Audit and Compliance Officer Job at 360 Resourcing Solutions (Wakefield)

Compliance Officer

Location

Canada , Toronto

Salary:

37.00 - 40.00 CAD / Hour

MTFX INC

Expiration Date

Until further notice

Requirements

Thorough understanding of PCMLTFA
3-5 years of experience in risk management and compliance
Bachelor’s degree in Business, Commerce, Accounting, or a related field
Good understanding of accounting principles and financial statements
Auditing experience required
Understand the risk of non-compliance
Team player adaptable to fast-paced and changing environment
Ability to manage tight processes, accuracy and attention to detail
Sense of urgency necessary to ensure customer transactions are reviewed promptly
Outstanding customer service skills

Job Responsibility

Establish and maintain policies and procedures for assessing compliance by the firm, and individuals acting on its behalf, with securities legislation
Monitor and assess compliance by the firm, securities legislation
Report to the ultimate designated person of the firm as soon as possible if the chief compliance officer becomes aware of any circumstances indicating that the firm, or any individual acting on its behalf, may be in non-compliance with securities legislation
Act as liaison with Regulators and other industry counterparts in gathering practical and technical knowledge about various compliance issues
Respond to requests for information including production orders from various Regulators
Provide compliance support as required on various compliance or management projects or new initiatives
Respond to requests from internal departments on various compliance issues
Management of regulatory and corporate audit process, including preparation of requested material and management responses to findings
Annual review of compliance infrastructure and report to UDP for compliance certification filling, if required
Participate and represent the firm at various conferences, seminars, and industry committees in an effort to stay abreast of new and upcoming regulations and best practices, and to be aware of regulatory “hot issues”

What we offer

Eligible for wage increases and bonuses
Eligible for dental insurance and extended medical insurance

Fulltime

Quality & Compliance Officer

We're recruiting a Quality & Compliance Coordinator on behalf of a growing manuf...

Location

United Kingdom , Hailsham

Salary:

35000.00 - 40000.00 GBP / Month

Office Angels

Expiration Date

Until further notice

Requirements

Must have full valid driving license due to the nature of the role
experience in quality, compliance, or process coordination (manufacturing preferred)
maintaining quality/compliance systems (QMS)
managing BRCGS, FSC & ISO Certifications
strong organisational, analytical, and communication skills
proficient in MS Office, including Excel and Word
flexible, proactive, and able to work independently

Job Responsibility

Support management systems and audit processes
assist with risk assessments and non-conformance management
collate, record, and report operational and compliance data
train and guide teams on procedures and standards
maintain documentation and ensure effective communication with management

Fulltime

Compliance Officer

We are offering an exciting opportunity in the financial services sector, locate...

Location

United States , Midland

Salary:

Not provided

Robert Half

Expiration Date

Until further notice

Requirements

Minimum of 3 years of experience in a compliance role within the financial services industry
Proficiency in using ADP - Financial Services
Familiarity with ATS - Asynchronous Transfer Mode
Experience with compliance software is a must
Knowledge of CRM and EHR Systems
Understanding and experience with AML - Anti Money Laundering procedures
Demonstrated skills in auditing and ensuring adherence to regulations
Excellent communication skills, both verbal and written
Proven experience in complaint handling, addressing and resolving issues effectively
Strong understanding of compliance laws, rules and standards in the financial industry

Job Responsibility

Ensure compliance with financial regulations and standards
Utilize CRM and compliance software to manage and track customer interactions
Handle customer complaints and resolve inquiries in a detail oriented and timely manner
Perform internal audits to ensure adherence to financial laws and regulations
Process and monitor customer credit applications, ensuring accuracy and efficiency
Utilize ADP - Financial Services and ATS - Asynchronous Transfer Mode tools for effective management
Implement and adhere to Anti Money Laundering (AML) standards
Maintain accurate and up-to-date customer credit records
Leverage strong communication skills to interact with customers and internal teams
Oversee the debit card fraud prevention efforts, implementing strategies to minimize risk

What we offer

medical
vision
dental
life and disability insurance
eligibility to enroll in company 401(k) plan

Fulltime

Compliance Assurance Officer

Serves as a senior compliance risk officer for Compliance Independent Assurance ...

Location

Mexico , Ciudad De Mexico

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
Knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities
Understanding of rules, laws, and regulations, and specific regulatory requirements
Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
Effectiveness in working within a large scale and complex matrix organization is essential
Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions
Knowledge of Compliance laws, rules, regulations, risks and typologies
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization

Job Responsibility

Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within an assigned region in accordance with the Compliance Assurance (CA) Plan
Participating in the planning, executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CA Plan
Analysing and documenting report findings, and having preliminary discussions with corresponding control/process owners
Assisting with development of Compliance Assurance Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development and enhancement of the Compliance Assurance Methodologies and Standards for auditing, testing, monitoring, and reporting
Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities
Developing effective relationships within CA function and with other stakeholders including Business process owners and Internal Audit function
Identifying industry best practices and share insight with the CA teams on a regular basis
Informing CA management of significant compliance matters that require their attention or action
Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs
Additional duties as assigned

Fulltime

Compliance Officer

To be a positive member of the Compliance Team in the UK that acts as a safeguar...

Location

United Kingdom , Various location across UK

Salary:

45000.00 GBP / Year

Lawes Consulting Group

Expiration Date

Until further notice

Requirements

Keep up to date with, and understand, relevant laws and regulations
Support the business with ongoing projects to ensure regulatory changes are understood
Update documentation as appropriate for the business to remain compliant
Support the auditing and role plays across all business areas
Support the business meet its growth aspirations by supporting new business pitches
Support the Head of Compliance with responding to the regulators or PI insurers requests for information
Support the Head of Compliance with updating the Board in a timely way
Support the Head of Compliance in actions arising from the ongoing Risk Committee process
Monitor and report on available management data
Manage complaints and the complaints process

Job Responsibility

To be a positive member of the Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company as well as for our clients

Fulltime

Head of Internal Audit Office

Head of Internal Audit Office at Leading Medical Technology Company. Our client ...

Location

Japan , Tokyo

Salary:

6000000.00 - 10000000.00 JPY / Year

Randstad

Expiration Date

February 19, 2027

Requirements

A minimum of 3 years of experience leading an internal audit function within a publicly listed company or a reputable auditing firm
Proven experience in conducting J-SOX evaluations
Strong understanding of internal control frameworks and risk management principles
Excellent communication, presentation, and interpersonal skills
Strong leadership skills, including the ability to mentor and develop a team
Proficiency in Japanese and English is required
Relevant professional certifications (CIA, CFE, CISA, CPA, USCPA) are preferred but not required

Job Responsibility

Lead and manage the internal audit team, providing guidance and mentorship to team members
Develop and implement annual internal audit plans aligned with business risks and regulatory requirements
Conduct audits of various business processes, identifying key risks and control weaknesses
Prepare comprehensive audit reports and communicate findings to senior management
Collaborate with management to develop and implement corrective action plans
Stay abreast of current auditing standards, best practices, and regulatory changes
Oversee the J-SOX evaluation process
Provide internal control consulting services

What we offer

健康保険
厚生年金保険
雇用保険
土曜日
日曜日
祝日
賞与

Fulltime

Compliance Testing Officer (Markets - FX and Commodities) - Vice President

Serves as a compliance risk officer for Independent Compliance Risk Management (...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Compliance Testing experience
Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
Knowledge and experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional access segregation of duties, transactional testing, surveillance systems, and reporting activities
Understanding of rules, laws, and regulations, specific regulatory requirements, financial services and the following asset classes: commodities and currencies
Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views
Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of business lines and control functions
Knowledge of Compliance laws, rules, regulations, risks and typologies
Advanced analytical skills
Bachelor's/University degree, Master's degree preferred

Job Responsibility

Developing, implementing, and executing compliance testing and reporting programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan
Participating in the planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with Compliance Independent Assessment Plan
Analysing and documenting report findings, and having preliminary discussions with corresponding control/process owners
Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance-related activities
Developing effective relationships within CIA function and with other stakeholders including Business process owners and Internal Audit function
Identifying industry best practices and share insight with the CIA teams on a regular basis
Informing CIA management of significant compliance matters that require their attention or action
Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Program
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Audit Director, Quality & Compliance

The Audit Director is responsible for leading the strategy, execution, and conti...

Location

United States , Philadelphia

Salary:

Not provided

Cabaletta Bio Inc

Expiration Date

Until further notice

Requirements

Bachelor’s degree in Life Sciences, Quality, Regulatory, or related discipline
10+ years of GxP audit experience in biotechnology, pharmaceutical, or cell therapy environment
Demonstrated experience leading internal and external GxP audits
Strong understanding of FDA, EMA, MHRA, and ICH regulations (including ICH E6 R3, Annex 1, 21 CFR Parts 210/211/312/820, GCP/GMP/GLP)
Experience supervising or mentoring employees
Strong analytical, organizational, and communication skills
Ability to manage competing priorities in a fast-paced, rapidly growing company
Experience in advanced therapies, ATMPs, or cell/gene therapy manufacturing preferred
Experience preparing for and supporting regulatory inspections preferred
Certifications such as ASQ, RQAP-GCP/GMP, RAC, CQA, or equivalent preferred

Job Responsibility

Develop and maintain the annual risk-based Internal Audit Program across GCP, GMP, GLP, IT/CSV, and Quality Management System (QMS) domains
Plan, schedule, and execute internal audits, vendor audits, and for-cause audits
Ensure alignment with global regulatory requirements and industry best practices for advanced therapies and cell therapy manufacturing
Evaluate organizational risk and adjust audit scope and approach accordingly
Directly supervise the current audit team member including goal setting, workload planning, performance management, and professional development
Provide coaching, technical training, and oversight to ensure audit readiness and consistent application of audit standards
Support team succession planning and capability building as the audit function grows
Lead or oversee audits of internal functional areas (e.g., Clinical Operations, CMC, MSAT, Manufacturing, Quality Control, Regulatory Affairs, IT)
Oversee vendor and third-party audits to qualify and maintain GxP suppliers
Ensure timely issuance of audit reports, management responses, and CAPA plans

What we offer

health and retirement, PTO, and stock option plans

Audit and Compliance Officer

360 Resourcing Solutions

Location:
United Kingdom , Wakefield

Category:
Finance

Contract Type:
Not provided

Salary:

Job Description:

Job Responsibility:

Requirements:

Nice to have:

Additional Information:

Job Posted:
April 11, 2026

Expiration:
April 17, 2026

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Expiration:April 17, 2026

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April 11, 2026

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