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Our client is in the process of getting registered as a broker-dealer and futures commission merchant and are looking for an experienced consultant to help establish and perform regulatory reporting duties.
Job Responsibility:
Help establish and perform regulatory reporting duties.
Requirements:
8 to 10 years of experience in regulatory reporting at a broker dealer
Exposure to futures commission merchants would be ideal
Exceptional analytical skills with attention to detail.
Ability to adapt to evolving regulatory requirements and guidelines.
Effective communication and collaboration skills to work across teams.