Associate Due Diligence Coordinator

• Conduct Know your Customer compliance process for Wholesale processes
• Pick up relevant samples for data quality exception
• Participate in and provide compliance support for projects and initiatives
• Analyze risks on escalated, referred, or alerted negative news
• Identify and research patterns, trends, and anomalies in transactional and customer data
• Maintain an audit trail of due diligence performed
• Analyze potentially suspicious activity
• Interact with compliance representatives to assess potential unusual activity
• Maintain program and procedures
• Assist with examinations and audits

6+ months of due diligence experience, or equivalent demonstrated through work experience, training, military experience, education