Assistant Manager, Customer Risk Monitoring & Control

• Act as a primary checker to ensure the quality of periodic reviews, trigger event reviews, and Enhanced Due Diligence (EDD) conducted by branches
• Conduct CDD periodic and trigger event reviews to ensure full compliance with internal policies and HKMA regulatory requirements
• Perform thorough KYC screening, including PEP and caution list checks, while maintaining detailed client records
• Collaborate effectively with branch staff to gather necessary customer information and documentation
• Highlight deficiencies, suspicious activities, or non-compliance issues directly to the Department Head
• Analyse data and results from transaction monitoring reports to determine if further investigations are required
• Support supervisors on ad-hoc compliance projects and tasks as assigned

• Bachelor’s degree holder
• professional qualifications such as ECF-AML/CFT are highly preferred
• Minimum 5 years of CDD/KYC related experience within the banking sector
• Practical experience in handling CDD reviews for both personal and corporate customers is essential
• Well-versed in HKMA’s AML requirements and risk assessment frameworks
• Strong interpersonal skills with the ability to work independently and meet tight deadlines
• Good command of spoken and written English and Chinese (including Cantonese)
• Proficient in MS Office applications and Chinese word processing

10% gratuity