Audit Manager

Join a dynamic team as an experienced Audit Manager focusing on regulatory compl...

Location

United States , Philadelphia

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Minimum of 5+ years of experience in internal or external auditing, particularly within the banking or financial services sectors
Comprehensive knowledge of banking regulations, including Dodd-Frank, Basel accords, and other industry standards
Proven expertise in implementing and improving Sarbanes-Oxley frameworks and controls
Strong understanding of banking operations, such as lending, deposits, and compliance programs
Bachelor's degree in Accounting, Finance, Business Administration, or a related field
certifications such as CPA, CIA, or CISA preferred
Proficiency in audit software and data analytics tools to efficiently analyze large datasets
Excellent written and verbal communication skills, with the ability to present findings effectively to senior stakeholders
Strong analytical and problem-solving abilities, with a detail-oriented approach and capacity to work in a fast-paced environment

Job Responsibility

Lead and oversee audits focused on regulatory compliance, Sarbanes-Oxley requirements, and internal control processes within the banking sector
Assess current processes to ensure alignment with regulatory frameworks such as Dodd-Frank, Basel accords, and Federal Reserve guidelines
Identify risks, control gaps, and deficiencies, and propose actionable recommendations to enhance processes and controls
Support Sarbanes-Oxley compliance efforts, including evaluating key controls, conducting walkthroughs, and performing testing and documentation
Prepare detailed audit reports that summarize findings, risks, and recommendations for stakeholders and senior management
Collaborate with departments such as Compliance, Finance, Legal, and IT to provide strategic advice on regulatory changes and their impact
Monitor regulatory developments to maintain audit readiness and compliance with new standards
Offer advisory support to improve governance, risk management, and compliance practices within the organization
Facilitate the resolution of identified issues to ensure timely remediation and compliance
Mentor and train staff on audit methodologies, regulatory requirements, and best practices in compliance

What we offer

Medical insurance
Vision insurance
Dental insurance
Life and disability insurance
401(k) plan

Fulltime

Vice President, Business Risk and Controls officer – Unsecured Lending

The Business Risk and Controls officer is responsible for developing, designing,...

Location

United Arab Emirates , Dubai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum of 6-10 years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry
Ability to identify, measure, and manage key risks and controls
Strong knowledge in the development and execution for controls
Proven experience in control related functions in the financial industry
Proven experience in implementing sustainable solutions and improving processes
Understanding of compliance laws, rules, regulations, and best practices
Understanding of Citi’s Policies, Standards, and Procedures
Strong analytical skills to evaluate complex risk and control activities and processes
Strong verbal and written communication skills, with a demonstrated ability to engage at the senior management level
Strong problem-solving and decision-making skills

Job Responsibility

Support the design and development of Citi's comprehensive controls program for unsecured products
Support assessment of the effectiveness of existing controls, identifying areas for improvement, and helping to implement necessary changes for unsecured lending business
Continually drive and manage controls enhancements focused on increasing efficiency and reducing risk
Coordinate with key stakeholders and relevant process owners to drive management decisions aimed at maintaining operations within the firm’s Risk Appetite
Support the assessment for the business/function risk appetite in line with changes in the business environment, regulatory requirements, and strategic objectives
Collaborate with key stakeholders to assess potential risks and develop risk mitigation activities for unsecured lending products to define the acceptable level of risk across various areas of operation
Partner with business and related functions in the coordination of regulatory change management process
Drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies
Collaborate with business and functions to understand the control processes and identify potential areas for improvement
Stay updated on regulatory changes and industry best practices related to control management and ensure the controls program aligns with these standards

Fulltime

Compliance Auditor

We are currently sourcing for an Auditor to support a regional bank in the great...

Location

United States , Waltham, MA

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelors degree in a business related field, preferably Accounting, Finance, Information Systems, or Audit
Minimum of 3+ years of related experience in an audit firm and/or organization
bank experience a plus
Knowledge of and/or experience with general IT controls preferred
Basic understanding of bank operations
Strong working knowledge of Windows – Word, Excel, etc. and the ability to learn new digital platforms
Strong statistical analysis skills
Excellent verbal and written communication and interpersonal skills
Ability to organize and prioritize work assignments and projects
Ability to travel freely among all banking locations

Job Responsibility

Perform segments of financial, operational, compliance and follow-up audits of all bank operations, including retail banking, deposit operations, lending, pension trust, information systems and accounting, as well as any Bank subsidiaries or affiliates
Analyze and document process flows (i.e. flow charts, narratives and matrixes), to assist in the identification of control deficiencies as well to assist in the development of test plans
Perform analysis of controls, identifying areas of exposure, and recommend changes in procedures/processing to reduce risk, with limited supervision
Assist in developing and maintaining audit engagement planning, audit objectives and programs for activities under review
Prepare audit work papers and documentation detailing work performed in a clear and concise format
Report results of audit work performed to Internal Audit Management and prepare audit reports comment sheets as necessary
Verify compliance to key controls by inquiry, observation, or examination of documents
Manage the completion of assigned audit tasks within budgeted time frames allocated
Establish and maintain effective working relationships with all employees and customers
Perform additional duties as required

What we offer

Medical, vision, dental, and life and disability insurance
Eligibility to enroll in company 401(k) plan

Fulltime

Digital Banking Officer

Confidentially working with a seasoned financial services leader who launched a ...

Location

United States

Salary:

140000.00 USD / Year

Adams, Inc.

Expiration Date

Until further notice

Requirements

Experience building a digital bank from the ground up
Experience managing relationships with regulators
Experience with Experian, Equifax, and TransUnion
Experience overseeing indirect lending operations through OCC and internal audits
Experience leading teams of Partner Account Executives

Job Responsibility

Build a digital bank from the ground up
Keep regulators happy
Secure key strategic partnerships
Drive originations through consumer lending programs
Streamline partner coordination

Fulltime

Vice President of Finance

This role provides comprehensive financial leadership across the company’s inter...

Location

United States , Vista

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Bachelor’s degree in Finance, Accounting, Economics, or a related field is required
MBA or professional certifications such as CPA, CFA, or CMA are strongly preferred
15+ years of progressive financial experience, including demonstrated success in treasury, banking, and M& A leadership
Proven track record of leading financial operations in global companies, particularly in manufacturing and distribution industries
Solid understanding of international financial compliance, including GAAP, IFRS, cross-border tax, and transfer pricing
Expertise in managing global treasury operations and cash flow management across multiple currencies
Significant experience with all stages of M& A processes, including due diligence, valuation, deal structuring, and integration
Proficiency in financial systems/platforms (e.g., SAP, Oracle, or comparable ERP systems)
Strong leadership capabilities with demonstrated experience building and leading cross-functional, multinational teams
Ability to clearly communicate financial strategies and results to non-financial stakeholders, including executive teams and the Board of Directors

Job Responsibility

Formulate and execute strategic financial initiatives that align with the company’s global vision and long-term objectives
Serve as the financial advisor to the CEO, President, and executive leadership team, ensuring data-driven decisions that maximize profitability and mitigate risk
Oversee financial planning, forecasting, and budgeting processes, including identifying opportunities to optimize operations and reduce costs
Oversee treasury management, including cash flow optimization, liquidity planning, and vendor payment processes
Serve as the point of contact for global banking relationships, ensuring favorable terms and optimizing credit, lending, and debt agreements
Implement FX hedging strategies and other financial tools to mitigate currency exchange risks across international operations
Lead the financial evaluation of M& A opportunities, including valuation modeling, synergies forecasting, and integration planning
Conduct thorough due diligence and risk assessment for potential acquisitions or partnerships
Support post-merger planning and execution, ensuring financial alignment throughout the integration process
Manage financial operations across Asia and the U.S., ensuring compliance with local and international regulations, including tax laws, GAAP, and IFRS

What we offer

medical, vision, dental, and life and disability insurance
eligible to enroll in our company 401(k) plan

Fulltime

Officer, Consumer Risk, Data Projects, Credit Analyst

The Credit Analyst II is an intermediate-level position responsible for credit r...

Location

Hong Kong , Kowloon

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Minimum 2-3 years of experience in credit risk analysis in Cards and Unsecured Lending products
Experience in managing regulatory reporting
Proficient in handling mass data and able to interpret results with critical analysis
Consistently demonstrate clear and concise written and verbal communication
Bachelor or post-graduate degree in Business, Statistics, Data Science or other related quantitative disciplines
Self-initiative, effective communication and interpersonal skills as well as the ability to motivate others, strong sense of compliance awareness
Sound knowledge in SAS programming, data mining and MS Word/Excel/Access/Power-Point is a basic

Job Responsibility

Report to Senior Credit Risk Manager to support data project and risk analysis
Oversight and manage the data project and make sure it is operating according to expectation
Works with large datasets and complex algorithms to solve data science challenges
Perform regular monitoring & validation on the performance of the unsecured lending portfolios
Ensure all credit processes follow company policies and requirements set out by the local as well as lead regulator through effective execution of control programs such as self-assessment, quality assurance, application audit
Escalate credit concerns/updates to senior risk and business managers and propose risk mitigation action to be taken by staying continuously informed of related developments/news for the portfolio and industry covered and understanding the credit process, policies and Citi's risk appetite
Assist with portfolio review preparation and conducting stress tests
Build working relationships with various teams across the bank, including central data, policy, and product teams
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

What we offer

Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more
Expanded Paid Parental Leave Policy
Resources and tools to volunteer in the communities in which they live and work

Fulltime

Risk analyst

This role falls under the Counterparty Credit Risk team within Capital Markets R...

Location

Canada , Toronto

Salary:

Not provided

Randstad

Expiration Date

February 03, 2026

Requirements

5–7 years of overall experience in a relevant financial/risk role within the banking industry
Minimum 2 years experience in the analysis of risk exposure
Minimum 2 years experience with a strong understanding of financial products, including security financing transactions (Repo, Reverse Repo, Security Lending) and derivatives
Minimum 2 years experience with a strong understanding of comprehensive approach and SACCR methodologies
Strong attention to detail
Proven presentation skills (to present findings)
Proficiency with MS Suite (Access, Excel)
Post-secondary degree required

Job Responsibility

Lead the generation of accurate and complete daily/monthly/quarterly OSFI B2/SCCL reports and counterparty credit limit monitoring reports
Perform ad-hoc analyses of specific metrics, exposures, and transactions as required by management and stakeholders
Review and research complex mappings that drive regulatory reporting (e.g., client, product, legal entity data)
Manage operational risk (including cross-training, documentation, and audit support) and ensure internal control processes are adequate and documented appropriately
Propose, schedule, plan, and champion projects to improve efficiencies and automate business support functions
Liaise closely with Front Office, Credit Risk Management, Global Operations, and Technology groups to meet reporting objectives
Ensure execution of function aligns with documented procedures and maintain high standards for report quality based on business standards

What we offer

Subject Matter Expert Development: Quickly become the go-to expert on complex OSFI B2/SCCL regulatory reporting and risk mapping responsibilities
High-Value Exposure: Interact directly with Front Office Traders, Credit Risk Management, Global Operations, and various other stakeholders, offering a holistic view of the bank
Impactful Project Work: Contribute to a major application migration project set to go live in 2026, gaining experience in large-scale infrastructure change
Strong Team Environment: Join a small, high-performance team environment composed of Senior and Junior Analysts

Wholesale Lending Reporting Analytics Analysis

The Regulatory and Analytics (R&A) team within the EDO plays a critical role in ...

Location

United States , Getzville

Salary:

77280.00 - 115920.00 USD / Year

Citi

Expiration Date

January 12, 2026

Requirements

5+ years of experience
Result-oriented, self-motivated for high quality execution with good time management
Working experience with data analytics tools (Excel, Python, SQL, Power BI / Tableau), hands-on with artificial intelligence technique
Commitment and aptitude to quickly learn wholesale loan legal agreement and Risk document review
Critical thinking, analytical and problem-solving skills to drive resolution of complex problems, ability to communicate effectively, succinctly and clearly
A team player who will collaborate and challenge peers as well as counterparts in front office, Risk and reporting
Ability to help define and support technology development
Experience with AI technique, Python, data mining and analytics tools
Minimum of 0-5 years of experience in the financial services, legal or other regulated industry, with preference of previous wholesale credit and regulatory reporting
Bachelor's/University degree or equivalent experience

Job Responsibility

Regulatory Data Quality Stewardship: Defendable and Supported Analysis
Become business domain expert in wholesale credit product, portfolio and risk management
Accountable for DQ review in compliance with WCR, EDO, industry and regulatory guidance with 95% accuracy rate
Specialize in assigned portfolio, liaise with business, TM and UW, ensure data integrity, represent R&A in issue remediation, while backup teammates on other portfolios
Responsible for detecting, assessing, measuring, reporting of data anomalies
Apply new technology and data analytics tools to improve the review efficiency
Contribute to development and sustainability of R&A Target Operating Model
Control Development and Issue Management
Define and refine logic rules and assign appropriate severity level to help develop control checks for end-to-end data integrity
Review and enhance regulatory reporting system logics to align with regulatory guidance

What we offer

medical, dental & vision coverage
401(k)
life, accident, and disability insurance
wellness programs
paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays
discretionary and formulaic incentive and retention awards

Fulltime

!

Audit Manager - Lending Operations

Citi

Location:
Canada , Mississauga

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Additional Information:

Job Posted:
April 30, 2025

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