Audit Manager

Audit Assistant Manager - Asset Management and Capital Markets

Providing Audit assistance and expertise that makes an impact, we’ll give you th...

Location

United Kingdom , London

Salary:

Not provided

BDO UK LLP

Expiration Date

Until further notice

Requirements

ACA/ICAS qualification or an overseas equivalent
Education up to degree level or CTS
Experience in supervising and coaching junior members of staff on site
Working knowledge of UK and International GAAS, IFRS, UK GAAP, and financial reporting requirements
Working knowledge of firm services, issues regarding advice, and regulation and compliance, including anti-money laundering
Demonstrable knowledge of current economic and market trends
Sector experience
Experience with listed audited entities
Experience in auditing international groups

Job Responsibility

Providing Audit assistance and expertise that makes an impact
work on varied, interesting, and challenging work with a huge network of diverse colleagues
providing quality assurance to the businesses we work with, across the financial services industry
help deliver accurate and transparent reporting to all relevant stakeholders as you provide long term value

What we offer

Agile Working
Health and Wellness Programmes
Pension Plan (Group Personal Pension Plan, with matched employer contributions)
Private Medical (access to private medical treatment for you and your family)
Income Protection Plan (provides a proportion of your basic salary if you suffer a loss of earnings because of illness or injury)
Holidays (purchase up to 10 days of additional leave)
Bike to Work Scheme

Manager - Capital Markets & Risk - Finance Risk Management

Capital One's Controllers' Risk Advisory team in Finance Risk Management (FRM) i...

Location

United States , McLean; Richmond

Salary:

164800.00 - 188100.00 USD / Year

Capital One

Expiration Date

Until further notice

Requirements

Bachelor's Degree or military experience
At least 5 years of experience in Accounting, or Financial Reporting, or Internal Controls, or Audit, or a combination

Job Responsibility

Collaborate with cross-functional teams to understand and drive effective risk management practices across Finance
Lead one or more lines of business through our robust approach to risk management including scoping, risk assessment, control design, testing, deficiency analysis, reporting and quarterly certifications
Liaise between business process performers, risk offices, internal auditors and accountable executives and communicate identified risks or issues and recommended remediation actions to these stakeholders
Support technology and business transformation, including assessing potential control changes that may be required to enhance our operational, financial reporting and risk management practices
Perform analysis, capture and report control performance metrics and drive the preparation of executive reporting
Interpret and communicate program and control information to senior leadership, including identified risks or issues and recommended remediation
Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes and understand the broader context of implication of reporting risks affecting the company

What we offer

performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits

Fulltime

Banamex Audit Manager Markets

The Audit Manager is an intermediate level role responsible for managing a team ...

Location

Mexico , Ciudad De Mexico

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years of relevant experience specifically in the Financial Services Sector
Strong managerial skills, written and verbal communication skills, analytical, problem-solving, organizational, lateral thinking and interpersonal skills
Strong understanding of some or all of the Commercial and Investment Banking products, Markets and trading such as corporate lending, FX, Debt Capital Markets, Fixed Income, Treasury, etc.
Solid understanding of the business, risks and related controls within areas of responsibility such as model risk, trade operations, regulatory compliance, credit risk, market risk, liquidity risk
Effective verbal, written and negotiation skills
Effective project management skills
Effective influencing and relationship management skills
Demonstrated ability to remain unbiased in a diverse working environment
Broad knowledge of the Company, Group and financial services industry, business supported and the regulatory framework they operate in
Bachelor's/University degree, Master's degree preferred

Job Responsibility

Develop and execute audit plans
Manage a small to medium sized team of Internal Audit professionals that delivers audit reports, in accordance with Internal audit and regulatory standards
Recruit staff, develop talent, build effective teams, and manage a budget
Manage audit activities for a component of a product line at the regional or country level including a portion of the annual audit plan
Review and approves the Business Monitoring Quarterly summary and serve as lead reviewer for various tasks
Collaborate with teams across the business and determine impact on the overall control environment and audit approach
Advise and assists the business on change initiatives, while advancing integrated auditing concepts and technology adoption
Apply an in-depth understanding of Internal Audit standards, policies and technology to a specific product or function
Use communication skills to influence a wide range of internal audiences including product, function, or regional executive management partners
Has the ability to operate with a limited level of direct supervision

Fulltime

Senior Manager – Capital Markets & Accounting Advisory Services

Providing Audit assistance and expertise that makes an impact. Work on varied, i...

Location

United Kingdom , London

Salary:

Not provided

BDO UK LLP

Expiration Date

Until further notice

Requirements

CPA/ACA/ACCA/ICAS qualified or overseas equivalent
Excellent working knowledge of US GAAP or IFRS and UK GAAP and Financial Reporting requirements
Providing assurance services to clients undertaking debt and equity capital raising strategies
Managing and developing staff (not only audit teams), i.e., coordinating staff projects, mentoring, counselling, appraising, recruiting etc.

Job Responsibility

Deliver accurate and transparent reporting to all relevant stakeholders
Provide long term value
Work proactively and manage your own tasks
Collaborate with others and communicate regularly with Senior Managers, Directors, and BDO’s Partners

What we offer

Health and wellness programmes
Pension Plan (Group Personal Pension Plan, with matched employer contributions)
Private Medical (Access to private medical treatment for you and your family)
Income Protection Plan
Holidays (purchase up to 10 days of additional leave)
Bike to Work Scheme

Capital Markets and Loan Portfolio Mitigation, Vice President

The Treasury Capital Markets and Loan Portfolio Mitigation (CM&LPM) team is look...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Experience in a related role of credit structuring and / or portfolio management
Excellent communication / interpersonal skills are a must (both verbal and written)
Ability to think strategically on micro tasks while ensuring suitability for macro business goals
Well organised, disciplined approach to work with a high level of attention to detail while remaining flexible to changeable environment
Ability to navigate through a large organisation to streamline and summarise multiple information points and create repeatable processes to build consistency in presenting information
Highly motivated, organised, detail and team-oriented with strong quantitative skills
Demonstrates a high level of integrity
Knowledge of synthetic securitisation and credit risk mitigation more broadly, including relevant regulatory frameworks
Advanced analytical and numerical competency
Knowledge of Bloomberg, booking systems, trading protocol, closing technicalities

Job Responsibility

Hands on involvement in CM&LPM’s synthetic securitisation programme: structuring, replenishments, maintenance
Focus on growing CM&LPM’s synthetic securitisation programme across multiple Citi businesses, including new asset classes
Potential to aid in external investor relationships and marketing in conjunction with sales management to build and maintain the franchise
Focus on continuing the technology build out of user interfaces for the synthetic securitisation programme
Assist in creating regular and ad hoc presentations of mitigation strategies for Senior managers
Monitoring the market risk and P&L of the CM&LPM hedge book
Research and development of new structured credit solutions for overall balance sheet management through liaising with other Citi businesses
Participate in various other ad hoc CM&LPM initiatives as they relate to the overall credit portfolio
Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk, Audit, Finance in order to secure required internal approvals and ensure appropriate governance and control infrastructure
Build a culture of responsible finance, good governance and supervision, expense discipline and ethics

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Programme
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Capital Markets and Loan Portfolio Mitigation Lead Analyst, Vice President

Are you looking for a career move that will put you at the heart of a global fin...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Experience in a related role of credit structuring and / or portfolio management
Excellent communication / interpersonal skills are a must (both verbal and written)
Ability to think strategically on micro tasks while ensuring suitability for macro business goals
Well organised, disciplined approach to work with a high level of attention to detail while remaining flexible to changeable environment
Able to navigate through a large organisation to streamline and summarise multiple information points and create repeatable processes to build consistency in presenting information
Highly motivated, organised, detail and team-oriented with strong quantitative skills
Demonstrates a high level of integrity
Knowledge of synthetic securitisation and credit risk mitigation more broadly, including relevant regulatory frameworks
Advanced analytical and numerical competency
Understanding of any of front office trading or middle office functions including trade capture, risk management, margin, and credit systems

Job Responsibility

Hands on involvement in CM&LPM’s synthetic securitisation programme: structuring, replenishments, maintenance
Focus on growing CM&LPM’s synthetic securitisation programme across multiple Citi businesses, including new asset classes
Potential to aid in external investor relationships and marketing in conjunction with sales management to build and maintain the franchise
Focus on continuing the technology build out of user interfaces for the synthetic securitisation programme
Assist in creating regular and ad hoc presentations of mitigation strategies for Senior managers
Monitoring the market risk and P&L of the CM&LPM hedge book
Research and development of new structured credit solutions for overall balance sheet management through liaising with other Citi businesses
Participate in various other ad hoc CM&LPM initiatives as they relate to the overall credit portfolio
Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk, Audit, Finance in order to secure required internal approvals and ensure appropriate governance and control infrastructure
Build a culture of responsible finance, good governance and supervision, expense discipline and ethics

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Programme
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

We are looking for an accomplished internal audit consultant to support a major ...

Location

United States , New York

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

At least 5 years of internal audit experience within risk management at a large financial institution
Strong background auditing swap dealer risk management programs, especially in market risk environments
Demonstrated knowledge of front-to-back trading operations and associated control structures
Solid understanding of regulatory compliance reviews within banking or capital markets organizations
Expertise in market risk disciplines such as VaR, Greeks, stress testing, scenario analysis, and limit monitoring
Experience with audit frameworks and control testing, including ITGC or Sarbanes-Oxley environments, is valued
CISA certification or a similar audit credential is preferred.

Job Responsibility

Lead and perform internal audits covering market and credit risk activities within the swap dealer program
Evaluate risk governance, control design, and execution across trading, valuation, and risk oversight processes
Review front-to-back trading workflows to identify control gaps, process weaknesses, and compliance concerns
Assess whether risk management practices align with applicable swap dealer standards and internal policy expectations
Examine frameworks related to value at risk, sensitivities, stress testing, scenario analysis, and exposure limits
Document audit observations clearly, communicate findings to stakeholders, and recommend practical corrective actions
Coordinate with business leaders, risk teams, and control partners to support audit planning and issue validation.

What we offer

Medical, vision, dental, and life and disability insurance
Company 401(k) plan

Fulltime

Senior Consultant, Capital Markets Policy & Governance

The P&P Analyst supports the Capital Markets organization by developing, consoli...

Location

Canada , Toronto

Salary:

55.00 - 60.00 USD / Hour

Apex Systems

Expiration Date

Until further notice

Requirements

Experience with governance frameworks, policies, standards, and procedures in a regulated financial institution
Background in governance, compliance, operational risk, or control environments within Capital Markets or similar functions
Proven experience in documentation remediation, rationalization, or transformation initiatives
Strong writing and editing skills for formal governance and committee documentation
Excellent stakeholder management, organization, and prioritization skills
Ability to work independently and navigate ambiguity in complex environments

Job Responsibility

Design and maintain consistent governance and documentation frameworks aligned with enterprise standards
Assess existing P&P documentation for gaps, duplication, and misalignment
Lead large‑scale documentation remediation and consolidation efforts (approx. 500 documents)
Standardize document structure, ownership, and lifecycle management
Maintain centralized repositories of governance artifacts
Support the design and documentation of governance committees and forums
Assess committee structures to improve efficiency and reduce duplication
Document mandates, roles, escalation paths, and approval authorities
Act as committee secretary where applicable, including meeting coordination, materials, and minutes
Conduct committee self‑assessments and track action items

What we offer

on-demand training program
access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure
certification discounts and other perks to associations that include CompTIA and IIBA

Fulltime

Select Country

Audit Manager - Capital Markets

Job Description

Job Responsibility

Requirements

What we offer

Looking for more opportunities?

Audit Manager - Capital Markets

Audit Assistant Manager - Asset Management and Capital Markets

Manager - Capital Markets & Risk - Finance Risk Management

Banamex Audit Manager Markets

Senior Manager – Capital Markets & Accounting Advisory Services

Capital Markets and Loan Portfolio Mitigation, Vice President

Capital Markets and Loan Portfolio Mitigation Lead Analyst, Vice President

Audit Manager

Senior Consultant, Capital Markets Policy & Governance

Our AI answers in your language