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Assurance Specialist

barclays.co.uk Logo

Barclays

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Location:
United States , New York

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Category:
Finance

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Contract Type:
Not provided

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Salary:

110000.00 - 135000.00 USD / Year
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Job Description:

Join us as an Assurance Specialist - AVP, where you will support the delivery of assurance activities across the bank’s Compliance Risk Management framework. You will help assess the effectiveness of regulatory controls through structured monitoring, testing, and regulatory review activities. In this role, you will collaborate with stakeholders across business and compliance teams to plan testing, evaluate control environments, and communicate findings. You will also contribute to reporting, issue tracking, and continuous improvement of assurance processes that strengthen the bank’s regulatory and risk management framework.

Job Responsibility:

  • Support the delivery of assurance activities across the bank’s Compliance Risk Management framework
  • Help assess the effectiveness of regulatory controls through structured monitoring, testing, and regulatory review activities
  • Collaborate with stakeholders across business and compliance teams to plan testing, evaluate control environments, and communicate findings
  • Contribute to reporting, issue tracking, and continuous improvement of assurance processes
  • Development and refresh of the Compliance Assurance Annual Plan
  • Delivery of risk-based assurance activity to validate the effectiveness of controls and processes
  • Identification of potential risks associated with non-compliance or control weaknesses
  • Verbal and written communication of Compliance Assurance reports and issues
  • Build, development and maintenance of effective relationships between Compliance Assurance and stakeholders
  • Proactive adoption of Data Analytics capabilities
  • Continued focus on the Barclays Mindset and Consistently Excellent

Requirements:

  • Experience in compliance assurance, monitoring and testing, or regulatory review within financial services
  • Understanding of compliance risk management frameworks and control environments
  • Ability to plan and execute testing programs and document findings clearly
  • Higher education or equivalent professional experience
  • CPA or relevant compliance certification is advantageous

Nice to have:

  • Stakeholder management and communication skills when working with business and compliance partners
  • Experience preparing assurance reports, summaries of findings, and issue tracking documentation
What we offer:
  • Wellness center equipped with modern amenities, including fitness centres
  • Health center providing a range of services, including primary and urgent care, wellness exams, health coaching, and vaccinations
  • Variety of sophisticated dining options, including a colleague restaurant and a private executive dining room

Additional Information:

Job Posted:
March 13, 2026

Employment Type:
Fulltime
Work Type:
Hybrid work
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