CrawlJobs Logo

Broker Dealer Regulatory Reporting Consultant

United States, New York · Job Posted March 20, 2026
Apply Position
Job Link Share

Job Description

Our client is in the process of getting registered as a broker-dealer and futures commission merchant and are looking for an experienced consultant to help establish and perform regulatory reporting duties.

Job Responsibility

Help establish and perform regulatory reporting duties.

Requirements

  • 8 to 10 years of experience in regulatory reporting at a broker dealer
  • Exposure to futures commission merchants would be ideal
  • Exceptional analytical skills with attention to detail.
  • Ability to adapt to evolving regulatory requirements and guidelines.
  • Effective communication and collaboration skills to work across teams.

What we offer

  • medical
  • vision
  • dental
  • life and disability insurance
  • company 401(k) plan

Looking for more opportunities?

Search for other job offers that match your skills and interests.

Similar Jobs for

Broker Dealer Regulatory Reporting Consultant

8 matching positions

Vice President, Corporate Banking Relationship Manager – Financial Institutions Group

Wells Fargo is seeking a Vice President, Lead Corporate Banking Relationship Man...
Location
Location
United States , New York
Salary
Salary:
191000.00 - 305000.00 USD / Year
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
June 28, 2026
Flip Icon
Requirements
Requirements
  • 5+ years of Corporate Banking Relationship Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • Excellent verbal, written and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Strong accounting skills and ability to analyze financial statements
  • Relationship management or client-facing experience
  • Credit underwriting experience highly desired
  • Ability to work in a fast paced, deadline driven environment
  • Ability to work effectively, as well as independently, in a team environment
  • Advanced skills in presentation materials development
  • Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted
Job Responsibility
Job Responsibility
  • Lead complex initiatives including those that are cross functional with broad impact and act as key participant in relationship management and business development for Corporate Banking functional area
  • Strive to broaden and deepen customer relationships by providing integrated, end-to-end financial solutions to our customers across multiple product platforms
  • Participate in the completion of major transactions with management
  • Originate, structure and execute the largest most complex transactions related to investment banking, traditional corporate lending or their credit related products
  • Demonstrate a strategic and consultative approach with clients
  • Identify opportunities and organize the right internal partners and team to form the relationship team
  • Pipeline development, prospecting, and preparation of marketing materials
  • Strategically collaborate and consult with peers and managers to resolve issues and achieve goals
  • Lead and mentor Analysts and Associates to deliver high quality solutions in highly formatted and concise materials for clients
What we offer
What we offer
  • Health benefits
  • 401(k) Plan
  • Paid time off
  • Disability benefits
  • Life insurance, critical illness insurance, and accident insurance
  • Parental leave
  • Critical caregiving leave
  • Discounts and savings
  • Commuter benefits
  • Tuition reimbursement
  • Fulltime
!
Read More
Arrow Right

Lead Financial Reporting Analyst

Wells Fargo is seeking a Lead Financial Reporting Analyst.
Location
Location
India , Hyderabad
Salary
Salary:
Not provided
https://www.wellsfargo.com/ Logo
Wells Fargo
Expiration Date
August 17, 2026
Flip Icon
Requirements
Requirements
  • 5+ years of Finance, Accounting, Financial Reporting experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • B. Tech/CA/MBA degree or higher preferred with relevant 5+years of experience in one or a combination of the following: finance, accounting, analytics, and reporting
  • Demonstrate solid analytical skills from a Regulatory Reporting perspective. Specifically, Basel and Capital Reporting.
  • Ability to actively participate in workflow and task execution within a team environment
  • Experience in US Regulatory Reporting highly desired
  • Excellent verbal, written, and interpersonal communication skills
  • Strong analytical skills with high attention to detail and accuracy
  • Knowledge and understanding of research and analysis
  • Ability to work effectively in a team environment and across all organizational levels
  • Solid analytical skills including the ability to handle multiple projects concurrently
Job Responsibility
Job Responsibility
  • Meet the company’s regulatory, Security and Exchange Commission, and other external financial reporting requirements
  • Lead planning and execution strategy of large, complex external financial reporting requirements
  • Provide technical interpretation on various matters and is a key change agent in building and adopting best practices within the functional area
  • Lead implementation of the most complex projects and initiatives impacting multiple lines of business across the enterprise
  • Lead stakeholder development by maintaining ongoing interaction that increases their awareness, understanding, accountability, and engagement in the reporting process
  • Lead and direct accounting technical regulatory capital and regulatory reporting guidance
  • Lead technical advisory and reporting delivery in the company’s coordination of the regulatory reporting reviews performed by United States Federal Banking and Broker Dealer agencies
  • Identify compliance and risk management requirements for supported area and work with other stakeholders to implement key risk initiatives
  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
  • Communicate and provide strategic consultation to leadership throughout the enterprise
Read More
Arrow Right

Live Online Bingo Caller

We’re excited to launch our brand-new live streaming studios in Nottingham and ...
Location
Location
United Kingdom , Nottingham
Salary
Salary:
13800.80 - 20701.20 GBP / Year
jobs.360resourcing.co.uk Logo
360 Resourcing Solutions
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Confident on camera and happy to stream live
  • Full of energy, enthusiasm, and personality
  • Quick-thinking and great at engaging an audience
  • Strong communicators with great attention to detail
  • Tech‑savvy and comfortable learning new tools
  • Team players with a positive, can‑do attitude
  • Experience is not required
  • Any experience with live streaming, performing arts, media, or hosting is a bonus
Job Responsibility
Job Responsibility
  • Host and present live bingo shows streamed into our clubs and on BuzzBingo.com
  • Bring personality, warmth and energy to every session
  • Interact with players through live chat and engagement features
  • Become a recognisable face of our live broadcasts and campaigns
  • Work with the production team to create a brilliant entertainment experience
What we offer
What we offer
  • Help@Hand App – fast remote GP access plus physical & mental wellbeing support for you and your family
  • Thrive App – NHS‑approved mental wellbeing support
  • Buzz Brights Apprenticeships
  • Buzz Brilliance Awards – our employee recognition scheme
  • Buzz Learning Platform – access hundreds of online courses
  • Access to trained Mental Health Advocates
  • 5 weeks annual leave + public holidays (pro rata)
  • Buy extra holiday via salary sacrifice (if eligible)
  • 50% staff discount on bingo tickets, food & soft drinks
  • Refer a Friend Scheme
  • Parttime
Read More
Arrow Right

Eyfs Supply Teacher

EYFS Supply Teacher | Early Years Specialist | Local Primary Schools. Position: ...
Location
Location
United Kingdom , Bishop's Stortford
Salary
Salary:
140.00 - 233.00 GBP / Day
https://www.randstad.com Logo
Randstad
Expiration Date
July 07, 2026
Flip Icon
Requirements
Requirements
  • Hold QTS
  • Qualified Teacher Status (QTS) with a specialisation or significant experience in EYFS/Early Years
  • Deep understanding of the EYFS statutory framework and the 'Characteristics of Effective Learning'
  • High-energy & patient
  • Hold an enhanced DBS on the update service (or are willing to apply)
  • 100% dedicated to Safeguarding
Job Responsibility
Job Responsibility
  • Support the three prime areas-Communication and Language, Physical Development, and PSED-through engaging, age-appropriate activities
  • Deliver high-energy Phonics and early maths sessions that build confidence and 'school readiness'
  • Adapt quickly to different indoor and outdoor learning spaces, ensuring all health and safety standards are met while maintaining a fun atmosphere
  • Work seamlessly with Nursery Nurses and Teaching Assistants to provide a consistent and caring routine for every child
What we offer
What we offer
  • Weekly Pay
  • Referral Bonus
Read More
Arrow Right

Locum Dentist

Locum Dentist required through July and August in our gorgeous practice in Bedal...
Location
Location
United Kingdom , Bedale
Salary
Salary:
Not provided
jobs.360resourcing.co.uk Logo
360 Resourcing Solutions
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • A performer number is ideally required to see a small number of children in the afternoons
  • Parttime
Read More
Arrow Right

Support Worker

Support Worker at Abbeycare and Nursing LTD. Are you passionate about empowering...
Location
Location
United Kingdom , Sheffield
Salary
Salary:
12.91 GBP / Hour
jobs.360resourcing.co.uk Logo
360 Resourcing Solutions
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Caring and compassionate attitude, with a genuine desire to help others
  • Strong communication skills and the ability to interact well with individuals with diverse needs
  • Experience in a support setting
  • Knowledge of person-centred care principles
  • Ability to work independently and as part of a team
  • Flexibility and willingness to provide support outside of the home setting when required
  • Alternative weekend availability
  • NVQ Level 2 or 3 in Health and Social Care (or equivalent) is desirable
Job Responsibility
Job Responsibility
  • Supporting individuals to live independently: Assist individuals in maintaining their independence by encouraging and supporting them in daily activities such as meal preparation, budgeting, and personal care
  • Administering medication: Follow medication protocols, ensuring medication is administered accurately and on time
  • Maintaining a clean, safe, and accessible home: Assist individuals in keeping their home environment tidy and organised
  • Promoting healthy relationships: Encourage and support positive relationships with family, friends, and the wider community
  • Supporting with day-to-day activities: Provide practical and emotional support for individuals in areas such as shopping, appointments, social activities, and hobbies
  • Accessing the community: Assist individuals in accessing community resources and activities to enhance their social inclusion and well-being
  • Supporting outside the home setting: On occasion, you may be required to accompany individuals outside of their home for activities such as hospital visits, holidays, or attending appointments at police stations
  • Promoting independence and individuality: Ensure each individual is supported in a way that respects their personal preferences, choices, and promotes their independence
  • Report to the Service Manager: Regularly report on the progress of the individuals you support and ensure their care plans are followed
What we offer
What we offer
  • Flexible Working: Full-time, permanent contracts with flexibility to accommodate work-life balance
  • Comprehensive Training: Optimo learning academy - Ongoing training and development to help you grow within the role and the company
  • Career Progression: Opportunities for career advancement within our growing organisation
  • Supportive Team Environment: A friendly and supportive team committed to delivering the highest standard of care
  • Employee Assistance Program: Everyone receives the health assured EAP, ensuring professional support is always available for whatever life throws at you, because your wellbeing matters
  • Reward Gateway - Whether it is giving thanks to colleagues, celebrating meaningful anniversaries, or saving money on your day-to-day spending, our reward and recognition platform provides you with access to a wide range of non-salary benefits and genuine shopping discounts
  • £500 Refer-a-Friend Scheme: Receive a £500 bonus when you refer someone who successfully joins the team
  • We pay for your DBS
  • You will be paid for the completion of all preboarding training at the point of work commencement
Read More
Arrow Right

HR Administrator

Sonas Nursing Homes is seeking an organised and detail-oriented HR Administrator...
Location
Location
Ireland , Athlone
Salary
Salary:
15.00 - 16.00 EUR / Hour
jobs.360resourcing.co.uk Logo
360 Resourcing Solutions
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Previous administration experience is essential
  • Strong organisational skills with the ability to manage multiple tasks and deadlines
  • Excellent attention to detail and accuracy
  • Proficient in Microsoft Office, including Word, Excel, and Outlook
  • Ability to maintain confidentiality and handle sensitive information appropriately
  • Strong communication and interpersonal skills
  • Ability to work independently and as part of a team
  • Previous HR administration experience
  • Qualification or studies in Human Resources or a related field
  • Experience working in a healthcare, nursing home, or regulated environment
Job Responsibility
Job Responsibility
  • Provide administrative support to the HR team on a daily basis
  • Maintain and update employee personnel files and HR systems
  • Assist with recruitment activities, including interview scheduling and candidate correspondence
  • Prepare contracts of employment, letters, and other HR documentation
  • Support onboarding and induction processes for new employees
  • Ensure employee records are accurate and compliant with company requirements
  • Assist with HR reporting, audits, and compliance activities
  • Respond to employee and management queries in a professional and timely manner
  • Carry out general office and administrative duties as required
What we offer
What we offer
  • Immediate start available
  • Valuable experience within a busy and supportive HR team
  • Opportunity to develop HR administration skills in a growing healthcare organisation
  • Competitive hourly rate of €15.00 – €16.00, depending on experience
  • Fulltime
Read More
Arrow Right

Driver

At our Vertu Gloucester Plus Centre, we are currently looking to recruit for a D...
Location
Location
United Kingdom , Gloucester
Salary
Salary:
12.71 GBP / Hour
jobs.360resourcing.co.uk Logo
360 Resourcing Solutions
Expiration Date
Until further notice
Flip Icon
Requirements
Requirements
  • Full clean driving licence
  • Confident, customer focused individual
Job Responsibility
Job Responsibility
  • Multi drop parts delivery
What we offer
What we offer
  • 25 days holiday rising with length of service plus bank holidays
  • Access to our online rewards platform giving you cash back and discounts for multiple retailers
  • Preferential Service Rates
  • Colleague Purchase Scheme
  • Share Incentive Scheme
  • Pension
  • Enhanced Maternity & Paternity
  • Fulltime
Read More
Arrow Right