Branch Compliance & Operations Supervisor Job at 360 Resourcing Solutions (Bury St Edmunds)

Branch Operations Manager

Under branch manager direction manage the overall operational efficiency of the ...

Location

United States , Mobile

Salary:

Not provided

Raymond James

Expiration Date

Until further notice

Requirements

Bachelor’s degree and three years’ experience in the financial services industry, preferably including related operational management and supervisory experience
An equivalent combination of experience, education and/or training as approved by Human Resources
SIE required provided that an exemption or grandfathering cannot be applied
Series 7, 9 & 10
Series 63, 65 and/or 66 as required by state
Ability to obtain additional securities and advisory state registrations if required by state
General Experience - 3 to 6 years
Manager Experience - 13 months to 3 years
Certifications: s10 - General Securities Sales Supervisor - General Module Examination - Financial Industry Regulatory Authority (FINRA), s63 - Uniform Securities Agent State Law Examination - Financial Industry Regulatory Authority (FINRA), s66 - Uniform Combined State Law Examination - Financial Industry Regulatory Authority (FINRA), s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA), s9 - General Securities Sales Supervisor - Options Module Examination - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)

Job Responsibility

Performs back-up for all operational functions as required by workloads and absences
Works directly with home office personnel to coordinate branch-home office workflow
Completes self-audit of branch procedures
Assists Branch Manager with confidential matters and compliance visits and replies
Assists Branch Manager with controlling expenses and operating at peak efficiencies
Oversees ordering of supplies, purchase orders and postage usage
Maintains accounting of branch petty cash
May review branch invoices and operating statements
Researches and resolves complex problems relating to client accounts and inquiries
Assists Branch Manager in disseminating information at regular branch meetings

Fulltime

Branch Operations Manager

Under branch manager direction manage the overall operational efficiency of the ...

Location

United States , Burlington; Saratoga Springs; Latham

Salary:

80000.00 - 105000.00 USD / Year

Raymond James

Expiration Date

Until further notice

Requirements

Bachelor’s degree and three years’ experience in the financial services industry, preferably including related operational management and supervisory experience
An equivalent combination of experience, education and/or training as approved by Human Resources
SIE required provided that an exemption or grandfathering cannot be applied
Series 7, 9 & 10
Series 63, 65 and/or 66 as required by state
Ability to obtain additional securities and advisory state registrations if required by state
General Experience - 3 to 6 years
Manager Experience - 13 months to 3 years
s10 - General Securities Sales Supervisor - General Module Examination - Financial Industry Regulatory Authority (FINRA)
s66 - Uniform Combined State Law Examination - Financial Industry Regulatory Authority (FINRA)

Job Responsibility

Performs back-up for all operational functions as required by workloads and absences
Works directly with home office personnel to coordinate branch-home office workflow
Completes self-audit of branch procedures
Assists Branch Manager with confidential matters and compliance visits and replies
Assists Branch Manager with controlling expenses and operating at peak efficiencies
Oversees ordering of supplies, purchase orders and postage usage
Maintains accounting of branch petty cash
May review branch invoices and operating statements
Researches and resolves complex problems relating to client accounts and inquiries
Assists Branch Manager in disseminating information at regular branch meetings

Fulltime

Branch Operations Manager

Job Description Summary

Location

United States , Carmel, Indiana

Salary:

Not provided

Raymond James

Expiration Date

Until further notice

Requirements

Bachelor’s degree and three years’ experience in the financial services industry, preferably including related operational management and supervisory experience
An equivalent combination of experience, education and/or training as approved by Human Resources
SIE required provided that an exemption or grandfathering cannot be applied
Series 7, 9 & 10
Series 63, 65 and/or 66 as required by state
Ability to obtain additional securities and advisory state registrations if required by state
General Experience - 3 to 6 years
Manager Experience - 13 months to 3 years
s10 - General Securities Sales Supervisor - General Module Examination - Financial Industry Regulatory Authority (FINRA)
s63 - Uniform Securities Agent State Law Examination - Financial Industry Regulatory Authority (FINRA)

Job Responsibility

Performs back-up for all operational functions as required by workloads and absences
Works directly with home office personnel to coordinate branch-home office workflow
Completes self-audit of branch procedures
Assists Branch Manager with confidential matters and compliance visits and replies
Assists Branch Manager with controlling expenses and operating at peak efficiencies
Oversees ordering of supplies, purchase orders and postage usage
Maintains accounting of branch petty cash
May review branch invoices and operating statements
Researches and resolves complex problems relating to client accounts and inquiries
Assists Branch Manager in disseminating information at regular branch meetings

Fulltime

Compliance & Operations Supervisor

We are seeking an experienced team leader to join our Dublin team. This is a sup...

Location

Ireland , Dublin

Salary:

40000.00 - 50000.00 EUR / Year

360 Resourcing Solutions

Expiration Date

Until further notice

Requirements

Experience within a similar role or this being the natural next step in your career
Effective communication and excellent organisational skills
IOSH or NEBOSH qualifications would be an advantage
WAMITAB qualification is desired

Job Responsibility

Lead and support a small team, including a Warehouse & Inventory Operative and Team Administrator, providing coaching, training and performance reviews
Liaise with regulatory bodies and stakeholders, including the Environment Agency and NWCPO, with experience handling waste transfer documentation
Maintain a safe working environment, ensuring full compliance with H&S procedures and leading the annual FMIR audit
Ensure compliance with ISO 9001, 14001 and 45001 standards and stay up to date with legislation alongside the HSEQ team
Oversee environmental compliance, including adherence to the site Environmental Permit, waste volumes and correct waste segregation and packaging
Manage inventory processes, including stock control, discrepancy investigations and bi-annual stock takes
Oversee branch warehouse operations and ensure stock is correctly stored and labelled
Manage branch fleet compliance, including maintenance, servicing, MOTs, inspections, “O” licence requirements and tachograph downloads
Ensure employees complete required training and support ongoing development
Handle customer compliance queries and ensure branch facilities and equipment are maintained and inspected in line with schedules

What we offer

25 days holiday plus Bank Holidays
5% Contributory Pension scheme
Family Life assurance of 4 times life cover salary
Private healthcare scheme from day 1
Employee Assistance Program with 24/7 confidential helpline support for employees
CEO & Leadership Employee recognition awards
Employee referral scheme
We provide support and access to a range of internal and external courses to help and progress your career with us

Fulltime

Branch Manager

This key role is responsible for leading all aspects of Sales and Service for on...

Location

United States , Frederick, MD

Salary:

93000.00 - 135000.00 USD / Year

Rentokil Initial

Expiration Date

Until further notice

Requirements

Bachelor’s Degree
2-4 years managing associates in a fast-paced environment
Willingness to relocate is highly desirable
Profit & loss and/or experience in sales management is strongly preferred
Ability to effectively lead and motivate others through coaching, mentoring
Strong communications skills – impersonal, written, presenting
Strong time management and organizational skills
Good at problem solving and coming up with practical solutions
Ability to build rapport easily and establish trust with customers and employees
Proficient in Microsoft Office Products (Word, Excel, PowerPoint, etc.)

Job Responsibility

Leading all aspects of Sales and Service for a Terminix branch
Managing branch P&L – monitoring financial performance and expenses, driving growth, ensuring revenue and profit plans are achieved
Fostering a positive work environment that motivates associates and drives customer satisfaction
Directly managing the branch Sales team and branch supervisors
Overseeing Service operations along with the Branch Service Manager
Recruiting, interviewing, hiring and training branch staff
Monitoring regulatory compliance, quality control standards and ensuring safety
Ensuring alignment with Terminix business model and guidelines, including implementing company programs and initiatives

What we offer

Comprehensive training and licensure, all paid by the company
Company vehicle, gas card, cell phone, and laptop
Highly competitive base compensation and bonus program
Opportunities for continued advancement and career growth
Medical, dental and vision coverage + discounts on Terminix brands
Short/long-term Disability and Life Insurance
Paid time off
401(k) retirement plan with company-matching contributions
Vacation days & sick days
Company-paid holidays & floating holidays

Fulltime

Commercial branch manager

This key role is responsible for leading all aspects of Sales and Service for on...

Location

United States , Largo

Salary:

93000.00 - 135000.00 USD / Year

Rentokil Initial

Expiration Date

Until further notice

Requirements

Bachelor’s Degree and 2-4 years managing associates in a fast-paced environment
Willingness to relocate is highly desirable
Profit & loss and/or experience in sales management is strongly preferred
You are able to effectively lead and motivate others through coaching, mentoring, etc.
You have strong communications skills – impersonal, written, presenting
You possess strong time management and organizational skills
You are good at problem solving and coming up with practical solutions
You build rapport easily and establish trust with customers and employees
You are proficient in Microsoft Office Products (Word, Excel, PowerPoint, etc.)
You have a good aptitude for basic/intermediate math-- necessary for doing calculations related to sales and service

Job Responsibility

Managing branch P&L – monitoring financial performance and expenses, driving growth, ensuring revenue and profit plans are achieved
Fostering a positive work environment that motivates associates and drives customer satisfaction
Directly managing the branch Sales team and branch supervisors
Overseeing Service operations along with the Branch Service Manager
Recruiting, interviewing, hiring and training branch staff
Monitoring regulatory compliance, quality control standards and ensuring safety
Ensuring alignment with Terminix business model and guidelines, including implementing company programs and initiatives

What we offer

Comprehensive training and licensure, all paid by the company
Company vehicle, gas card, cell phone, and laptop
Highly competitive base compensation and bonus program
Opportunities for continued advancement and career growth
Medical, dental and vision coverage + discounts on Terminix brands
Short/long-term Disability and Life Insurance
Paid time off
Training and development programs available
Tuition Reimbursement benefits (for FT Colleagues)
Health benefits including Medical, Dental, Vision, Disability, and Life Insurance plus much more

Fulltime

Branch Supervisor

We are looking for a hands-on Branch Supervisor to oversee daily operations and ...

Location

Australia , Sunshine, Victoria

Salary:

Not provided

Alliance Automotive UK LV Ltd

Expiration Date

Until further notice

Requirements

Previous supervisory or team-leading experience, ideally in sales or branch operations
Strong organisational and people management skills with the ability to motivate and develop your team
Valid driver’s license essential
Excellent communication skills, both verbal and written
Ability to multitask, prioritise work, and meet deadlines efficiently
Exceptional customer service orientation with a proactive, can-do attitude
IT skills including MS Office (Excel, Word, Teams, Outlook, PowerPoint)
experience with ERP/CRM systems is advantageous
Physically able to work in a warehouse environment, including occasional lifting and operating equipment where trained

Job Responsibility

Assist the Branch Manager in developing and executing sales and operational strategies aligned to business goals
Support monitoring of branch performance and respond to market opportunities and challenges
Motivate and guide the branch team to maximise sales and deliver a great customer experience from sale through delivery
Help run team meetings, plan strategy sessions, and drive continuous improvement
Oversee stock takes and inventory control to maintain optimal stock levels and minimise losses
Support financial targets by understanding and assisting with branch P&L responsibilities
Provide exceptional customer service, ensuring queries, complaints, and concerns are handled promptly
Uphold Health, Safety, and Environmental standards across the branch, ensuring compliance with company policies

What we offer

Attractive package with performance-based incentives
Access to employee benefits, including discounts on products and services
An inclusive culture that embraces the diversity of our people
Opportunities for career growth and development within the GPC/ Global network
Free access to webinars, training events and courses
we promote a culture of continuous learning and assisting you to reach your full potentials
Eligible for 1 Good to Give Leave Day per calendar year in addition to normal leave entitlements to participate in volunteering activities
Uniforms supplied – feel like a team
Parental leave top-up allowance
Employee Assistance Program with access to mental health and well-being support initiatives including confidential counselling services

Fulltime

District manager

The District Manager plays a critical role in balancing sales growth, operationa...

Location

United States , St. Louis

Salary:

Not provided

Sukup Manufacturing

Expiration Date

Until further notice

Requirements

Bachelor's degree in Business, Management, or related field preferred (or equivalent experience)
5+ years of experience in distribution, operations, or sales leadership, ideally in high-tech or industrial setting
Strong understanding of branch operations, sales processes, and customer service best practices
Demonstrated ability to influence and collaborate across teams without direct authority
Strong financial and business acumen, with ability to interpret and act on performance data
Excellent communication, interpersonal, and problem-solving skills
Ability to travel regularly within the assigned district/region

Job Responsibility

Serve as the primary liaison between branch operations, sales teams, and senior leadership
Partner with branch leadership to drive sales performance, ensuring alignment with growth targets and strategic initiatives
Monitor and assess branch operations, including workflow efficiency, customer service standards, and compliance with company processes
Provide input and recommendations on personnel decisions (hiring, performance, development, and termination) while collaborating with HR and direct supervisors
Track and analyze financial and operational metrics, reporting performance trends and identifying opportunities for improvement
Support the rollout of corporate initiatives, technology adoption, and process improvements at the branch level
Build strong relationships with customers and vendors, supporting local business development opportunities when needed
Collaborate with cross-functional teams to ensure seamless customer experiences and consistent execution of company standards

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Branch Compliance & Operations Supervisor

Job Description

Job Responsibility

Requirements

Nice to have

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