This list contains only the countries for which job offers have been published in the selected language (e.g., in the French version, only job offers written in French are displayed, and in the English version, only those in English).
The successful candidate will serve as a deep technical Subject Matter Expert (SME) and key representative for the Trade and Transaction Reporting function. You will maintain operational oversight, drive continuous compliance against global mandates, and act as a critical resource for both BAU processes and change initiatives. Your mission is to ensure regulatory objectives are met by maintaining a robust, scalable, and risk-managed operational environment ...
Job Responsibility:
Provide deep technical subject matter expertise and analysis on operational processes for Trade and Transaction Reporting
Identify, investigate, document, and remediate exceptions and systemic operational issues arising from high-volume trades
Independently execute on complex and non-standard processes, ensuring timely completion of business procedures according to SLAs
Maintain a culture of risk management and control, actively assessing internal and industry regulations to understand their potential impact
Act as a trainer and guide for junior staff, providing best practices on processes and operational functions
Support change initiatives, including assisting with UAT testing and ensuring clear documentation of new processes
Develop productive working relationships with internal and external stakeholders, representing the Regulatory Operations function
Requirements:
7-8 years of dedicated experience in Global Markets, Risk/Compliance Operations, and/or regulatory reporting
Expert-level knowledge of US regulations and specific subject matter expertise in transaction reporting (FINRA, CFTC, SEC)
Strong, demonstrated understanding of CAT, EBS, 606, and LOPR reporting
Expert knowledge of the capital markets operational environment, business processes, and the transaction lifecycle
University Degree at a minimum
Proven strong relationship management skills, exceptional detail-orientation, and the ability to work independently with competing priorities in a fast-paced environment
Nice to have:
Experience with Canadian reporting requirements (e.g., CIRO)
Familiarity with data analytics tools such as Python, Alteryx, or SQL
Experience with applications like JIRA, Confluence, or Broadridge
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