Brokerage Support Manager, Wells Fargo

Brokerage Support Manager

Wells Fargo

Location:
United States, Charlotte

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

Save Job

Apply Position

Job Description:

Wells Fargo is seeking a Brokerage Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. This role requires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date.

Job Responsibility:

Lead a centralized team which provides operational support and manages the review and approval process for requests coming from the front-office
Oversee quality assurance for all operational approval requests
Develop a tracking tool to enable metric-based performance reporting
Serve as primary escalation point of contact for operational and service inquiries/escalations from Market and Branch Support Managers and the back office
Have responsibility for brokerage client support functions
Monitor and enforce firm operational policy and procedures and ensure adherence to these policies and procedures
Serves as the key contact for operational risk management issues across the centralized support team and manage service standards to ensure timely and accurate delivery of operations support
Recruit, hire, train, coach and manage all Central Support Associates

Requirements:

4+ years of Financial Services operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
2+ years of leadership experience
US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10 and 63 exams or 7, 9/10 and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration

Nice to have:

FINRA registration including Series 65 (or FINRA recognized equivalents)
FINRA registration including Series 66 (or FINRA recognized equivalents)
Strong client service skills
Strong attention to detail and accuracy skills
Effective organizational, multi tasking, and prioritizing skills
Strong verbal, written, and interpersonal communication skills
Leadership skills

Additional Information:

Job Posted:
October 07, 2025

Expiration:
October 14, 2025

Employment Type:

Fulltime

Work Type:

On-site work

View All Jobs In This Company

Job Link Share:

Welcome to CrawlJobs.com –
Your Global Job Discovery Platform

At CrawlJobs.com, we simplify finding your next career opportunity by bringing job listings directly to you from all corners of the web. Using cutting-edge AI and web-crawling technologies, we gather and curate job offers from various sources across the globe, ensuring you have access to the most up-to-date job listings in one place.