Business Analyst III – Compliance Audit/Testing

• Plan and execute compliance and control testing engagements aligned with regulatory requirements
• Analyze business processes and identify control gaps and risks, providing risk ratings and recommendations
• Prepare comprehensive audit and testing reports with clear findings and actionable insights
• Interpret and apply national and international audit standards
• Identify and document regulatory compliance controls and ensure alignment with evolving regulations
• Develop and execute monitoring activities for ongoing compliance assurance
• Track and manage work efforts against assigned timelines and budgets
• Collaborate closely with internal stakeholders across business and compliance teams
• Support wealth business units by providing recommendations for control improvements
• Lead testing engagements and review the work of junior team members
• Contribute to continuous improvement initiatives and team processes

• Education: Degree in Accounting, Finance, Internal Audit, or a related field preferred
• Certifications (Required – one of the following): CPA / CA, CIA (Certified Internal Auditor)
• Experience: Minimum 5+ years in audit, compliance testing, or controls testing
• Experience within financial services (wealth or banking preferred)
• Strong knowledge of national/international audit standards
• Experience with third-party reviews or assessments
• Demonstrated project management experience
• Preferred: CSC (Canadian Securities Course), CPH, or other relevant industry certifications

CSC (Canadian Securities Course), CPH, or other relevant industry certifications

• Opportunity to work with a top-tier financial institution in Canada
• Exposure to wealth management compliance and regulatory frameworks
• High-impact role with visibility across business and audit teams
• Potential for contract extension and full-time conversion
• Collaborative team environment (approx. 15 team members)
• Structured onboarding and training (2–3 months)