CrawlJobs Logo

Business Oversight Compliance AVP - Markets

barclays.co.uk Logo

Barclays

Location Icon

Location:
United States , New York

Category Icon
Category:

Job Type Icon

Contract Type:
Not provided

Salary Icon

Salary:

110000.00 - 135000.00 USD / Year

Job Description:

Join us as a Business Oversight Compliance AVP - Markets, where this role focuses on compliance with swap and security-based swap dealer obligations, Volcker obligations, Political Law requirements, and regulatory tradability. You will provide data-led oversight and effective challenge across Markets Compliance to support legal, regulatory, and ethical standards. You will partner with trading, business management, and compliance teams to identify regulatory issues, assess trade scope, and support remediation. This role sits within the Cross-Product Regulatory Compliance team and supports regulatory integrity across complex markets activities.

Job Responsibility:

  • Provide data-led expert oversight and check and challenge on business and compliance matters
  • Identification and assessment of compliance risks through reviews of business activities, changes, processes, testing and systems
  • Identification and investigation of potential market abuse
  • Conduct investigation of compliance risk events or breaches
  • Implementation of compliance policies and procedures in line with regulatory requirements
  • Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions
  • Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime

Requirements:

  • Experience in markets or derivatives compliance, including swap and security-based swap dealer regulations
  • Understanding of Volcker Rule requirements and regulatory tradability frameworks
  • Ability to identify regulatory issues, assess trade scope, and support remediation plans

Nice to have:

  • Experience working in fast-paced, projects-based environments within major financial institutions
  • Strong analytical, reasoning, and problem-solving skills with attention to detail
  • Ability to collaborate effectively with trading, compliance, and business stakeholders

Additional Information:

Job Posted:
January 24, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
Job Link Share:

Looking for more opportunities? Search for other job offers that match your skills and interests.

Briefcase Icon

Similar Jobs for Business Oversight Compliance AVP - Markets

Business Risk & Control Sr Analyst - AVP

Join Citi's Markets Controls team to support several critical control and govern...
Location
Location
United Kingdom , Belfast
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Relevant work experience in financial services
  • Experience in risk management / risk and controls, compliance or internal audit
  • Experience in project work, process re-design and change management
  • Excellent relationship-building, problem solving and communications skills (written / verbal)
  • Results/task orientated with excellent attention to detail, an analytical mindset and follow through to deliver results
  • Ability to manage and prioritize effectively and resolve conflicting priorities
  • High level of computer literacy, specifically Excel and PowerPoint
  • Ability to analyze data sets in Excel, summarize and communicate results
  • Excellent academic background educated to a minimum of degree level or sufficient industry experience
Job Responsibility
Job Responsibility
  • Support the risk assessment process, including the analysis of operational and compliance risks, reviewing global monitoring results and preparation of management metrics and presentations
  • Support the In-Business Risk & Control and Business Management teams to maintain and enhance the control environment and the continuous development of the RCSA content
  • Support the mapping and tracking of Operational Risk Events and Issues impacting the RCSA Program
  • Support the RCSA’s Continuous Risk Management (CRM) Program in maintaining the ongoing identification, assessment and residual risk management of all Operational and Compliance risks and the Key Controls that mitigate them
  • Provide support in execution oversight of the RCSA Program through defined escalation pathways to governance forums on residual risk, new and existing Risk Acceptances, KRI breaches, most significant risks, control Issues, emerging Operational and Compliance Risks impacting business objectives, and on the timeliness and effectiveness of corrective actions taken to improve controls
  • Interact with Markets 1LOD teams, Operational Risk Management, Compliance, Internal Audit and other functions to provide deliverables and business insight
  • Participate as required in ad-hoc reviews and regulatory / supervisory examinations of the Markets business
  • Support other ad-hoc initiatives where required
What we offer
What we offer
  • Generous holiday allowance starting at 27 days plus bank holidays
  • increasing with tenure
  • A discretional annual performance related bonus
  • Private medical insurance packages to suit your personal circumstances
  • Employee Assistance Program
  • Pension Plan
  • Paid Parental Leave
  • Special discounts for employees, family, and friends
  • Access to an array of learning and development resources
  • Fulltime
Read More
Arrow Right

AVP- Model Oversight & Model Maintenance

This role involves overseeing model maintenance and governance to ensure complia...
Location
Location
India , Mumbai
Salary
Salary:
Not provided
https://www.citi.com/ Logo
Citi
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years of experience with good understanding of FP&A processes and management reporting
  • professional degree equivalent to CA/MBA
  • proficient in Microsoft Office with an emphasis on MS Excel
  • knowledge with financial forecasting systems
  • knowledge of Tableau, Knime and Python would be preferred
  • experience of working with financial data and knowledge of financial reporting tools
  • consistently demonstrates clear and concise written and verbal communication skills
  • self-motivated and detail oriented
  • demonstrated project management and organizational skills and capability to handle multiple projects at one time
  • willing to work afternoon shifts, 1 pm to 10 pm
Job Responsibility
Job Responsibility
  • Oversee model maintenance activities to ensure compliance with Model Risk Management (MRM) guidelines and deadlines
  • track model inventory
  • coordinate across corporate teams, model risk management teams, transformation teams, and FP&A teams to provide status updates and respond to model related requests
  • maintain model documentation throughout the model lifecycle
  • update inventory tracker for new models and changes in existing models
  • monitor due dates and ensure alignment with model sponsors and MRM teams
  • partner with FP&A teams to conduct Annual Model review and Ongoing Performance Assessments
  • review the Ongoing monitoring results to identify potential model fatigue
  • prepare and submit model documentation in approved MRM templates within iMRMS
  • respond to MRM queries to ensure documentation approval by deadlines
  • Fulltime
Read More
Arrow Right

Avp – Transaction Banking Bm

Join us as an “AVP – Transaction Banking BM” at Barclays in Transaction Banking,...
Location
Location
India , Noida
Salary
Salary:
Not provided
barclays.co.uk Logo
Barclays
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Support origination of strategy with a focus on management, regulatory impact and business strategy
  • Preparation and coordination of materials to support senior leadership meetings and communications
  • Develop dashboards and various MIS reports analyzing volume, Revenue, Risk, Productivity, Client Interactions and Sectors etc.
  • Production of business MI, strategy presentations and trend analysis
  • Supporting sales teams with various tools (CRM Salesforce, Tableau, Business Objects)
  • Create Client Briefs and marketing material for client meetings
  • Produce periodic headcount reports and ad-hoc productivity analysis
  • Establish and maintain database with historic competitive analysis for Revenue, Client Wallet, Costs, Headcount, Productivity and Returns
  • Produce ad-hoc analysis to support strategic decision-making and periodic decks for management meetings
  • Provide Competitor Analysis landscapes for Senior Management meetings
Job Responsibility
Job Responsibility
  • Implementation of Target Operating Model, business development, and financial and non-financial resource allocation, providing strategic insight and thought leadership
  • Strategic support to and oversight of demand pipeline and the book of work, including assistance in the development and execution of strategic initiatives, projects, research, and analysis to support decision-making
  • Support to and guidance for operational efficiency and colleague/customer/client experience within the organisation, including the identification of areas for improvement, streamlining of processes, and implementation of best practices to enhance productivity, effectiveness and experience
  • Management of of people plan, talent development and succession planning including the identification of high-potential employees, provision of mentorship and guidance, and support to leadership development and diversity initiatives
  • Communication with internal and external stakeholders, management of communication channels and ensuring effective coordination across different departments and teams
  • Participation in compliance activities such as SMR and other regulatory registrations/certifications, as well as support for crisis management and risk mitigation, including the development of contingency plans, coordination of responses to emergencies, and business continuity
  • Management of all organisational/team requirements relating to technology, real estate, people and communications in conjunction with relevant partners across the firm
  • Enablement of oversight of risk management and compliance with internal and external requirements, including internal Governance on critical control activities in partnership with the CCO team, such as Records Inventory and RCSAs
  • Cost control and workforce management of the Business/Function, including involvement in financial analysis and planning, forecasting, and monitoring of financial performance against targets
What we offer
What we offer
  • modern workspaces, collaborative areas, and state-of-the-art meeting rooms
  • wellness rooms, on-site cafeterias, fitness centers, and tech-equipped workstations
  • flexible working arrangements
  • hybrid working
  • supportive and inclusive culture and environment
  • Fulltime
Read More
Arrow Right

Barclays Europe Compliance Assurance Avp

Join us as a Barclays Europe Compliance Assurance AVP where you will be responsi...
Location
Location
France , Paris
Salary
Salary:
Not provided
barclays.co.uk Logo
Barclays
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Compliance experience in a regulated firm, regulatory consultancy practice or similar
  • Understanding of the European regulatory framework around corporate banking, including PSD3, SEPA Instant Regulation, Cross Border Payments Regulation, MifID2 and Market Abuse
  • Ability to multi-task and manage projects while completing daily tasks and responsibilities
  • Excellent written and verbal communication skills in English and French
  • Proactivity and an ability to lead engagement on behalf of the team at business governance fora, providing measured and proportionate check and challenge to manage risk, escalating where appropriate
Job Responsibility
Job Responsibility
  • Development and refresh of the Compliance Assurance Annual Plan, ensuring that the Annual Plan focuses on areas of highest risk and value in relation to Compliance Risk
  • Delivery of risk-based assurance activity to validate the effectiveness of controls and processes designed to mitigate Compliance Risk
  • Identification of potential risks associated with non-compliance or control weaknesses in relation to Compliance Risk
  • Verbal and written communication of Compliance Assurance reports and issues to enhance the effectiveness of Compliance Risk management and oversight
  • Build, development and maintenance of effective relationships between Compliance Assurance and stakeholders across the three lines of defence
  • Proactive adoption of Data Analytics capabilities to increase the efficiency, effectiveness and coverage of Assurance work
  • Continued focus on the Barclays Mindset and Consistently Excellent to enhance the Assurance that we deliver, how it is delivered and the culture within the bank
Read More
Arrow Right
New

Target Digital Network Analyst Mid-Level

ITC is a Woman Owned Small Business delivering exceptional consultation to the U...
Location
Location
United States , Wahiawa
Salary
Salary:
120000.00 - 150000.00 USD / Year
seekintegrity.com Logo
Integrity Technology Consultants
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • TS/SCI with CI or FS Poly
  • With a GED/HS Diploma, at least 9 years demonstrated experience related to job description
  • With an Associate's Degree, at least 7 years demonstrated experience related to job description
  • With a Bachelor's Degree, at least 5 years demonstrated experience related to job description
  • With a Master's Degree, at least 3 years demonstrated experience related to job description
  • With a Doctorate Degree, at least 2 years demonstrated experience related to job description
  • Relevant experience requires aspects of Intelligence Analysis (e.g. target development, social network analysis, and metadata analysis)
Job Responsibility
Job Responsibility
  • Conducts advanced analysis of collection and open-source data to ensure target continuity
  • Profile targets and their activities
  • Develop techniques to gain more target information
  • Understand the principles and methods of exploiting foreign communications and communication systems to identify, collect, analyze process and disseminate information in accordance with established requirements and priorities
  • Analyze DNI data for reportable intelligence information and building target profiles
  • Maintain appropriate databases for targeting, tasking, and analysis
  • Perform sustained target analysis and enhancement through the use of DNI and DNR analytic techniques
  • Analyze DNI data to identify new access development opportunities for follow-on collection requirements
  • Perform research using open source and classified sources to develop comprehensive baseline profiles of designated target sets
  • Identify intelligence gaps and evaluating the intelligence gathered in order to either tailor current collection or enable new collection to close the gaps
What we offer
What we offer
  • 401K plan with company contributions (safe harbor and profit sharing)
  • 11 Federal holidays, 21 Days PTO
  • Medical, Dental, & Vision with substantial company contributions
  • Company provided Life, LTD and STD Insurance
  • Health Savings Accounts/ Flexible Spending Accounts
  • Referral Bonuses
  • Performance Bonuses
  • Tuition Assistance for Education, Training, and Professional certifications
  • Career Development
Read More
Arrow Right
New

Senior Accountant

This is a full-time employment opportunity with Robert Half, offering consistent...
Location
Location
United States , Duluth
Salary
Salary:
Not provided
https://www.roberthalf.com Logo
Robert Half
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 5+ years of accounting experience
  • Strong general ledger and reconciliation background
  • Advanced Excel skills
  • Experience working in large accounting/ERP systems
  • Flexible, solution-oriented professional who adapts quickly
  • A minimum of 5 years of accounting experience with attention to detail
  • Proficiency in general ledger management and account reconciliation
  • Advanced skills in Microsoft Excel, including using formulas and data analysis tools
  • Experience working with large-scale accounting systems
  • Strong problem-solving skills and adaptability to rapidly changing priorities
Job Responsibility
Job Responsibility
  • Perform full-cycle month-end close with minimal supervision
  • Prepare and reconcile balance sheet accounts
  • Draft and post recurring and complex journal entries
  • Produce financial statements, budgets, and cash flow forecasts
  • Maintain fixed asset schedules and capital leases
  • Support SOX compliance and GAAP reporting standards
  • Manage intercompany accounting and reconciliations
  • Analyze financial data and present findings clearly
  • Assist with department-wide initiatives and special projects
What we offer
What we offer
  • Consistent pay
  • Full benefits
  • Overtime eligibility
  • Bonuses
  • Medical, vision, dental, life and disability insurance
  • 401(k) or deferred compensation plan
  • Paid time off for vacation, personal needs, and sick time
  • Paid holidays
  • Choice Time Off (CTO)
  • Fulltime
Read More
Arrow Right
New

Operations Manager

Location
Location
South Africa , Durban
Salary
Salary:
Not provided
jobs.360resourcing.co.uk Logo
360 Resourcing Solutions
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • 3-5 years Proven Contact Centre Experience
  • Uk Energy Sector Experience advantageous
  • Experience in managing teams & achieving operational targets
  • Excellent leadership & people management skills
  • Strong problem solving & decision making abilities
  • Proficient in contact centre hardware & Microsoft Office Suite
  • Strong analytical skills to interpret performance data & drive improvements
  • Knowledge of quality standards, compliance & customer service best practices
  • Ability to work under pressure & handle multiiple priorties
Job Responsibility
Job Responsibility
  • Lead Team
  • Customer Focus
  • Analyse Data
  • Manage Operations
  • Communicate clearly
  • Adapt & Deliver
Read More
Arrow Right
New

Systems Engineer Senior Level

ITC is a Woman Owned Small Business delivering exceptional consultation to the U...
Location
Location
United States , Chantilly
Salary
Salary:
Not provided
seekintegrity.com Logo
Integrity Technology Consultants
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • TS/SCI with CI Polygraph
  • Bachelor’s degree or higher in Systems Engineering or in related technical or scientific fields such as engineering, physics, mathematics, operations research, engineering management, Computer Science, Information Technology, Management Information Systems, or related STEM degree program, or equivalent Senior level experience (12-18 years) as a Systems Engineer
  • Senior-level or higher working experience in government or industry in relevant work areas including: DoD/IC Acquisition Process, Requirements Process, PPBES Process or system engineering of large complex System of Systems or Service Oriented Architecture environments residing in cloud, on premise, or hybrid infrastructures
  • Experience with and strong understanding of systems engineering lifecycle
  • Demonstrated knowledge of the current NSG/ASG and NRO enterprises
  • Previous NGA and/or NSG/ASG program/project work experience
  • Previous IC or DoD program/project work experience
  • Previous sensor integration experience
Job Responsibility
Job Responsibility
  • Leads and mentors Mid-level and Junior-level system engineers performing requirements engineering, solutions engineering, scheduling, reliability, resiliency, services development, integration, test and evaluation, maintainability and analysis across the National System of Geospatial-intelligence (NSG), Allied System of Geospatial-intelligence (ASG) and Federal Agencies
  • Leads the planning, analysis/traceability of user requirements, architectures traceability, procedures, and problems to automate or improve existing systems and review cloud service capabilities, workflow, and scheduling limitations
  • Leads Mid-level and Junior-level system engineers developing solutions designs based on analysis of requirements and new technology emphasizing commercial imagery and product workflows
  • Assists the Government in the capture and translation of mission and customer requirements/needs into systems/capability requirements and solutions
  • Supports the analyses and allocation of requirements to systems architecture components and executing programs
  • Assists the Government in performing systems integration activities
  • Performs systems integration activities
  • Conducts Analysis of Alternatives (AoAs), Course of Actions (CoAs), Trade Studies, and Engineering Assessments
  • Assists the Government in strategic technical planning, project management, performance engineering, risk management and interface design
  • Operates at the level of integrating multiple systems, services, processes, and interfaces within a Major Systems Acquisitions across organizational and agency boundaries
What we offer
What we offer
  • 401K plan with company contributions (safe harbor and profit sharing)
  • 11 Federal holidays, 21 Days PTO
  • Medical, Dental, & Vision with substantial company contributions
  • Company-provided Life, LTD, and STD Insurance
  • Health Savings Accounts/ Flexible Spending Accounts
  • Referral Bonuses
  • Performance Bonuses
  • Tuition Assistance for Education, Training, and Professional certifications
  • Career Development
Read More
Arrow Right