Assistant Vice President – Margin & Collateral Operations – Markets Operations

• Operate as a key day-to-day Subject Matter Expert (SME), providing guidance and expertise on complex margin and collateral operational processes
• Supervise and oversee daily activities of analysts, ensuring accuracy, timeliness, and adherence to established procedures and controls
• Drive continuous process improvement initiatives, identifying inefficiencies and collaborating on solutions to enhance operational effectiveness
• Identify, investigate, and resolve complex discrepancies or exceptions in margin calculations, collateral data, and control functions
• Support the implementation and operation of preventative controls, contributing to a robust risk management culture
• Collaborate with internal and external stakeholders to ensure seamless workflow and effective issue resolution
• Contribute to the training and development of junior team members, fostering a culture of expertise and continuous learning
• Develop a comprehensive understanding of products, processes, and industry practices within margin and collateral
• Champion diversity and inclusion, supporting a work environment that allows our People to thrive and excel
• Promote a culture of continuous improvement, cultivating a robust service and control environment

• Bachelor's/University degree or equivalent experience
• Typically minimum 5+ years of progressive experience in financial services, with significant exposure to margin and collateral operations, risk management, or operations control functions
• Demonstrated Subject Matter Expert (SME) knowledge in a specific area of margin and collateral operations or controls
• Proven ability to supervise and guide operational teams, fostering strong performance and development
• Strong analytical and problem-solving skills, with a keen eye for detail and a structured approach
• Excellent verbal and written communication skills, capable of articulating complex information clearly to diverse audiences
• Proactive, innovative, and collaborative mindset with a strong commitment to process efficiency and risk mitigation
• Ability to manage multiple priorities, adapt to change, and drive results in a fast-paced environment
• Demonstrates sound judgment and a strong risk management mindset
• Proficiency in MS Office (Excel and Word)
• Knowledge of Tri resolve, and Acadia Exposure manager is a plus
• 5-8 years of relevant experience
• Required licensing/registration: Series 7, Series 9, Series 10, Series 63
• Experience in a securities transactions processing role
• In-depth knowledge of settlement cycle concepts and procedures to resolve settlement issues
• Previous people management experience
• Consistently demonstrates clear and concise written and verbal communication skills

Knowledge of Tri resolve, and Acadia Exposure manager is a plus