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The AI Transformation Lead role supports the Head of Compliance Operations in driving the identification, development and implementation of AI-enabled solutions across the Compliance function, with a focus on improving regulatory oversight, strengthening risk management and delivering operational efficiencies.
Job Responsibility
Lead end-to-end delivery of AI initiatives within Compliance
Identify and shape AI-enabled use cases and transformation opportunities
Evaluate emerging AI technologies and assess applicability across Compliance use cases
Identify AI-ready processes and automation opportunities
Redesign Compliance workflows to incorporate AI-driven decision support and automation capabilities
Monitor and evaluate AI model performance, including validation of outputs, identification of bias and detection of model drift or anomalies
Coordinate testing, validation and adoption activities to ensure effective deployment of AI-enabled solutions
Oversee implementation, deployment and post-production optimisation of AI-enabled solutions
Support AI governance, model lifecycle management and compliance with internal control frameworks
Engage senior stakeholders across Compliance and Technology to prioritise and deliver AI transformation initiatives
Drive adoption of generative AI capabilities and intelligent automation across Compliance workflows
Requirements
Recent hands-on experience delivering AI-enabled solutions in an enterprise environment
Strong understanding of AI technologies, including generative AI, natural language processing, workflow automation and intelligent monitoring capabilities, identifying appropriate solutions per use case
AI prompt engineering experience
Strong analytical capability working with structured and unstructured data sets
Understanding of AI governance, model risk management, explainability and evolving regulatory expectations relating to AI within financial services
Minimum 5-8 years’ experience delivering transformation initiatives, including ‘hands-on’ delivery, through end-to-end lifecycle of delivery and transition to BAU
Experience performing gap analysis and eliciting, capturing and defining business and functional requirements
Experience in process modelling (BPMN or similar)
Experience of dealing with various stakeholders (Front Office, IT, Finance, Risk, HR, 3rd Party suppliers, etc)
Nice to have
Experience working in a regulatory/compliance environment
Experience of working in both a brokerage/ trading firm as well as a large financial institution (investment bank, corporate bank, asset manager, etc.)
Consultancy background
Any industry project management (PMP / Prince2) and / or business analyst certifications (SEN)