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Associate, Business Audit

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The New York Times

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Location:
United States , New York

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Category:
Finance

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Contract Type:
Not provided

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Salary:

96000.00 - 141000.00 USD / Year
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Job Description:

Associate, Business Audit with Goldman Sachs & Co. LLC in New York, New York. Responsible for providing independent assurance for the firm's internal control structure, including management and performance of the audit including planning, execution and reporting; regulatory interactions; management of issue remediation; ongoing assessment of risk including sufficient assurance work to form a view as to the firm's control structure; and management of resources to achieve the audit plan. Participate in firm control initiatives; participation in industry and market forums to stay abreast of emerging issues and risks.

Job Responsibility:

  • Providing independent assurance for the firm's internal control structure, including management and performance of the audit including planning, execution and reporting
  • regulatory interactions
  • management of issue remediation
  • ongoing assessment of risk including sufficient assurance work to form a view as to the firm's control structure
  • and management of resources to achieve the audit plan
  • Participate in firm control initiatives
  • participation in industry and market forums to stay abreast of emerging issues and risks

Requirements:

  • Bachelor’s degree (U.S. or foreign equivalent) in Finance, Economics, Accounting or related field and two (2) years of experience in the job offered or in a related role
  • Prior work experience must include two (2) years of experience with the following: contributing to execution of audits focused on financial and non-financial risk management including planning and scoping, fieldwork, and reporting within assigned timelines and in line with audit objectives in accordance with Audit Methodology
  • applying FINRA 3000 Supervisory requirements to evaluate supervisory structures and regional office coverage strategies
  • performing audits in line with best practice and regulatory expectations
  • assessing the controls in place to maintain information barriers in line with regulatory expectations for Investment Banking Private products
  • identifying and mitigating risks for complex transactions, recommending improvements to the control environment, utilizing Significant and Complex Transactions concepts including risk-based testing and transaction testing and control infrastructure assessment to identify, escalate, and designate significant and complex transactions
  • preparing commercially effective audit conclusions and findings, and presenting to senior management and business clients
  • and identifying risks, assessing mitigating controls, and making recommendations on improving the control environment

Additional Information:

Job Posted:
May 13, 2026

Employment Type:
Fulltime
Work Type:
On-site work
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