Business Oversight Compliance AVP - Markets Job at Barclays (New York)

Business Oversight Compliance AVP - Markets

Join us as a Business Oversight Compliance AVP - Markets, where this role focuse...

Location

United States , New York

Salary:

110000.00 - 135000.00 USD / Year

Barclays

Expiration Date

Until further notice

Requirements

Experience in markets or derivatives compliance, including swap and security-based swap dealer regulations
Understanding of Volcker Rule requirements and regulatory tradability frameworks
Ability to identify regulatory issues, assess trade scope, and support remediation plans

Job Responsibility

Provide data-led expert oversight and check and challenge on business and compliance matters
Identification and assessment of compliance risks through reviews of business activities, changes, processes, testing and systems
Identification and investigation of potential market abuse
Conduct investigation of compliance risk events or breaches
Implementation of compliance policies and procedures in line with regulatory requirements
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions
Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime

Fulltime

Avp – Transaction Banking Bm

Join us as an “AVP – Transaction Banking BM” at Barclays in Transaction Banking,...

Location

India , Noida

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Support origination of strategy with a focus on management, regulatory impact and business strategy
Preparation and coordination of materials to support senior leadership meetings and communications
Develop dashboards and various MIS reports analyzing volume, Revenue, Risk, Productivity, Client Interactions and Sectors etc.
Production of business MI, strategy presentations and trend analysis
Supporting sales teams with various tools (CRM Salesforce, Tableau, Business Objects)
Create Client Briefs and marketing material for client meetings
Produce periodic headcount reports and ad-hoc productivity analysis
Establish and maintain database with historic competitive analysis for Revenue, Client Wallet, Costs, Headcount, Productivity and Returns
Produce ad-hoc analysis to support strategic decision-making and periodic decks for management meetings
Provide Competitor Analysis landscapes for Senior Management meetings

Job Responsibility

Implementation of Target Operating Model, business development, and financial and non-financial resource allocation, providing strategic insight and thought leadership
Strategic support to and oversight of demand pipeline and the book of work, including assistance in the development and execution of strategic initiatives, projects, research, and analysis to support decision-making
Support to and guidance for operational efficiency and colleague/customer/client experience within the organisation, including the identification of areas for improvement, streamlining of processes, and implementation of best practices to enhance productivity, effectiveness and experience
Management of of people plan, talent development and succession planning including the identification of high-potential employees, provision of mentorship and guidance, and support to leadership development and diversity initiatives
Communication with internal and external stakeholders, management of communication channels and ensuring effective coordination across different departments and teams
Participation in compliance activities such as SMR and other regulatory registrations/certifications, as well as support for crisis management and risk mitigation, including the development of contingency plans, coordination of responses to emergencies, and business continuity
Management of all organisational/team requirements relating to technology, real estate, people and communications in conjunction with relevant partners across the firm
Enablement of oversight of risk management and compliance with internal and external requirements, including internal Governance on critical control activities in partnership with the CCO team, such as Records Inventory and RCSAs
Cost control and workforce management of the Business/Function, including involvement in financial analysis and planning, forecasting, and monitoring of financial performance against targets

What we offer

modern workspaces, collaborative areas, and state-of-the-art meeting rooms
wellness rooms, on-site cafeterias, fitness centers, and tech-equipped workstations
flexible working arrangements
hybrid working
supportive and inclusive culture and environment

Fulltime

Country Compliance Western Europe AVP

As a Country Compliance Western Europe AVP, you will support and work with the h...

Location

France , Paris

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Fluency in English and French (oral and written)
High level of analytical thinking
High standard of judgement, problem solving and persuasion skills
Exposure and experience working in Financial Services, ideally gained in the legal and/or compliance function of a French investment bank or a regional subsidiary of an international financial institution or at a major law firm, if combined with banking background and/or stages in relevant business or infrastructure areas of a financial institution
Strong interpersonal skills, including communication capacities and good self-confidence
Hands-on approach and service-oriented mentality, initiative and autonomy

Job Responsibility

Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in compliance with Barclays legal, regulatory and ethical responsibilities
Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems
Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct
Conduct investigation of compliance risk events or breaches
Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences
Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management
Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime
Advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness
Collaborate closely with other functions/business divisions

What we offer

Hybrid working
Structured approach to hybrid working with fixed 'anchor' days
Supportive and inclusive culture and environment
Commitment to providing a supportive and inclusive culture and environment
Flexible working arrangements can be discussed with the hiring manager

Fulltime

Barclays Europe Compliance Assurance Avp

Join us as a Barclays Europe Compliance Assurance AVP where you will be responsi...

Location

France , Paris

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Compliance experience in a regulated firm, regulatory consultancy practice or similar
Understanding of the European regulatory framework around corporate banking, including PSD3, SEPA Instant Regulation, Cross Border Payments Regulation, MifID2 and Market Abuse
Ability to multi-task and manage projects while completing daily tasks and responsibilities
Excellent written and verbal communication skills in English and French
Proactivity and an ability to lead engagement on behalf of the team at business governance fora, providing measured and proportionate check and challenge to manage risk, escalating where appropriate

Job Responsibility

Development and refresh of the Compliance Assurance Annual Plan, ensuring that the Annual Plan focuses on areas of highest risk and value in relation to Compliance Risk
Delivery of risk-based assurance activity to validate the effectiveness of controls and processes designed to mitigate Compliance Risk
Identification of potential risks associated with non-compliance or control weaknesses in relation to Compliance Risk
Verbal and written communication of Compliance Assurance reports and issues to enhance the effectiveness of Compliance Risk management and oversight
Build, development and maintenance of effective relationships between Compliance Assurance and stakeholders across the three lines of defence
Proactive adoption of Data Analytics capabilities to increase the efficiency, effectiveness and coverage of Assurance work
Continued focus on the Barclays Mindset and Consistently Excellent to enhance the Assurance that we deliver, how it is delivered and the culture within the bank

Managers Control Self-Assessment (MCA) Sr. Analyst - AVP

Individuals in MCA are responsible for designing and implementing a comprehensiv...

Location

Philippines , Taguig

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 5-8 years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
Ability to identify, measure, and manage key risks and controls
Strong knowledge in the development and execution for controls
Proven experience in control related functions in the financial industry
Proven experience in implementing sustainable solutions and improving processes
Understanding of compliance laws, rules, regulations, and best practices
Understanding of Citi’s Policies, Standards, and Procedures
Strong analytical skills to evaluate complex risk and control activities and processes
Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level
Strong problem-solving and decision-making skills

Job Responsibility

Help execute control activities in support of Managers Control Self-Assessment (MCA) program, also known as Risk & Control Self-Assessment (RCSA)
Assist in the MCA program, including the annual/semiannual/quarterly/monthly attestation, quality oversight, and related reporting
Help identify, analyze, and assess potential risks, ensuring timely identification and remediation of significant control issues and operational events
Execute MCA in accordance with the ORM Policy & Framework, as well as applicable Policies, Standards, and Procedures
Assist to develop and maintain ORM tools and methodologies to support accurate and consistent assessments of the risk and control environment
Monitor key performance indicators (KPIs)
Help provide recommendations to enhances or improve the MCA
Support the MCA tracking and reporting inventory
Continue to help drive MCA best practices, transformation, and execution consistency across business/functions
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of teams and create accountability with those who fail to maintain these standards

What we offer

Global Benefits
support well-being, growth and work-life balance

Fulltime

Vp Lcl Corporate Debt Structuring

Join us as a LCL Corporate Debt Structuring in our Large Corporate Lending (LCL)...

Location

United Kingdom , London

Salary:

Not provided

Barclays

Expiration Date

Until further notice

Requirements

Analytical skills are required to carry out due diligence, identify key risks and mitigants in these complex structures, whilst maximising returns
Reviewing complex business lending opportunities to assess the suitability within the context of Barclays’ risk appetite
Carrying out detailed analysis of sophisticated financial models with a view to assessing the acceptability of debt sizing and repayment profiles
Using lateral thinking to establish whether / how the specific risks identified through due diligence are mitigated. Suggesting enhancements to the legal and /or financial structure to provide additional protections as required
Ability to have client discussions on a broad spectrum of debt products and structures, including within the Investment Bank, thus providing referrals to the relevant product desks when appropriate
Excellent communication and presentation skills at all levels
Ability to think creatively and identify innovative solutions
Expert credit risk analysis skills
Excellent negotiation skills

Job Responsibility

Contribute to LCL debt target income, and capital return objectives
Have the ability to have client discussions on a broad spectrum of debt products and structures, including within the Investment Bank, thus providing referrals to the relevant product desks when appropriate
Work hand in hand with the execution teams and help develop the AVP pool across pitch content and execution
Collaboration with account managers to structure, recommend and fully implement relevant debt products and services to existing and potential clients
Management of debt structuring, including oversight of colleagues and their performance, implementation of departmental goals and objectives, oversight of department efficiency and effectiveness
Relationship management of debt structuring stakeholders, including identifying relevant stakeholders, and maintenance of the quality of external third party services
Management of key stakeholder relationships within target companies to understand their needs and recommend appropriate solutions
Management of debt structuring risk, including identification of potential risks, development of strategies to mitigate those risks, and maintenance of alignment between the bank’s debt structuring and compliance functions
Monitoring the financial performance of each transaction completed as well as the wider debt structuring department, including revenue, profitability, and cost control
Conducting thorough market research to understand market trends, competitive landscape, and regulatory changes to identify market opportunities

Fulltime

New

Rn/lpn Day Shift

$5,000 Sign on Bonus Azria Health is building on the traditions of the past wit...

Location

United States , Mediapolis

Salary:

Not provided

Azria Health Longview

Expiration Date

Until further notice

Requirements

Current license
RN/LPN

What we offer

Health Insurance
Paid Time Off
Holiday Pay
401K
$5,000 Sign on Bonus

Fulltime

New

Benefits Administrator

We are looking for a Benefits Administrator to support daily benefits operations...

Location

United States , Dublin

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Experience supporting benefit administration, benefits coordination, or a related human resources function
Knowledge of COBRA administration and leave of absence processes
Familiarity with compensation and benefits practices and related administrative procedures
Ability to manage calendars, schedule meetings, and coordinate competing priorities effectively
Strong data entry and recordkeeping skills with close attention to detail
Comfortable handling direct phone calls and written communication with a strong focus on detail
Proficiency in preparing reports, maintaining organized documentation, and using office systems efficiently

Job Responsibility

Coordinate benefit administration activities, including employee support related to enrollments, updates, and general benefits questions
Organize calendars, arrange meetings, and manage appointments to keep benefit-related activities and team priorities on schedule
Maintain accurate files, documentation, and records to support compliance and efficient access to important information
Prepare reports, presentations, and routine documents that assist with benefits tracking and administrative planning
Enter and update information in databases and internal systems with a high level of accuracy and timeliness
Handle office logistics such as supply coordination, shipment tracking, and communication with external vendors when needed
Provide day-to-day administrative assistance to team members and contribute to special projects tied to benefits and employee support
Manage sensitive employee information with professionalism and confidentiality, including records connected to leave administration and benefits processing

What we offer

Medical, vision, dental, and life and disability insurance
401(k) plan
Free online training

Fulltime

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Business Oversight Compliance AVP - Markets

Job Description

Job Responsibility

Requirements

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