Assistant Vice President Transaction Monitoring Analyst Job at Barclays (Glasgow)

Compliance Independent Assessment Analyst Assistant Vice President

Location

Mexico , Ciudad De Mexico

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years of experience
Knowledge of Compliance laws, rules, regulations, risks and typologies
Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities
Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
Extensive global compliance and audit related experience, and strong knowledge of business processes
Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills
Understanding of relevant rules, laws, regulations, and specific regulatory requirements
Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
Effectiveness in working within a large scale and complex matrix organization is essential
Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions

Job Responsibility

Develops, implements, and executes compliance testing, continuous assurance, and reporting programs within assigned region for a component of a product line, function, or legal entity in accordance with Compliance Testing (CT) Plan
Participates in the planning, executing, and reporting of compliance assurance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CTA Plan
Performs compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan and reports any findings to the Compliance Testing Management team as necessary and documents them accordingly
Utilizes innovative compliance testing solutions including Data Analytics to enhance the value and efficiency of compliance-related activities to address emerging risks
Develops effective and collaborative relationships with stakeholders within and outside the CT function and outside stakeholders, such as business and technology process owners, and promotes the education and best practices across ICRM and the business
Promoting knowledge sharing and promulgation of best practices across ICRM and the business
Escalating to CT management significant compliance matters that require their attention or action
Additional duties as assigned
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency

Fulltime

IT Quality Sr Analyst - Assistant Vice President

The IT Quality Sr Analyst is a seasoned professional role. Applies in-depth disc...

Location

India , Pune

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years experience in an IT Quality role
Demonstrated execution capabilities
Development experience in a fast-paced, time-to-market driven environment
Experience with test automation, test scenario and test scripts creation and modification
Comfortable with writing complex queries
Experience with reporting tools
Hands on experience with testing automation tools
Project management experience preferred
Bachelor’s/University degree or equivalent experience
Applicants must have Financial Domain Knowledge on Accounting Principles - Deep understanding of the general ledger, sub-ledgers, chart of accounts, journal entries, debits and credits, trial balance, and the double-entry bookkeeping systems

Job Responsibility

Responsible for initiatives related to User Acceptance Testing (UAT) process and product rollout into production, making recommendations of solutions and improvements
Responsibilities may also include software quality assurance testing
Conducts complex process monitoring, product evaluation and audit assignments
Reports issues and makes recommendations for solutions
Ensures project standards and procedures exist, are fully / clearly documented and followed throughout the software development life cycle
Makes recommendations for enhanced documentation
Monitors products for conformance to standards
Monitors processes for conformance to procedures
Identifies risks and recommends solutions
Ensures annual organizational reviews of standards and procedures are conducted

Fulltime

Finance Accounting Senior Analyst, Assistant Vice President

The Finance Accounting Senior Analyst is a seasoned professional role. Applies i...

Location

Philippines , City of Taguig

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6+ years' public or relevant private accounting or finance experience
Strong interpersonal and communication skills
Strong organizational and time management skills to meet strict reporting deadlines
Proficiency in Microsoft Office products (Excel, Word, PowerPoint, Access)
Advance database management skills a plus
A results-oriented individual
Willing to work on Night Shift to accommodate US time zone from 10 PM to 6 AM
Bachelor’s Degree in Accounting/ Finance or equivalent experience

Job Responsibility

Supports the management and control data flows to and within Finance applications to ensure integrity and completeness of data
Manages one or more processes, reports, procedures or products
Supervises day-to-day work of junior level employees
Take responsibility for the accurate reporting of accounting reconciliations on Citi reporting tools
Review and examine key controls for accounting process within the process handled
Resolves complex problems or transactions
Partner with key stakeholders including legal entity managers across multiple locations
Identify and appropriately highlight / escalate potential issues relating to account with stakeholders
Applies in-depth understanding of concepts and procedures within own area
Develops and demonstrates an understanding of how assigned areas of process collectively integrate to contribute to achieving business goals

What we offer

Access to telehealth options, health advocates, confidential counseling
Expanded Paid Parental Leave Policy
Programs and services for physical and mental well-being
Resources to manage financial well-being and help plan for the future
Access to an array of learning and development resources
Generous paid time off packages
Resources and tools to volunteer in the communities

Fulltime

Finance Accounting Senior Analyst, Assistant Vice President

The Finance Accounting Senior Analyst is a seasoned professional role. Applies i...

Location

Philippines , Taguig

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6+ years' public or relevant private accounting or finance experience
Strong interpersonal and communication skills
Strong organizational and time management skills to meet strict reporting deadlines
Proficiency in Microsoft Office products (Excel, Word, PowerPoint, Access)
Advance database management skills a plus
A results-oriented individual
Willing to work on Night Shift to accommodate US time zone from 10 PM to 6 AM
Bachelor’s Degree in Accounting/ Finance or equivalent experience

Job Responsibility

Supports the management and control data flows to and within Finance applications to ensure integrity and completeness of data, including by preparing and recording financial transactions for legal vehicle and regulatory reporting purposes, updating the general ledger, recording financial transactions, and preparing of consolidated financial statements, in accordance with management reporting requirements, for legal vehicle & regulatory purposes
Manages one or more processes, reports, procedures or products, and considered analytical or procedural 'expert' representing a unit or team on cross-function process or project deliverables
Supervises day-to-day work of junior level employees
Take responsibility for the accurate reporting of accounting reconciliations on Citi reporting tools
Review and examine key controls for accounting process within the process handled
Resolves complex problems or transactions, where expertise is required to interpret policies, guidelines or processes
Partner with key stakeholders including legal entity managers, e.g. Country, Balance Sheet control group (BSCG), Global process lead (GPL) & Global process owner (GPO) across multiple locations communicating progress on assigned process completion
Identify and appropriately highlight / escalate potential issues relating to account with stakeholders such as Regional Balance Sheet control group / Country controllers / Global process lead (GPL) and Global process owner (GPO) and work with them for resolution
Applies in-depth understanding of concepts and procedures within own area and basic knowledge of other areas to resolve issues that have impact beyond own area
Develops and demonstrates an understanding of how assigned areas of process collectively integrate to contribute to achieving business goals

What we offer

Extensive on-the-job training and exposure to senior leaders
More traditional learning
Chance to give back and make a positive impact through volunteerism
Programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling
Expanded Paid Parental Leave Policy
Access to an array of learning and development resources
Variety of programs that help employees balance their work and life, including generous paid time off packages
Resources and tools to volunteer in the communities

Fulltime

Institutional Credit Management - Underwriter – Assistant Vice President

Institutional Credit Management (ICM) is a first line of defense function (1LOD)...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-10 years of experience, specifically in credit-related roles within Banking, Credit Risk Management, or a comparable field
Strong skills in financial analysis, including proficiency in interpreting financial statements and identifying key risk indicators
Proficient in identifying key financial and non-financial risks in their portfolio
Proficient in modeling techniques with an understanding of modeling principles
Working knowledge of standard product documentation (ISDAs, credit/facility agreements, amongst others)
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint)
Bachelor’s/University degree or equivalent experience
MBA or CFA or CA preferred

Job Responsibility

Independently perform assigned responsibilities with some supervision and limited Underwriter oversight on credit memos
Maintain coverage of a medium-to-high complexity portfolio of obligors under the guidance of an Underwriter
Prepare Annual and Quarterly review memos to accurately and concisely analyze complex credits
Author medium to high complexity transaction memos
Propose internal credit ratings and classifications by applying internal models and analytical guidance accurately
Identify material changes in financial performance or other credit events and recommend appropriate actions, if needed, to Internal Risk Rating
Develop projection models and appropriately articulate projection model assumptions during Annual Reviews and, Transactions
Ensure timely completion of remediations identified during the internal testing process
Serve as SME on various internal policies and procedures
Ensure compliance with key KPIs

Fulltime

Wholesale Credit Underwriting – Asset Backed Lending – Assistant Vice President

The Global Leveraged Finance Underwriting Credit Team (“LFU”) within Institution...

Location

India , Mumbai

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

6-9 years of credit analysis, origination, or relevant credit experience
Well-developed analytical skills, including an understanding of key financial components (liquidity position, leverage profile) with the ability to form independent opinions on credit and recognize emerging risks
Team player with strong work ethic who also works well with others at all levels and can coach and mentor analysts
Strong organizational skills with ability and willingness to work under pressure and manages time and priorities effectively
Advanced knowledge of Microsoft Word, Excel, and PowerPoint
Three statements financial modeling experience
Ability to take on demanding responsibilities and work independently, while juggling multiple tasks at one time effectively manage deadlines and juggle multiple tasks at once
Awareness and adherence to the control environment including Quality Assurance and Quality Control
MBA or CFA or CA

Job Responsibility

Assess the credit and financial strength of Citi’s most complex Large Corporate Clients by performing fundamental credit analysis of counterparties using both quantitative and qualitative factors
Monitor the covered portfolio, including following industry trends, impacts to key relationships, and escalation of potential credit issues to LFU Underwriters, Risk and BCMA partners
Evaluate and gain a strong understanding of clients' business model, financial performance, and key credit drivers across various industries, through both due diligence process as part of transactions and ongoing credit monitoring responsibilities
Assess the borrower’s cash flow profile by building projection models used in assigning a regulatory rating and driving decision on the extension of credit to highly levered obligors
Provide analytical support across LFU’s core functions: (1) Leveraged Lending transaction origination and credit approval
(2) portfolio management and early problem recognition
(3) global leveraged lending related projects and strategic initiatives

Fulltime

Capital Markets and Loan Portfolio Mitigation Lead Analyst, Vice President

Are you looking for a career move that will put you at the heart of a global fin...

Location

United Kingdom , London

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

Experience in a related role of credit structuring and / or portfolio management
Excellent communication / interpersonal skills are a must (both verbal and written)
Ability to think strategically on micro tasks while ensuring suitability for macro business goals
Well organised, disciplined approach to work with a high level of attention to detail while remaining flexible to changeable environment
Able to navigate through a large organisation to streamline and summarise multiple information points and create repeatable processes to build consistency in presenting information
Highly motivated, organised, detail and team-oriented with strong quantitative skills
Demonstrates a high level of integrity
Knowledge of synthetic securitisation and credit risk mitigation more broadly, including relevant regulatory frameworks
Advanced analytical and numerical competency
Understanding of any of front office trading or middle office functions including trade capture, risk management, margin, and credit systems

Job Responsibility

Hands on involvement in CM&LPM’s synthetic securitisation programme: structuring, replenishments, maintenance
Focus on growing CM&LPM’s synthetic securitisation programme across multiple Citi businesses, including new asset classes
Potential to aid in external investor relationships and marketing in conjunction with sales management to build and maintain the franchise
Focus on continuing the technology build out of user interfaces for the synthetic securitisation programme
Assist in creating regular and ad hoc presentations of mitigation strategies for Senior managers
Monitoring the market risk and P&L of the CM&LPM hedge book
Research and development of new structured credit solutions for overall balance sheet management through liaising with other Citi businesses
Participate in various other ad hoc CM&LPM initiatives as they relate to the overall credit portfolio
Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk, Audit, Finance in order to secure required internal approvals and ensure appropriate governance and control infrastructure
Build a culture of responsible finance, good governance and supervision, expense discipline and ethics

What we offer

Generous holiday allowance starting at 27 days plus bank holidays
increasing with tenure
A discretional annual performance related bonus
Private medical insurance packages to suit your personal circumstances
Employee Assistance Programme
Pension Plan
Paid Parental Leave
Special discounts for employees, family, and friends
Access to an array of learning and development resources

Fulltime

Wealth KYC Operations Manager - Assistant Vice President

The KYC Operations Manager is an intermediate management-level position responsi...

Location

Singapore , Singapore

Salary:

Not provided

Citi

Expiration Date

Until further notice

Requirements

5-8 years of experience leading teams preferred
Ability to analyze results and identify strengths and opportunities
Experience in creating and implementing processes that result in improved business performance
Ability to work independently, prioritize and work diligently under pressure
Ability to effectively communicate with multiple lines of business and multiple layers of management
Interpersonal skills and ability to work well in a team environment collaborating across diverse groups
Navigates complexity to create clear, often unique solutions
Demonstrate exceptional organizational skills
Performance record with a history of increased responsibility, and task / project delivery
Proven ability to make sound business decisions

Job Responsibility

Manage and lead KYC operations, including executing processes in accordance with Citi compliance policies and overseeing the KYC control environment
Perform program management of existing Business As Usual (BAU)/Refresh process with scope to migrate further functions globally
Provide people management and development responsibilities and ensure team service level standards are met
Liaise with Compliance department and senior management within business units supported
Oversee new client onboarding and implement process enhancements to improve client onboarding experience
Provide Management Information System (MIS) reporting to senior management and ensure delivery of targets within timelines dictated by BAU and Refresh Program
Monitor account refresh activity daily to ensure regulatory/document requirements are met
Perform quality reviews on new client and refresh cases, ensuring a high level of quality before cases are finalized
Maintain ‘Book of Work’ for new system releases and enhancements to existing infrastructure
Has the ability to operate with a limited level of direct supervision

Fulltime

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Assistant Vice President Transaction Monitoring Analyst

Job Description

Job Responsibility

Requirements

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