Associate Director, AML Advisory - Capital Markets Europe Job at Brewin Dolphin (London)

Job Description

You will work as part of the European AML Compliance Advisory Team in the UK supporting Capital Markets Europe with the management of financial crime risk including money laundering, terrorist financing, economic sanctions and bribery and corruption through predominantly advising but also monitoring adherence to relevant regulatory rules and industry standards. This is a 12-month fixed term contract, full time, and will require 4 days in the office. This will be based at 100 Bishopsgate in London.

Job Responsibility

Support the Head of AML, Capital Markets Europe, Investor & Treasury Services UK and Global Asset Management UK in providing AML Advisory Services and to the Capital Markets business in Europe
Provide counsel and guidance to the Capital Markets (CM) and Investor & Treasury Services (I&TS), support functions, Compliance, Legal, Operations and other functions in respect of RBCs AML Compliance framework
Assist with the development and implementation of local and regional policies and procedures to ensure they meet with Enterprise Policy, Control Standards & Guidance
Track and resolve regulatory, audit and internal compliance findings
Review and opine on client risk rating to ensure all clients are appropriately risk rated in line with risk rating methodology and provide counsel and guidance to Senior Management where necessary
Support and enhance management reporting to enable the firm to assess and enhance its Financial Crime framework and report same to Senior Management and external authorities as required
Assist in the delivery of financial crime related training to key stakeholders
Provide support in relation to other AML Compliance projects and tasks where required
Draft risk assessments with respect to new products or changes to existing products
Assist with the completion of Annual Business Risk Assessments relating to Financial Crime
Provide support to other AML Compliance functions as required

Requirements

Good understanding of the AML/Financial Crime legal and regulatory framework particularly across Europe
Solid experience working within an AML Advisory function, preferably within Investment or Corporate Banking

Nice to have

Educated to degree level or similar/equivalent
Professional qualification in AML / Financial Crime

What we offer

A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
A world-class training program in financial services

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Associate Director, AML Advisory - Capital Markets Europe

Job Description

Job Responsibility

Requirements

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