This list contains only the countries for which job offers have been published in the selected language (e.g., in the French version, only job offers written in French are displayed, and in the English version, only those in English).
Step into the role of AVP Large Holdings- Remediation related to Major Shareholding / Disclosure of Interest / Major Holdings. The candidate will have a strong understanding of Long, Short and Takeover Panel (TOP) reporting requirements, coupled with hands-on expertise in interpreting regulatory rules, monitoring positions and ensuring timely and accurate disclosures. AVP will act as a subject matter expert partnering closely with Compliance, Legal, Trading and Technology teams to ensure the firm meets its global disclosure obligations.
Job Responsibility:
Support various business areas with day-to-day initiatives including processing, reviewing, reporting, trading, and issue resolution
Collaboration with teams across the bank to align and integrate operational processes
Identification of areas for improvement and providing recommendations in operational processes
Development and implementation of operational procedures and controls to mitigate risks and maintain operational efficiency
Development of reports and presentations on operational performance and communicate findings to internal senior stakeholders
Identification of industry trends and developments to implement best practice in banking operations
Participation in projects and initiatives to improve operational efficiency and effectiveness
Advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness
Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function
Set objectives and coach employees in pursuit of those objectives, appraisal of performance relative to objectives and determination of reward outcomes
Demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive
Consult on complex issues
providing advice to People Leaders to support the resolution of escalated issues
Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda
Take ownership for managing risk and strengthening controls in relation to the work done
Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function
Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy
Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises to solve problems creatively and effectively
Communicate complex information
Influence or convince stakeholders to achieve outcomes
Requirements:
Strong understanding of Long, Short and Takeover Panel (TOP) reporting requirements
Hands-on expertise in interpreting regulatory rules, monitoring positions and ensuring timely and accurate disclosures
Manage end-to-end Major Shareholding/Major Disclosure processes across multiple jurisdictions
Oversee monitoring and reporting of Long, Short and TOP positions, ensuring timely and accurate filings
Review, validate and submit disclosure filings within regulatory timelines
Monitor regulatory changes and assess impact on disclosure processes
Act as primary liaison for issuer queries, regulatory audits and ad-hoc information requests while maintaining confidentiality
Hands-on experience with major shareholding/disclosure of interest, shot position reporting and Takeover panel reporting
Good knowledge and understanding of Equity & Equity related products and Fixed Income Securities
Familiarity with Long, Short and TOP reporting standards
Strong knowledge of regulatory systems and position monitoring tools, with an analytical approach and attention to detail
Excellent communication skills for stakeholder engagement and regulatory liaison
Ability to work independently while mentoring and guiding junior team members
Risk and controls, change and transformation, business acumen, strategic thinking and digital technology, as well as job-specific technical skills
What we offer:
Hybrid working
Structured approach to hybrid working with fixed 'anchor' days
Supportive and inclusive culture and environment
Flexible working arrangements
Embrace mobility, exploring every part of our operations as you build your career