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Business Oversight Compliance AVP - Markets

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Barclays

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Location:
United States , New York

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Category:
Finance

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Contract Type:
Not provided

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Salary:

110000.00 - 135000.00 USD / Year
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Job Description:

Join us as a Business Oversight Compliance AVP - Markets, where this role focuses on compliance with swap and security-based swap dealer obligations, Volcker obligations, Political Law requirements, and regulatory tradability. You will provide data-led oversight and effective challenge across Markets Compliance to support legal, regulatory, and ethical standards. You will partner with trading, business management, and compliance teams to identify regulatory issues, assess trade scope, and support remediation. This role sits within the Cross-Product Regulatory Compliance team and supports regulatory integrity across complex markets activities.

Job Responsibility:

  • Provide data-led expert oversight and check and challenge on business and compliance matters
  • Identification and assessment of compliance risks through reviews of business activities, changes, processes, testing and systems
  • Identification and investigation of potential market abuse
  • Conduct investigation of compliance risk events or breaches
  • Implementation of compliance policies and procedures in line with regulatory requirements
  • Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions
  • Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime

Requirements:

  • Experience in markets or derivatives compliance, including swap and security-based swap dealer regulations
  • Understanding of Volcker Rule requirements and regulatory tradability frameworks
  • Ability to identify regulatory issues, assess trade scope, and support remediation plans

Nice to have:

  • Experience working in fast-paced, projects-based environments within major financial institutions
  • Strong analytical, reasoning, and problem-solving skills with attention to detail
  • Ability to collaborate effectively with trading, compliance, and business stakeholders

Additional Information:

Job Posted:
January 24, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
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