AML Onboarding Associate Job at Clear Street (New York)

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KYC Client Onboarding Associate

The role of Know Your Client (KYC) Associate is part of the KYC Client Onboardin...

Location

United Kingdom , London

Salary:

Not provided

Brewin Dolphin

Expiration Date

June 29, 2026

Requirements

Proven relevant KYC/AML experience in Capital Markets in a Global Investment Bank
In-depth knowledge of local and global KYC/AML, Capital Markets industry, or taxation regulatory requirements
Strong knowledge of Capital Markets products, trade systems and business lines
Knowledge of KYC/AML industry tools, portals, information sources, and vendor products
Experience working in Client Services using Fenergo and CLM tools

Job Responsibility

Be responsible for the KYC processing of new client and account opening forms, and maintaining reference databases with completed records and information
Assess issues of potential non-compliance, provide recommendations and, together with the KYC BAU Manager / KYC management, work with areas involved to resolve and implement improved controls
Conduct KYC due diligence searches and perform reviews for Low/Medium/High risk customers
Respond to adhoc requests for information from Business areas regarding appropriate KYC documentation
Identify potential areas for improved processing and automation of manual processes wherever possible
Act as a Subject Matter Expert on KYC UK policy and have working knowledge of other regional requirements
Escalate material matters relating to sanctions or ABAC, to the Global Economic Sanctions Team (GES)
Responsible for problem solving complex requests and escalating new issues or proposed solutions to senior management
Participate in intra-day and/or after hours testing in support of system and process improvements
Understand complex deal structures and have confidence with GIB & Corporate Banking clients

What we offer

A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
A world-class training program in financial services

Fulltime

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Senior AML Associate

Our mission is to enable everyone to build wealth. We reinvent how trading and i...

Location

Germany , Berlin

Salary:

Not provided

Trading212

Expiration Date

Until further notice

Requirements

A degree in Law, Finance, Compliance, or a related field
Demonstrable ongoing learning through completion of relevant external training or certificates
Proven experience in a senior legal, compliance, or regulatory policy role within the FinTech, brokerage, investment banking, or capital markets sector with an AML focus
Deep practical understanding of key EU/DE financial services and AML laws and regulations (MiFID II, BaFin rules, GWG, MaRisk, etc)
Exceptional ability to distill complex, technical legal language into succinct, strategic guidance and operational policies for non-legal business teams
Full professional proficiency in English
Commitment to learn German, demonstrably to at least B1 standard, within 36-48 months of the employment commencing

Job Responsibility

Ensure adherence to AML policies and regulatory requirements by embedding best practices in daily operations
Initiate, own, and drive technical initiatives, at local and group level, facilitated through exceptional technical expertise
Act as BI POC to AML second line functions in the group
Support the execution of AML risk assessments and contribute to the implementation of risk controls to address identified issues
Strong understanding of AML regulations, including EU, especially German, Cypriot, Irish and UK AML directives, Bafin requirements, and international best practices
Implement and maintain AML policies and procedures
Prepare and submit comprehensive AML reports to regulatory authorities, ensuring strategic alignment and regulatory adherence
Contribute to the drafting review and implementation of AML policies and procedures ensuring they align with current regulatory requirements and best practices
Monitor and review AML transaction alerts, escalating and reporting suspicious activities to relevant authorities in line with internal procedures and regulations
Ensure both onboarding and ongoing KYC processes comply with regulations and guidelines

What we offer

Challenges that will help you grow and realize your potential fast
Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth
Work with smart, spirited, helpful, high-performing colleagues with a common goal
An environment where nothing is set in stone
Appreciation for your talent and ideas
Generous remuneration package

Fulltime

Senior Risk Associate, Capital Markets - Regulatory Onboarding

Senior Risk Associate, Capital Markets - Regulatory Onboarding. Capital One Comm...

Location

United States , Charlotte; Plano; Richmond

Salary:

87700.00 - 100100.00 USD / Year

Capital One

Expiration Date

Until further notice

Requirements

High School Diploma, GED or equivalent certification
At least 3 years of experience in Financial Services
Bachelor’s Degree or Military experience (Preferred)
2+ years of experience with derivatives products, ISDA Definitions, and Dodd-Frank Title VII (Preferred)
2+ years of experience with securities products and FINRA rules (Preferred)
2+ years of experience in KYC (Know Your Customer) or AML (Anti-Money Laundering) (Preferred)
2+ years of experience with Client Onboarding (Preferred)
Must be within 50 miles driving distance from one of our Capital One hubs in Richmond, VA/ Plano, TX/ or Charlotte, NC
A secure home office environment that is free from background noise and distractions
A reliable private internet connection that is not supplied via cellular data or hotspot

Job Responsibility

Provide exceptional customer service to both internal and external customers, while managing documentation support and coordination of client onboarding
Perform due diligence review and validation of onboarding documentation for accuracy and regulatory compliance
Consult Front Office and external customers on onboarding requirements and policies
In partnership with Front Office, conduct weekly pipeline reviews and prioritization of requests
Facilitate account setup in system of records with internal teams such as Derivatives Operations, COS Operations, and Collateral
Collaborate with internal teams to optimize processes and build relationships with our partners
Manage onboarding documentation and ensure they are uploaded into the record keeping depository
Manage external and internal audit requests in onboarding related asks
Regular review and appraisal of workflows and procedures to provide optimum client experience and appreciation of regulatory, compliance and risk environment
Demonstrate and articulate processes and industry knowledge through various communication avenues to internal team members and customers

What we offer

performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI)
comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

Fulltime

Data Scientist, North America Onboarding Team

As a Data Scientist on the North America Onboarding team, you will leverage your...

Location

United States , Austin

Salary:

Not provided

Assessfirst

Expiration Date

Until further notice

Requirements

Proven experience in a Data Scientist role, ideally with exposure to fraud detection, anti-money laundering (AML), or KYC/KYB domains within a FinTech or regulated business environment.
Strong proficiency in machine learning frameworks and Python programming language and are able to make and justify design decisions in your code. You know how to use Git to collaborate with others and are able to review code.
Expertise in data querying languages such as SQL, with experience working with large datasets and data processing technologies (e.g., Spark, Snowflake).
Familiarity with anomaly detection, supervised and unsupervised learning methods, and real-time risk scoring and data analysis.
Demonstrated ability to work collaboratively in cross-functional teams and effectively communicate complex technical concepts to non-technical stakeholders.
A strong product mindset with the ability to work independently in a cross-functional and cross-team environment.
Experience with statistical analysis and good presentation skills to drive insight into action.
Strong problem-solving skills with the ability to help refine problem statements and figure out how to solve them.
Familiarity with automating operational processes via technical solutions, for example Large Language Models (LLMs)

Job Responsibility

Design, develop, and deploy machine learning models to enhance our detection of financial crime, compliance violations, and risk associated with customer onboarding (KYC) and business verification (KYB).
Take over existing models to prevent chargebacks in North America. Ideate and work on new opportunities with ML to help reduce losses on chargebacks to reduce customer fees.
Analyze large volumes of customer and business data to identify trends, patterns, and anomalies related to identity verification and regulatory risk typologies.
Design and implement experiments (A/B tests) to evaluate the effectiveness of new risk controls and product features, continuously improving performance and balancing compliance with customer experience.
Develop robust data pipelines, algorithms, and tooling using Python and SQL to support real-time data ingestion and model scoring for the KYC/KYB process.
Collaborate with analysts, compliance teams, and engineers to translate complex business and regulatory requirements into actionable data insights and automated solutions.
Stay informed about the latest advancements in data science, machine learning, and regulatory compliance techniques to ensure state-of-the-art capabilities in the risk domain.

Investor Services, Associate II

As a Senior Officer, you will use the experience you have acquired in the past a...

Location

United States , Carmel

Salary:

Not provided

Alter Domus

Expiration Date

Until further notice

Requirements

2-3 years of experience in the same or similar field with a strong focus on AML/CDD requirements
Preferably hold a degree in law, business, finance or economics
Proven ability to communicate effectively with external stakeholders at all levels, adapting communication style to meet clients where they are, building strong relationships, and driving collaborative outcomes that align with business objectives
Experience in the Financial Services or Fund Services industry
Familiarity with AML/CTF legislation/directives
You can organize, prioritize and manage your work effectively
You show high interest in regulatory and compliance topics
Fluent in English both spoken and written
You will have strong interpersonal skills and can act independently but also be a team player
Ability to interpret/understand regulatory guidelines

Job Responsibility

Undertake investor file reviews in accordance with the relevant onboarding and monitoring plan and internal procedures
Maintenance of KYC information in the internal and external databases
Liaise with client and/or investors to obtain documentation in accordance with set deadlines
Be a key contact for AML/KYC queries for those clients you are assigned
Complete a review of investor due diligence to ensure the documentation/information has been collected to the appropriate standard in order to comply with the regulation
Provide guidance and assistance to the business in respect of the onboarding of the investors into the Funds as required
Assisting in the development of training materials and mentoring of new team members
Advising on and supporting team members in day-to-day tasks
Review and validate tasks performed by other members of the team, and provide relevant feedback
Provide key information to all relevant stakeholders regarding ongoing tasks and assist/carry out reporting as required

What we offer

Support for professional accreditations
Flexible arrangements, generous holidays, plus an additional day off for your birthday
Continuous mentoring along your career progression
Active sports, events and social committees across our offices
24/7 support available from our Employee Assistance Program
The opportunity to invest in our growth and success through our Employee Share Plan

Fulltime

Kyc Associate, Corporate Bank

Our client is a renowned corporate bank, with presence across Asia.

Location

Singapore , Singapore River

Salary:

Not provided

Randstad

Expiration Date

July 19, 2026

Requirements

>1 year of kyc/onboarding experience
Ability to work in a fast paced environment
Good communications and interpersonal skills
Good time management

Job Responsibility

Coordinate with the Front Office on client account openings and periodic KYC reviews
Assess new account applications and KYC documentation for completeness and compliance with policies and procedures
Follow up with Business Units on document deficiencies related to onboarding and periodic KYC
Verify and maintain proper records of customer identification and supporting documents before account activation
Conduct name screening using AML systems
Analyze screening results and client profiles to identify potential risks and adverse news, updating the AML system as required
Ensure all CDD activities align with AML/CFT regulations and internal policies
Collaborate with Relationship Managers (RMs) to clarify and justify KYC submissions

Fulltime

Kyc Analyst

As a KYC Analyst, you will be at the forefront of ensuring seamless onboarding e...

Location

Spain , Barcelona

Salary:

Not provided

Satispay

Expiration Date

Until further notice

Requirements

Working background: You have at least 1 year of experience in a similar role, ideally in a startup or the financial sector
customer care experience is also valued
Relevant Experience: Experience in a high-volume, metrics-driven KYC/customer support role (e.g., meeting daily/weekly targets for response time and resolution)
Legal framework knowledge: Direct experience or comprehensive training in basic anti-money laundering (AML) and know your customer (KYC) procedures
Language proficiency: You have proficiency in English, with knowledge of Italian considered a plus.

Job Responsibility

Perform due diligence: Ensure appropriate client documentation is captured and provide timely onboarding for new consumers
Meet productivity and compliance targets: Manage a daily case queue and ensure consistent throughput while maintaining high quality standards
Analyze and assess profiles: Verify identities, identify potential red flags, and escalate high risk cases to the FinCrime team
Assist customers: Provide assistance primarily via email during the verification and activation process to ensure a smooth and efficient experience
Perform periodic reviews: Support refresh activities, re-verifying customer information, and reassessing risk when triggers occur
Utilize screening databases: Triage potential matches (PEP/sanctions/adverse media), reduce false positives through analysis, and ensure timely resolution within SLAs
Perform risk assessments: Conduct detailed customer risk assessments to identify and evaluate potential risks associated with clients.

What we offer

Unlimited paid time off
Psychological support & mental health webinars with Serenis
Flexible hybrid working system
Extended parental leave
Childcare leave
Professional development programmes
Internal mobility program
Language classes with Preply
Internal workshops & training
Stock Option Plan (with additional grants often provided based on performance)

Fulltime

Operation Analyst (Private Bank)

My client is a leading bank and they are looking for an Analyst to support e-ban...

Location

Hong Kong , Hong Kong

Salary:

20000.00 - 23000.00 HKD / Month

Randstad

Expiration Date

July 11, 2026

Requirements

Associate degree or above in related discipline
With banking experience in account opening / customer on-boarding experience is preferable
With excellent communication skills and good interpersonal skills
Proficient in MS Office and spoken in English and Chinese
Immediate available is preferred

Job Responsibility

Manage AML name screening and customer information checking and update
Perform clerical work such as document filing and data input for account opening and periodic account review
Assist customer information system maintenance
Participate in project and ad hoc duties assigned by management

Fulltime

Select Country

AML Onboarding Associate

Job Description

Job Responsibility

Requirements

What we offer

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