Banking Specialist Associate - Securities Job at Avaloq (Pune)

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Legal Counsel - Banking (Lending & Bridge Real Estate Finance Transactions)

To provide legal support across lending and financing activities, including the ...

Location

United Kingdom , Manchester

Salary:

Not provided

Arrow Global Group

Expiration Date

Until further notice

Requirements

Qualified Solicitor (England & Wales or equivalent)
Experience advising on banking, finance, secured lending, specialist lending or related financing transactions
Experience drafting and negotiating finance documentation
Experience managing transactions from instruction through to completion
Experience working directly with clients and business stakeholders
Strong understanding of lending and finance transactions
Experience drafting and negotiating finance documentation
Understanding of secured lending structures
Strong drafting, negotiation and legal analysis skills
Ability to manage transactions independently while collaborating effectively with colleagues and stakeholders

Job Responsibility

Draft, review and negotiate facility agreements, security documents, guarantees, intercreditor documentation and other ancillary finance documentation
Advise on transaction structuring and legal risk allocation
Support transaction execution from instruction through to completion, including funding and drawdown arrangements
Advise on bridging and short-term lending products
Develop, review and maintain lending documentation and legal precedents
Work closely with Investment, Underwriting, Credit and Operational teams to facilitate transaction delivery
Provide practical, commercially focused legal advice to business stakeholders
Identify and manage legal and regulatory risks associated with lending transactions
Build and maintain effective working relationships with internal and external stakeholders
Support the ongoing development of legal processes, governance and best practice

What we offer

Inclusive workplace
Reasonable adjustments

Fulltime

Director, Trade Data Strategy and Management Lead

Are you looking for a career move that will put you at the heart of a global fin...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Significant experience in data strategy, data management, or related consulting roles within financial services, with a number of years in a leadership capacity
Strategic Data Road mapping: Proven ability to architect and articulate a clear data strategy that directly supports business objectives, encompassing data acquisition, storage, processing, and consumption. This includes defining investment plans and roadmaps for data initiatives
Data Governance Frameworks: Deep expertise in establishing and enforcing robust data governance policies, standards, and procedures (e.g., data ownership, data stewardship, metadata management, data lineage). Critical for ensuring data quality, compliance, and trustworthiness
Data Quality Management: Proficiency in implementing methodologies and tools for data profiling, cleansing, validation, and continuous monitoring to ensure high data accuracy and reliability
Regulatory Compliance (Financial Services): In-depth understanding of data-related regulations and compliance requirements within the financial industry (e.g., GDPR, CCPA, BCBS 239, data privacy laws). This includes translating regulatory needs into actionable data policies
Data Architecture & Modelling Concepts: Strong conceptual grasp of data architecture principles (e.g., data warehousing, data lakes, data meshes), data modelling techniques, and database technologies
Strategic Leadership: Visionary leadership to drive complex data initiatives, inspire teams, and foster a data-driven culture across the organization. This includes setting OKRs and KPIs for data initiatives
Team Leadership & Development: Proven ability to build, lead, mentor, and develop high-performing data management teams, including data managers and specialists. Credibility to C-suite level across all aspects of data and data services
Cross-Functional Collaboration & Influence: Exceptional skills in collaborating with diverse stakeholders (e.g., Business Heads, Technology, Operations, Legal, Risk, Compliance) to align on data strategies, secure buy-in, and drive adoption
Executive Communication & Presentation: Ability to communicate complex data concepts, strategies, and insights clearly and concisely to senior management and non-technical audiences, influencing decision-making

Job Responsibility

Lead the definition and execution of the Trade Data Strategy and roadmap, ensuring alignment with LOB product visions, design, channel alignment, on-premise and cloud data strategy for the business and overall product experience
Manage a team of data managers responsible for delivering the Technology Book of Work specifically assigned to Data Strategy initiatives
Act as the Trade product representative within Data ART (Agile Release Train) scrum teams, collaborating with Technology and Operations to ensure the successful achievement of Data Objectives and Key Results (OKRs) defined by technology investments
Work in partnership with Data Governance team to implement robust data governance model, data quality, and data management frameworks across TWCS to ensure data integrity, security, curation, and conformity of data to Citi standards and policies. and accessibility
Collaborate with Data Engineering teams to define requirements for data architecture, infrastructure, connectivity to internal and external data sources, and tools that support the overall data strategy
Identify opportunities to leverage data for business growth, operational efficiency, and enhanced client experience within the Trade business
Stay abreast of emerging data technologies, industry trends, and regulatory developments related to data management and analytics in the financial services sector, incorporating relevant insights into the TWCS data strategy
Establish and monitor key performance indicators (KPIs) and metrics to measure the success and impact of data initiatives, regularly reporting progress to senior management and stakeholders
Lead the creation of TWCS external data services (e.g., on-line reporting, cash-flow analytics services, asset and data marketplaces, billing information), the self-serve data consumption strategy and plan
Drive data-driven decision-making processes by providing insights and recommendations based on comprehensive data analysis

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Fraud Specialist

We are looking for a Fraud Specialist to support risk management efforts by iden...

Location

United States , Rochester

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Associate degree in Criminal Justice, Economic Crime Investigation, Finance, Business, or a related field
At least 1 year of experience in fraud investigations, banking, compliance, business finance, or a closely related area
Working knowledge of fraud prevention, financial crime controls, and risk mitigation practices
Ability to research account activity, evaluate suspicious patterns, and make sound decisions based on available information
Familiarity with policies, procedures, and regulatory considerations related to fraud, privacy, and financial transactions
Strong written and verbal communication skills with the ability to work effectively across internal teams and external partners
Experience maintaining accurate case records, preparing reports, and tracking statistics for trend analysis

Job Responsibility

Examine high-risk client profiles and transaction activity flagged by fraud prevention controls, and take action to stop potentially harmful activity before losses occur
Investigate reported fraud incidents, including altered or improperly endorsed checks, while coordinating with internal stakeholders to support timely resolution
Document case details in centralized tracking systems so information can be used for reporting, trend analysis, and broader fraud prevention efforts
Partner with financial institutions to help secure affected accounts and support recovery efforts when unauthorized activity is identified
Review situations involving potential exposure of sensitive personal information and guide appropriate response steps in line with company policy and legal requirements
Assess onboarding exceptions when clients do not pass authentication checks, using research tools to confirm legitimacy and determine appropriate risk mitigation measures
Provide practical guidance to internal teams and clients on fraud prevention practices, incident handling procedures, and next-step resolution options
Compile and monitor incident metrics to identify patterns, recurring threats, and areas where fraud controls can be strengthened

What we offer

Medical, vision, dental, and life and disability insurance
Enrollment in company 401(k) plan
Free online training
Access to top jobs
Competitive compensation

Fulltime

Legal Counsel - Projects

Reporting to the Senior Legal Counsel, this role is responsible to provide accur...

Location

Australia , Perth

Salary:

Not provided

PLS

Expiration Date

Until further notice

Requirements

Approximately 3–7 years post-admission experience gained at a top-tier or specialist firm and/or in-house in the resources, energy or infrastructure sectors
Demonstrated front-end experience drafting and negotiating major project, construction, professional services and procurement contracts (EPC, EPCM, supply, services)
Strong working knowledge of construction law, including AS suites, FIDIC, Security of Payment legislation and related industry practice
Ability to think commercially and propose practical solutions to manage or mitigate risks
Excellent communication skills with ability to support various management teams including operations, projects, contracts and procurement, corporate development and land access and approvals
Unrestricted legal practicing certificate (WA)
Tertiary qualifications in Law (LLB, JD, or equivalent)
Experience in construction, operations, and project delivery essential
Strong organisational skills with an ability to coordinate tasks, while effectively and efficiently managing own output

Job Responsibility

Provide timely and accurate legal advice to internal stakeholders (including Senior Management, General Managers, and Executives) across the Company
Strong drafting and negotiation skills including negotiation, drafting and review of legal and commercial agreements with internal and external stakeholders to deliver required business outcomes - including assisting with procurement and operational contracts for goods and services, major contractor agreements, contracts for general works, services and equipment supply, design and construction contracts for project expansions, major contract tenders, land access agreements, native title and heritage agreements, joint venture agreements and such other commercial or mining related contracts as required
Assist with resolving commercial disputes and any potentially litigious matters associated with the Company’s operations
Ensure that the Company’s material legal and commercial interests are protected, and that commitments and contractual arrangements entered into by the Company protect these interests and deliver the required business outcomes
Assist as required in relation to the negotiation and execution of other contracts including from time to time offtake agreements, acquisitions, divestments, joint ventures, banking and finance and other commercial transactions entered into by the Company including undertaking and managing due diligence processes
Assist with preparation of Board papers for contract approvals or where related to legal matters
Instruct and manage (as required) external legal providers to ensure timely, fit for purpose advice is obtained on competitive terms

What we offer

Flexible working arrangements, including work from home options
Health and wellbeing allowance
Monthly employee recognition awards
Paid community leave
Access to PLS’ KidsCo School Holiday Program
Access to our Employee Assistance Program and Company Chaplains

Fulltime

Director, Banker, Corporate Banking

Senior Banker in Technology & Communications, Corporate Banking Japan. Senior-le...

Location

Japan , Chiyoda, Tokyo

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

15+ years of experience in corporate banking, investment banking, or a related financial services role, with a significant focus on coverage of Japanese corporates, ideally within the Technology and Communications sectors
Bachelor's degree required
MBA or other advanced degree in Finance, Economics, or related field preferred
Fluent in both Japanese (native or business-level proficiency with kanji literacy) and English (business-level written and spoken)
Strong credit assessment skills with a proven track record of managing corporate credit portfolios
Deep understanding of corporate finance, accounting, financial modeling, and capital markets products
Solid understanding of the Technology and Communications sectors, including key industry drivers, business models, and financial metrics
Exceptional relationship management skills with a client-centric approach
Demonstrates strong balanced risk judgement
Candidate will be expected to begin preparations for selection into the Citi Senior Credit Officer elevation process upon coming into the role

Job Responsibility

Serve as the primary relationship manager for a portfolio of large Japanese corporate clients in the Technology and Communications sectors
Develop and maintain deep, strategic relationships with senior client executives (CFOs, Treasurers) to understand their business strategies, financial needs, and challenges
Act as a trusted advisor, providing insights into market trends, industry developments, and financial solutions
Identify and pursue new business opportunities within the existing client base and target prospects, focusing on deepening wallet share and cross-selling Citi's comprehensive product suite
Lead origination efforts for corporate banking products including, but not limited to, lending (term loans, revolving credit facilities), trade finance, global cash management, and foreign exchange
Work collaboratively with product partners (e.g., Investment Banking, Markets, Treasury and Trade Solutions) to deliver holistic solutions within the boundaries allowed by banking compliance
Lead the preparation and presentation of credit proposals, ensuring sound risk assessment and adherence to Citi's credit policies and procedures
Manage ongoing credit monitoring and annual reviews for the assigned client portfolio
Oversee the structuring, negotiation, and execution of complex financial transactions from origination to closing
Coordinate internal teams (legal, risk, in-business risk, operations, product specialists) to ensure seamless and efficient deal execution

Fulltime

Mid-Corp Associate Banker

The Commercial Banking business in Hungary is seeking a Mid-Corp Associate Banke...

Location

Hungary , Budapest

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

4-8 years of experience
Sound knowledge of banking and investment products and process as well as a track record of providing sound banking and financial advice and solutions to clients
Demonstrates core credit analytical skills
Possesses advanced understanding of accounting principles, financial modelling and statement analysis
Holds an intermediate level of Early Warning Detection skills
Commands ability to close deals and proficiently manage the credit origination process, gather and maintain credit documentation and monitor accounts
Fluent oral and written Hungarian and English is required to perform role effectively
Ability to work effectively in team setting
Excellent interpersonal, communication and influencing skills
A self-starter, with positive/can-do approach, embraces changes and is bold

Job Responsibility

Business origination support: completion of industry and company research and preparation of financial analysis (cash flow, balance sheet, income statement analysis)
Supports the Senior Relationship Managers in the structuring of deals that balance risk and reward
Prepares / oversees new transaction memo proposals & annual credit reviews for the submission to the in-business credit lending management and independent risk departments
Provide support to the daily activities of the relationship manager including account maintenance or servicing related matters
Serves as clients' contact point and is responsible for managing internal departments to address any customer service issues
Proactively owns, responds to, uncovers and anticipates future client needs, roadblocks or risks and expectations
Works with product specialists and subject matter experts to structure innovative and customized solutions that meet clients’ individual needs in the cash management, working capital or strategic financing fields
Works closely with Case Manager on the on-boarding and retention of clients, ensuring the appropriate “Know Your Client” (KYC) and other compliance deliverables are met
Identifies cross-sell opportunities to deepen and increase share of wallet
Drives innovation in the solutions we provide clients and further developing our business where necessary and appropriate

What we offer

Cafeteria Program
Home Office Allowance (for colleagues working in hybrid work models)
Paid Parental Leave Program (maternity and paternity leave)
Private Medical Care Program and onsite medical rooms at our offices
Pension Plan Contribution to voluntary pension fund
Group Life Insurance
Employee Assistance Program
Access to a wide variety of learning and development programs, online course libraries and upskilling platforms, such as Udemy and Degreed
Flexible work arrangements to support you in managing work - life balance
Career progression opportunities across geographies and business lines

Fulltime

Investment Counselor Team Lead - Central Region

The Invst Counselor Func Grp Mgr manages multiple teams of senior professionals ...

Location

United States , Dallas

Salary:

250000.00 - 500000.00 USD / Year

Citi

Expiration Date

Until further notice

Requirements

15+ years of experience
Extensive experience in providing investment advice and solutions as well as managerial experience
Demonstrable track record in managing a business P&L
Demonstrable track record in managing sales and service functions associated with a large and complex client-focused investment organization
S7, S66 (or 63) & S3
NOTE: Securities Industry Exam (SIE is a prerequisite to the S7)
Bachelor's/University degree, Master's degree preferred
CFA, MBA degree or other advance degree a plus

Job Responsibility

Responsible for the effective coordination, management and delivery of all aspects of the CPB Investments Business within the region, including CIM and Capital Markets as well as the core functions noted herein
Manage both direct and matrix reports across the Investments business to ensure the business meet financial targets as well as all internal and external standards and practices
Development and execution of the region's broader business strategy, including client segmentation and coverage, product positioning and development, platform and process enhancement, content delivery, regulatory compliance, risk and control, revenue and expense management
Through continuous direct client interaction, solicit client feedback on CPB's Investments business, and drive platform and product initiatives to maintain CPB's pre-eminent relevance and stated goal as trusted advisor to all target market clients
Provide leadership as the Face of the Investments business to all clients in the region
Manages a large team of investment professionals including Investment Counselors and Product Specialists
Works effectively across the region, in close partnership with the senior leadership team for Investments, the regional management team, GMMs, RMMs, Private Bankers and other partners including Investment Finance and Trust to build strong client relationships and deliver to them the best of the Citi platform to clients
Effectively recruit, develop, promote and retain talented professionals across the NAM investments organization
Effectively engage, leverage, and partner with ICG Markets, CIM and CIM-Alts to provide exceptional investment offerings to CPB clients
In accordance with goals set by the Private Bank Regional Head and the Private Bank Global Head of Investments, deliver continued revenue growth through managing the cost to income ratio, proactively managing expenses and consolidating the business across the region, creating operational efficiencies and achieving agreed financial targets

What we offer

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

Fulltime

Financial Crime Compliance Specialist

Quintet Private Bank is a leading private bank in the wealth management sector. ...

Location

Luxembourg , Luxembourg

Salary:

Not provided

Quintet Private Bank

Expiration Date

Until further notice

Requirements

More than 5 years experience in a similar role
Higher Education (University / Bachelor)
Good working knowledge of the Luxembourg FCC (AML/CFT/Fraud/Bribery&Corruption/Tax Evasion) regulatory environment including Suspicious Activity/Transaction Reporting
Ability to interpret rules and regulations and communicate the requirements clearly and effectively to a diverse range of stakeholders
Experience of drawing up and maintaining policies on regulatory requirements, associated controls and Risk Assessments
Solid understanding of Private Banking business and Asset Servicing business models in all states of evolution including applicable regulatory requirements and operational processes
Good understanding of technical aspects of monitoring & screening systems relevant to Financial Crime Compliance (Name Screening, Transaction Screening, Ex Post Transaction Monitoring, Securities Screening) and associated controls
Proven relevant experience in an Tier 1 private bank/ wealth or asset manager/ regulator/ legal or professional services firm
Fluent in English

Job Responsibility

Act as the escalation and primary advisor on FCC related matters for stakeholders in Luxembourg
Support the local Head of Compliance in conducting risk assessments to identify and mitigate FCC-related risks
Support the local Head of Compliance in drafting and reviewing locally related FCC related appendices to group policies/desktop guides/manuals, procedures, and training materials
Support the local Head of Compliance in high risk client file review, client investigation and escalated level 3 alerts
Support the local Head of Compliance in overseeing the sanctions screening process for KYT/Ex Post Transaction Monitoring
Support the local Head of Compliance in overseeing FCC-related investigations, and drafting SAR/STR reports
Partner with legal, compliance teams, risk, and business functions to integrate sanctions controls
Support local Head of Compliance in interaction with Luxembourg regulators
Identifying new relevant initiatives from the CSSF and other regulators
Carry out all duties in accordance with Quintet's Code of Conduct

Fulltime

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Banking Specialist Associate - Securities

Job Description

Job Responsibility

Requirements

What we offer

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