Assistant Manager Surveillance, HSBC

HSBC

Location:
India, Mumbai

Category:
Finance

Contract Type:
Employment contract

Salary:

Not provided

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Job Description:

Risk and Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and ensures fair outcomes for clients. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

Job Responsibility:

Sample, review, investigate and escalate alerts generated by the Surveillance system for FX & FI
Undertaking daily, weekly and monthly monitoring tests to ensure that the risks within the Surveillance RC monitoring plan are mitigated
Identify improvements and assist in the on-going development of systems to improve the efficiency of monitoring
Perform error analysis and share in-depth report with leadership
Production of accurate and Management Information (MI)
Foster a close relationship with the various teams, both on and offshore
Maintain HSBC internal control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators

Requirements:

Strong interpersonal skills and experience of working effectively within a small team
Knowledge of financial markets and in particular, financial market regulation. Candidates with knowledge on FX/ FI will be preferred
Experience in Trade Surveillance, E Communication Surveillance or Audio Surveillance monitoring / oversight or related environment is preferable
Knowledge of the surveillance tool is preferable
Ability to understand trade and electronic/Voice communications and analyze these for the detection of potential Market Abuse
Ability to work under pressure and within tight timelines
Excellent time management and prioritization of work tasks
Ability to handle escalated issues and take this forward with Senior Management
Any compliance certification
Knowledge of regulatory norms around capital market
Any experience in audit related works

Nice to have:

Knowledge of the surveillance tool
Experience in Trade Surveillance, E Communication Surveillance or Audio Surveillance monitoring / oversight or related environment
Any compliance certification

What we offer:

Continuous professional development
Flexible working
Opportunities to grow within an inclusive and diverse environment

Additional Information:

Job Posted:
September 01, 2025

Expiration:
September 15, 2025

Employment Type:

Fulltime

Work Type:

Hybrid work

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Assistant Manager Surveillance