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Broker Dealer Regulatory Reporting Consultant

United States, New York · Job Posted March 20, 2026
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Job Description

Our client is in the process of getting registered as a broker-dealer and futures commission merchant and are looking for an experienced consultant to help establish and perform regulatory reporting duties.

Job Responsibility

Help establish and perform regulatory reporting duties.

Requirements

  • 8 to 10 years of experience in regulatory reporting at a broker dealer
  • Exposure to futures commission merchants would be ideal
  • Exceptional analytical skills with attention to detail.
  • Ability to adapt to evolving regulatory requirements and guidelines.
  • Effective communication and collaboration skills to work across teams.

What we offer

  • medical
  • vision
  • dental
  • life and disability insurance
  • company 401(k) plan

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