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Citi Logo Citi · Finance

Broker Dealer Regulatory Reporting Lead Analyst - VP

United States, Getzville 92000.00 - 138000.00 USD / Year · Job Posted May 29, 2026
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Job Description

The Vice President in the Broker Dealer Regulatory Reporting Department at Citi is a senior-level subject matter expert responsible for ensuring the capital adequacy and regulatory compliance of Citi's US broker-dealers. This role involves overseeing complex financial computations, managing regulatory reporting, and driving process improvements in a dynamic and highly regulated environment. The successful candidate will act as a key partner to business stakeholders and technology teams to ensure full compliance with SEC and FINRA requirements.

Job Responsibility

  • Oversee the daily and monthly net capital computations in accordance with SEA Rule 15c3-1, ensuring accurate calculations, deductions, and allowable asset classification
  • Direct the preparation and review of the daily customer reserve computation and PAB reserve formula in accordance with SEA Rule 15c3-3
  • Monitor and analyze changes in net capital levels, reserve requirements, and related metrics, escalating issues to senior management as appropriate
  • Leverage regulatory reporting platforms to streamline data aggregation, computation, and reporting workflows
  • Partner with technology teams to enhance system controls, automate manual processes, and improve data integrity across the regulatory reporting infrastructure
  • Evaluate and implement improvements to reporting systems, establishing controls to ensure compliance with SEC Financial Responsibility Rules
  • Serve as a lead during business change initiatives, such as product launches, system conversions, and booking model changes
  • Design and maintain strong control frameworks around regulatory reporting capital and reserve formula processes, including key reconciliations, limit thresholds, and documented review evidence

Requirements

  • Prior VP-level responsibility or demonstrated readiness to operate independently in a senior individual-contributor role
  • Bachelor’s degree in accounting, finance, or a related field

What we offer

  • Medical, dental & vision coverage
  • 401(k)
  • Life, accident, and disability insurance
  • Wellness programs
  • Paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays
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