Associate Securities Operations Representative

• support a variety of operational tasks for simple or routine securities
• identify ways to improve the overall process
• perform routine duties such as processing, reconciling transaction and research inquires
• regularly receive direction from supervisor and escalate issues to more experienced roles
• review less complex documents
• collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
• interact with internal customers
• receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
• assign all Credit Margin and Priority Credit Line tasks accurately and on a timely basis
• process all Credit Margin and Priority Credit Line tasks independently
• perform moderately complex duties such as processing, researching inquires and reconciling transactions
• process all Margin Agreements, Executing Preferred Interest Rates, Facilitate Employee Stock Option Plan Transactions, Account Restriction Management, Monitoring Day Trade Activity and Bulk Asset Movements
• follow-up assertively with various external parties
• interact with market participants like custodian, clearing house, brokers, Investment Managers to gather process/product related information

• 6+ months of Security Operations experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
• securities/Custody/Investment banking experience preferably on Credit Margin and Priority Credit Line
• basic understanding of US Securities market
• understands the basics of capital markets and various products like what is a mutual fund, bonds, what is a stock/equity, etc.
• attention to detail and comprehension skills
• commerce graduate with CA/CFA/ICW/M.com/MBA preferably in Finance vertical
• good problem solving and analytical skills and numerical skills
• typing skills/Good Communication (Read/Write/Speak)
• desirable to have experience of interacting with US customers

desirable to have experience of interacting with US customers