Business Execution Consultant, Wells Fargo

Wells Fargo

Location:
United States, Saint Louis ▼
Charlotte
Minneapolis

Category:
Finance

Contract Type:
Employment contract

Salary:

77000.00 - 133000.00 USD / Year

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Job Description:

Wells Fargo is seeking a Business Execution Consultant to join the Product Governance & Business Risk (PGBR) Team within the Investment Solutions Center of Excellence (IS COE). The consultant is responsible for reviewing and editing advertising, sales literature, social media, conference calls, and other reports for adherence to firm and regulatory policies. The successful candidate should be familiar with various types of investments such as stocks, bonds, separately managed accounts, mutual funds, exchange traded funds and closed-end funds.

Job Responsibility:

Review, analyze, edit, and approve both internal and external communications to ensure adherence to regulatory requirements, internal guidelines, and other risk-related issues
Review material produced by the Investment Solutions Center of Excellence (IS COE)
Other responsibilities may include executing supervisory procedures
evaluating the adequacy and effectiveness of policies, procedures, and internal controls
and other related duties as assigned
Risk project coordination responsibilities
Participate in planning and executing a variety of programs, services, and initiatives, and monitor key indicators to ensure effective performance and control management of assigned operations or business groups
Review basic initiatives including policy or process changes, process improvements, technology enhancements, and conduct regular reviews to identify efficiencies and cost savings opportunities
Receive direction from leaders and exercise independent judgement while developing an understanding of policies and procedures, best practices, and initiatives
Collaborate and consult with mid-level managers or cross-functional business partners

Requirements:

2+ years of Business Execution, Implementation, or Strategic Planning experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Successfully completed FINRA Series 7 exam to qualify for immediate registration (or FINRA recognized equivalents)

Nice to have:

Successfully completed FINRA Series 24 examination to qualify for immediate registration (or FINRA recognized equivalents)
Successfully completed FINRA Series 16 examination (Supervisory Analyst) OR FINRA Series 86/87 (Research Principal) to qualify for immediate registration (or FINRA recognized equivalents)
Knowledge of FINRA and SEC Research and advertising rules
Experience with Wells Fargo’s Compliance application (AdTrax)
Conflict management and decision-making skills
Strong negotiation skills
BS in Business, Finance, Economics or related field
Excellent verbal, written, and interpersonal communication skills
Ability to interact with all levels of branch associates and business units
Strong organizational, multi-tasking and prioritizing skills
Strong attention to detail and accuracy skills

What we offer:

Health benefits
401(k) Plan
Paid time off
Disability benefits
Life insurance, critical illness insurance, and accident insurance
Parental leave
Critical caregiving leave
Discounts and savings
Commuter benefits
Tuition reimbursement
Scholarships for dependent children
Adoption reimbursement

Additional Information:

Job Posted:
August 11, 2025

Expiration:
August 18, 2025

Employment Type:

Fulltime

Work Type:

On-site work

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Business Execution Consultant