptional communication and stakeholder management skills — the ability to communicate complex risk topics clearly to a wide range of audiences, from desk-level operations through to senior management, and to build trusted relationships across multiple functions is critical for this role
Experience successfully collaborating with multiple stakeholders across the Markets business, and broader Citi Enterprise Risk Management and Operations, Technology teams
Demonstrated ability to manage multiple concurrent initiatives with competing priorities and deadlines, with the flexibility to take on new responsibilities as the risk landscape evolves
Proficiency with SharePoint, MS Office, Tableau/Power BI, and governance/risk management tools
Experience working with second-line (ORM, ECO, Compliance) and third-line (Internal Audit, external auditors) partners

Job Responsibility

Maintain and enhance the In-Business Risk & Control Governance framework and virtual IBRC Team across Equities Middle Office (Equities Cash, Equities Derivatives, Syndicates, Prime Finance, Stock Loan, Delta One, and OTC Confirmations), ensuring standardised governance over attestations, corporate hygiene, risk updates, commentary, audit engagement, working groups, and central initiatives
Partner with ECO and ORM Teams across Equities to ensure consistent risk oversight and control effectiveness
Design, develop, and maintain Key Risk Indicator (KRI) dashboards to proactively identify emerging risks, control weaknesses, and trends across Equities Middle Office operations, monitoring outputs and driving timely escalation where thresholds are breached
Oversee third-party and vendor risk governance for Equities Middle Office, ensuring appropriate due diligence, ongoing monitoring, performance oversight, and independent validation of vendor-generated outputs
Represent Equities Middle Office in senior working groups across Markets and Operations, contributing to governance forums and cross-functional risk committees
Coordinate end-to-end attestation processes across all Equities Middle Office desks, including sign-off tracking, timeliness monitoring, and completeness assurance
Manage access entitlement governance, records management, regulatory reporting oversight, and other control-related activities as required by the evolving risk landscape
Take ownership of risk and control initiatives as they arise, providing senior oversight and driving delivery across the Equities Middle Office landscape
Maintain and develop the Equities Middle Office Risk SharePoint hub, ensuring stakeholders have self-service access to current risk information, governance calendars, MI, and policy documentation
Build and maintain strong relationships with stakeholders across Equities Middle Office desks, Markets Operations COO, Technology, Compliance, Legal, and Front Office teams, establishing regular communication cadences and ensuring consistent messaging

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources
Hybrid working model (up to 2 days working at home per week)

Fulltime

Data Risk Officer, Risk Appetite Planning, Metrics and Analysis - Senior Vice President

The Data Risk Officer role will serve as a subject matter expert on data risk ap...

Location

Hungary , Budapest

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

7-10 years of direct experience in a non-financial risk (data, technology, or reporting risk) or relevant 1LOD function within a financial services organization
Experience in assessing risk appetite for non-financial risks aligned with regulatory expectations
Proficient in risk assessment principles and supervisory expectations
Demonstrable understanding of Data Management fundamentals, including Data architecture, Data principles
Strong technical problem-solving and analytical skills to include design and execution of risk and control assessments
Deep expertise with risk metrics, including prominent roles in design, delivery, sustainability of metric delivery and/or auditing/challenging metrics
Well-developed listening skills and a strong ability to communicate and engage effectively, both orally and in writing
Ability to constructively challenge others at all levels and across boundaries
Experience in working with internal relationships and partnering with a range of stakeholders
Continuous improvement mind-set

Job Responsibility

Support the primary oversight of the firm's Data Risk Appetite, including assessment of factors of risk, assessing and monitoring "path-to-green" efforts, and managing metrics that measure risk and associated analysis
Work collaboratively with 1LOD teams to support the definition of clear "path-to-green" strategies and assist in driving the execution of agreed plans
Contribute to identifying and executing independent second-line risk assessments
Participate in internal knowledge sharing initiatives related to Data Risk Appetite efforts
Help ensure that this multidisciplinary and cross-cutting risk area is well understood
Assist in the negotiation and remediation of identified risk and control concerns
Prepare materials for escalation of significant or unaddressed risk issues and control environment concerns to appropriate governance forums and Risk leadership
As needed, support the primary interface to key stakeholders such as regulators, senior management, and the Board
Appropriately assess risk when business decisions are made
Effectively supervise the activity of teams and create accountability

What we offer

Cafeteria Program
Home Office Allowance
Paid Parental Leave Program (maternity and paternity leave)
Private Medical Care Program and onsite medical rooms
Pension Plan Contribution to voluntary pension fund
Group Life Insurance
Employee Assistance Program
Access to a wide variety of learning and development programs, online course libraries and upskilling platforms
Flexible work arrangements
Career progression opportunities across geographies and business lines

Fulltime

Vice President- Risk Assessment and Control Design

Analyst will provide support to the Risk Assessment and Control Design Lead for ...

Location

India , Chennai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 8-10 years of experience in regulatory change management, compliance, audit, or other control-related functions in the financial services industry
Demonstrated experience with regulatory inventory management and internal control programs
Strong understanding of relevant financial services regulations (e.g., AML, KYC, consumer protection, data privacy, prudential regulations) is highly valued
Exceptional analytical skills with the ability to interpret complex regulatory texts, assess their practical implications, and identify root causes of risk
Excellent written and verbal communication skills, with the ability to articulate complex issues clearly and concisely to diverse audiences, including senior management and regulators
Proven project management and organizational skills, with the ability to manage multiple priorities and meet tight deadlines
High level of attention to detail and accuracy
Proficiency in Microsoft Office Suite (Excel, PowerPoint, Word)
Bachelor's/University degree or equivalent experience

Job Responsibility

Provide analytical support for the design and development of Citi's comprehensive controls program tailored for Investment, Insurance, FX Sales & Advisory
Support the assessment of existing controls' effectiveness within Sales & Advisory, identifying areas for improvement, and supporting the implementation of necessary changes
Proactively support and contribute to driving and managing controls enhancements focused on increasing efficiency and reducing risk within investment, insurance, and FX sales and advisory operations
Coordinate with key stakeholders and process owners to support management decisions aimed at maintaining operations within the bank’s policies and procedures
Assist in assessing the business/function risk appetite in line with changes in the business environment, regulatory requirements, and strategic objectives
Support the collaboration with key stakeholders to analyse potential risks and support the development of risk mitigation activities
Partner with business and related functions in the coordination and analysis of the regulatory change management process and new product approvals
Support the execution of the Enterprise Risk Management Framework and adherence with Risk Management / Compliance Policies
Provide analyst support and collaboration with business and functions to analyse control processes and identify potential areas for improvement
Support the Controls Lead to prepare and provide regular analytical updates to senior management on the performance of controls assessment and design

Fulltime

Risk and Control - Client Asset Protection Analyst - Vice President

Are you looking for a career move that will put you at the heart of a global fin...

Location

United Kingdom , Belfast

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Relevant experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
Knowledge of Client Assets and Depositor Protection regulations in the UK and Ireland highly desirable
Able to balance regulatory requirements with business practicality
Ability to identify, measure, and manage key risks and controls
Proven experience in implementing sustainable solutions and improving processes
Strong analytical skills to evaluate complex risk, control and regulatory activities and processes
Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level
Strong problem-solving and decision-making skills
Ability to manage multiple tasks and priorities
Proficiency in Microsoft Office suite, particularly Excel, PowerPoint, and Word

Job Responsibility

Support the groups compliance with Financial Conduct Authority (FCA) CASS, Central Bank of Ireland (CBI) CAR, and MiFID II regulations
Lead and facilitate various governance and oversight meetings with key stakeholders and senior management
Track issues, breaches, and incidents, ensuring root cause analysis and remediation plans are robust and executed in a timely manner
Collaborate with External Audit, Internal Audit, Compliance, and key business stakeholders to coordinate audit activities, ensuring timely understanding, addressing, and evidencing of requirements
Perform thematic reviews, deep dives, and risk assessments to identify control weaknesses and emerging risks
Acting as a point of contact and bridge between the client asset office and the business lines, functions on client asset matters
Provide oversight over the groups Managers Controls Assessment (MCA) and the Client Asset Risk Evaluation (CARE)
Collaborate with partners in business to ensure they are aware of their regulatory obligations
Help drive and manage control enhancements focused on increasing efficiency and reducing risk

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Senior Vice President – Anti-Money Laundering Compliance Risk Management (ACRM) Senior Officer – Asia South Markets

The Anti-Money Laundering (AML) Risk Management (ACRM) Senior Lead Analyst is se...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

10+ years of relevant experience
Anti-Money Laundering (AML) certification
Experience in managing regulatory exams and relationships with examiners and auditors
Extensive knowledge of appropriate regulatory requirements including local and United States (US) laws, international and industry standards
Extensive knowledge of AML regulations, risks, and appropriate controls
Demonstrated analytical skills
Demonstrated leadership and motivational skills
Ability to work with regional and global partners, and influence and lead people across culture and senior level
Bachelor’s degree/University degree or equivalent experience
Master’s degree preferred

Job Responsibility

Execute and implement firm-wide AML risk management policy and strategic direction
Maintain AML compliance program for the business including assessment of risks and the development of policies, procedures, and governance
Identify and assess risk, vulnerabilities, and opportunities for efficient and effective risk coverage
Work within team and across business/functional line management to assess complex issues, structure potential solutions, and drive effective resolution within permissible statutory and regulatory frameworks
Analyze data, prepare and present regional/global reports related to AML risk assessments
Monitor AML related issues and escalations with senior management and global partners
Evaluate and respond to escalated matters, further escalate as required, and advise senior management on next steps as needed
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. That’s why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world
We empower our employees to manage their financial well-being and help them plan for the future
We have a variety of programs that help employees balance their work and life, including generous paid time off packages

Fulltime

Governance, Operational & Risk Management, Vice President

The Cross-disciplinary Controls Lead Analyst (C13) will play a pivotal role in s...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 6-10 years of experience in the financial services industry, with a focus on governance, regulatory affairs, operational oversight, or similar functions
Experience in the US marketing sector is a plus
Knowledge of risk and control metrics, including gathering, reporting, trend analysis, creation, and metrics
Ability to identify operational gaps and problems, generate solutions and choose appropriate alternatives using basic root cause analysis
Manage risk and control initiatives by assessing requirements changes, determining and conveying impact and risk
Proven experience in control related functions in the financial industry
Strong analytical skills to evaluate complex risk and control activities and processes
Strong oral and written communication skills, with ability to synthesize complex concepts, and influence change
Proficient in Microsoft Office Suite
Bachelor's/University degree, Master's degree preferred

Job Responsibility

Guide sponsors through externally owned change governance processes (e.g., PBNAC) for new activities
Facilitate risk and controls governance and management meeting routines (e.g., Operational Risk Forums, Controls Forums)
Manage and oversee activities related to key policy documents, such as Desktop Manual
Manage the end-to-end Personal Trading and Investment Policy (PTIP), partnering with HR, Legal, and Risk to ensure comprehensive training, oversight, and compliance across employees, preventing insider trading and conflicts of interest
Support ad-hoc risk and control initiatives and projects, demonstrating flexibility and responsiveness to evolving organizational needs
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of teams and create accountability with those who fail to maintain these standards

Fulltime

New

Wealth Credit Risk 2LOD Officer, Vice President

Citi’s Risk Management organization oversees risk-taking activities and assesses...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

8-10 years of relevant experience
Comprehensive understanding of Wealth Products, credit approval processes, risk assessment, creditworthiness evaluation, and risk forecasting
In-depth knowledge of financial markets, banking operations, and the regulatory environment
Proven experience in strategic planning, coordinating tasks, and overseeing projects related to credit approval and risk management
Proficiency in analyzing complex data, prioritizing critical information, and making informed decisions
Excellent interpersonal and communication skills, including the ability to articulate ideas clearly and adapt communication styles to suit different audiences
Expertise in risk management, identifying potential risks, developing mitigation strategies, and ensuring adherence to banking regulations and compliance requirements
Bachelor's/University degree
Master's degree preferred

Job Responsibility

Risk assessment including evaluation of credit and financial performance across Wealth Product offerings (such as Margin loan, Derivative Products, Various Structured Lending Products) are preferred
Understand applicable credit policies, local regulations and the requisite impact of those governance items
Establish and leverage cross-functional partnerships and network with key internal and external constituencies
Prepare risk management presentations for senior management that include analytics on portfolio performance and areas of potential risk and/or opportunity when needed
Has the ability to operate with a limited level of direct supervision and escalate issues to relevant stakeholders, with a materiality mindset / recommendation (if any)
Can exercise independence of judgement and autonomy, demonstrate proactive approach to make things progress
Acts as SME to senior stakeholders and /or other team members
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

Access to telehealth options, health advocates, confidential counseling and more
Expanded Paid Parental Leave Policy
Programs to manage financial well-being
Learning and development resources
Generous paid time off packages
Resources and tools to volunteer in the communities

Fulltime

Risk Policy Officer - Vice President

The Risk Credit Policy Officer provides full leadership and supervisory responsi...

Location

India , Haryana

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

10 to 13 years previous U.S. consumer Mortgage underwriting experience
Extensive U.S. Mortgage industry knowledge related to credit worthiness, regulatory requirements, agency/non-agency (including portfolio, HNW and UHNW) and FHA/VA guidelines is required
Exceptional skills in creating Power Point Presentations, Excel Spreadsheets and Word Documents required
Must be highly ethical and work with integrity
Must have the ability to work and collaborate as a team member
Excellent verbal and written communication skills as well as effective listening skills
Able to work across all levels in Risk Management and also with other Governance/Controls and business teams
Excellent Presentation skills – adept at presenting effectively to audiences of various sizes and adapting style as necessary
Able to work with key decision makers across various levels and functions within the Citi organization
Able to work in a rapidly changing environment, on multiple projects while supporting the business and other teams in the implementation and changes to Risk Credit Policy items

Job Responsibility

Performs oversight of the Policies for Agency and Non-Agency, High Net Worth, Ultra High Net Worth and Portfolio lending
Responsible for managing Risk and Controls and maintaining quality expectations set forth by the organization
Integrates an in-depth credit underwriting background of complex transactions for all clients with a solid knowledge of U.S. Mortgage industry standards and practices
Prepares a Comprehensive Fact Sheet of the Policy parameters to be used by the business when making Credit Decisions
Uses sound judgment to oversee more complex Policies and provides feedback to teams
Develop, conduct and host meetings with Senior level management as well as attend meetings with cross-functional business partners and contribute to the meeting content
Analyze data, provide root cause analysis, generate accurate reports on a regular basis as well as facilitating ad-hoc reporting as needed in support of changes
Interact with and present to regulators, Government Sponsored Entities (GSE’s) and internal audit teams as needed. Attend various Regulatory Meetings, exam preparation meetings on behalf of Credit Risk Policy to evaluate impacts and articulate published Policy
The ability to communicate, both in writing and verbally, with various organizational levels, complimented by a strong customer service ethic and team orientation is required
Ability to appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with all applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

Fulltime

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Business Risk and Control Officer - Regulatory Management Vice President

Job Description

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