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We have an exciting opportunity to join our office in London as an Associate for the Client Complaints Team. This role will involve recording, triaging and investigation and analysis of complaints received by the Group in accordance with regulatory requirements. You will provide advice and recommendations for the resolution of complaints.
Job Responsibility:
Ensure that regulatory timescales for complaints handling are consistently maintained
Calculate detriment to clients in accordance with industry standards, Financial Ombudsman Service guidance and internal precedent
Identify and escalate the systemic issues and trends to relevant parties
Ensure maintenance of complete records, providing a clear audit trail for complaints
Advise and support the Business on the prevention of complaints
Carry out training, workshops and one to one training to raise the profile of good complaints handling, preventative measures and awareness of Group procedures
Maintain knowledge on regulatory matters, company policies and products
Liaise with investment managers and financial planners, providing them with guidance on potential liability/breach of FCA rules, procedures, interpretation of regulation and company policy in respect of complaints
Identify and escalate issues as they arise and suggest solutions for resolution
Requirements:
Prior industry experience in a complaint handling role within an independent/whole of market organisation in financial services
Good knowledge of how the role contributes to the Risk & Compliance business strategy
Ambition to develop technical knowledge of regulations through relevant CPD, courses or exams
Excellent administration, planning and organisational skills
Strong attention to detail
Nice to have:
CISI or ICA qualifications
What we offer:
Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team